13F-HR 1 c91131e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/09 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Northaven Management, Inc. Address: 375 Park Ave., Suite 2709 New York, NY 10152 Form 13F File Number: 28-__________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Adena Plesmid Title: Controller Phone: 212 798-0305 Signature, Place, and Date of Signing: A Plesmid New York, NY 10/15/09 ----------------------------- ----------------------- ---------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name -------------------- ---- 28-__________ ________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: 127,900 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name -------- -------------------- ---- 28-_____ ____________________ __________________________ [Repeat as necessary.] FORM 13F INFORMATION TABLE

~~ITEM~~COLUMN 1 ~~ITEM~~COLUMN 2 ~~ITEM~~COLUMN 3 ~~ITEM~~COLUMN 4 ~~ITEM~~COLUMN 5 ~~ITEM~~COLUMN 6 ~~ITEM~~COLUMN 7 ~~ITEM~~COLUMN 8 ---------------------------------- -------------- --------- ---------- --------- ------- ---------- -------- --- ---------------- ~~INVEST. DISC. MANAGERS~~ VOTING AUTHORITY ~~TITLE~~NAME ~~FAIR~~OF ~~SHARES~~TITLE OF ~~-----------------~~SHRS OR SH/ PUT/ INVESTMENT OTHER ----------- -------~~---------~~ ~~OF MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF~~ ISSUER CLASS CUSIP # VALUE ~~AMOUNT~~PRN AAMT BPRN CCALL ADISCRETION BMANAGERS CSOLE SHARED NONE ---------------------------------- -------------- --------- ---------- ------- --- ---- ---------- -------- ------ ------ ---- ACNB CORP OTC EQ 000868109 ~~1,893,358~~2159092 ~~166,084~~166084 NSH XSOLE ~~NORT~~ 166084 0AEGON 0NV NY REGISTRY SH 007924103 1269000 150000 SH SOLE 150000 ARTHUR J. GALLAGHER & CO ~~COMMON~~COM 363576109 ~~2,454,100~~2970703 ~~115,000~~121900 NSH XSOLE ~~NORT~~121900 ~~115000~~AON 0CORP 0COM ~~AON~~037389103 ~~Corp~~1892085 ~~COMMON~~46500 ~~037389103~~SH ~~2,650,900~~SOLE ~~70,000~~46500 NARES XCAPITAL ~~NORT~~CORP ~~70000~~COM 004010L103 03030500 ~~ARES~~275000 ~~CAPITAL~~SH SOLE 275000 COMMUNITY BANKERS TRUST CORP ~~COMMON~~COM ~~04010L103~~203612106 ~~1,773,200~~2901918.63 ~~220,000~~843581 NSH XSOLE ~~NORT~~843581 ~~220000~~CATHAY 0GENERAL 0BANCORP ~~BANK~~COM OF149150104 ~~NEW~~1456200 ~~YORK~~180000 ~~MELLON~~SH SOLE 180000 CHUBB CORP ~~COMMON~~COM ~~064058100~~171232101 ~~3,517,200~~3150625 ~~120,000~~62500 NSH XSOLE ~~NORT~~62500 ~~120000~~COMERICA 0INC 0COM ~~COMMUNITY~~200340107 ~~BANKERS~~4435665 ~~TRUST~~149500 ~~CORP~~SH ~~COMMON~~SOLE ~~203612106~~149500 ~~3,121,250~~COLUMBIA ~~843,581~~BANKING NSYSTEM XINC ~~NORT~~COM ~~843581~~197236102 03310000 0200000 ~~CHUBB~~SH ~~CORP~~SOLE ~~COMMON~~200000 ~~171232101~~CENTERSTATE ~~3,788,600~~BANKS ~~95,000~~INC NCOM X15201P109 ~~NORT~~3393489 ~~95000~~430100 0SH 0SOLE 430100 CONNECTICUT BANK & TRUST COMPANY ~~OTC~~COM EQ 207546102 ~~1,814,860~~1575228 ~~352,400~~352400 NSH XSOLE ~~NORT~~ 352400 0CVB 0FINANCIAL ~~WTS~~CORP ~~DIME~~COM ~~BANCORP~~126600105 ~~INC~~1303962 ~~NEW~~171800 ~~OTC~~SH EQSOLE ~~25429Q110~~171800 ~~4,138~~DISCOVER ~~413,775~~FINANCIAL NSERVICES XCOM ~~NORT~~254709108 ~~413775~~2051472 0126400 0SH SOLE 126400 EASTERN INSURANCE HOLDINGS ~~OTC~~INC EQCOM 276534104 ~~6,194,650~~6273646.65 ~~658,305~~658305 NSH XSOLE ~~NORT~~ 658305 ~~0 0~~ ENDURANCE SPECIALTY HOLDINGS LTD ~~OTC~~SHS EQ G30397106 ~~2,637,000~~4091934 ~~90,000~~112200 NSH XSOLE ~~NORT~~112200 ~~90000 0 0~~ EASTERN VIRGINIA ~~BANKSHARE~~BANKSHARES ~~OTC~~INC EQCOM 277196101 ~~1,970,438~~1933220.8 ~~228,060~~239260 NSH XSOLE ~~NORT~~239260 ~~228060 0 0~~ FIRST CAPITAL BANCORP INC ~~COMMON~~COM 319438107 ~~1,117,320~~1052734.25 ~~139,665~~139435 NSH XSOLE ~~NORT~~139435 ~~139665~~FIRST 0HORIZON 0NATIONAL CORP COM 320517105 1190700 90000 SH SOLE 90000 FISERV INC ~~OTC~~COM EQ 337738108 ~~1,828,400~~1281204.2 ~~40,000~~26581 NSH XSOLE ~~NORT~~26581 ~~40000~~FPIC 0INSURANCE 0GROUP ~~HAMPSHIRE~~INC ~~FIRST~~COM ~~BANK~~302563101 1275201.95 38009 SH SOLE 38009 1ST UNITED BANCORP INC (NHFLORIDA) ~~OTC~~COM EQ33740N105 ~~408853109~~2587500 ~~1,793,160~~450000 ~~293,000~~SH NSOLE X450000 ~~NORT~~GENWORTH ~~293000~~FINANCIAL 0INC 0COM ~~INVESCO~~CL ~~OTC~~A EQ37247D106 ~~G491BT108~~3585000 ~~4,740,120~~300000 ~~266,000~~SH NSOLE X300000 ~~NORT~~HERITAGE ~~266000~~OAKS 0BANCORP 0COM ~~JPMORGAN~~42724R107 ~~CHASE~~330750 &45000 COSH ~~COMMON~~SOLE ~~46625H100~~45000 ~~2,899,350~~HAMPSHIRE ~~85,000~~FIRST NBANK XOTC ~~NORT~~EQ ~~85000~~408853109 02051000 0293000 ~~METLIFE~~SH ~~INC~~SOLE ~~COMMON~~293000 ~~59156R108~~HERITAGE ~~2,700,900~~FINANCIAL ~~90,000~~CORP NCOM X42722X106 ~~NORT~~4431550 ~~90000~~337000 0SH 0SOLE ~~MARSH~~337000 &HOME ~~MCLENNAN~~BANCSHARES ~~COS~~ INC ~~COMMON~~COM ~~571748102~~436893200 ~~4,529,250~~838045.44 ~~225,000~~38232 NSH XSOLE ~~NORT~~38232 ~~225000~~INVESCO 0SHS 0G491BT108 ~~MORGAN~~4227692.76 ~~STANLEY~~185751 ~~COMMON~~SH ~~617446448~~SOLE ~~4,219,480~~185751 ~~148,000~~JPMORGAN NCHASE X& ~~NORT~~CO ~~148000~~COM 046625H100 03430273.42 ~~NEW~~78281 ~~ENGLAND~~SH ~~BANCSHARES~~SOLE ~~INC~~78281 ~~OTC~~LENDER EQPROCESSING ~~643863202~~SERVICES ~~1,398,100~~INC ~~254,200~~COM N52602E102 X2305468 ~~NORT~~60400 ~~254200~~SH 0SOLE 060400 ~~PACWEST~~MARSH ~~BANCORP~~& ~~COMMON~~MCLENNAN ~~695263103~~COMPANIES ~~2,076,648~~INC ~~157,800~~COM N571748102 X3362043.5 ~~NORT~~135950 ~~157800~~SH 0SOLE 0135950 ~~PRINCIPAL~~MORGAN ~~FINANCIAL~~STANLEY ~~GROUP~~COM ~~INC~~NEW ~~COMMON~~617446448 ~~74251V102~~3325312.8 ~~3,249,900~~107685 ~~172,500~~SH NSOLE X107685 ~~NORT~~NARA ~~172500~~BANCORP 0INC 0COM ~~PMA~~63080P105 ~~CAPITAL~~910450 ~~CORP~~131000 ~~OTC~~SH EQSOLE ~~693419202~~131000 ~~2,275,000~~NEW ~~500,000~~ENGLAND NBANCSHARES XINC ~~NORT~~COM ~~500000~~NEW 0643863202 01525200 ~~PARTNERRE~~254200 ~~LTD~~SH ~~COMMON~~SOLE ~~G6852T105~~254200 ~~3,247,500~~PACWEST ~~50,000~~BANCORP NCOM X695263103 ~~NORT~~3328035 ~~50000~~174700 0SH 0SOLE ~~PRUDENTIAL~~174700 PRINCIPAL FINANCIAL GROUP INC ~~COMMON~~COM ~~744320102~~74251V102 ~~5,024,700~~3950815.77 ~~135,000~~144243 NSH XSOLE ~~NORT~~144243 ~~135000~~PMA 0CAPITAL 0CORP ~~PLATINUM~~CL ~~UNDERWRITERS~~A ~~HOLDINGS~~693419202 ~~LTD~~2845000 ~~COMMON~~500000 ~~G7127P100~~SH ~~2,215,725~~SOLE ~~77,500~~500000 NPARTNERRE XLTD ~~NORT~~COM ~~77500~~G6852T105 02692900 035000 ~~STATE~~SH ~~BANCORP~~SOLE ~~INC~~35000 NYPLATINUM ~~OTC~~UNDERWRITERS EQHOLDINGS ~~855716106~~LTD ~~2,273,557~~COM ~~300,735~~G7127P100 N3874304 X108100 ~~NORT~~SH ~~300735~~SOLE 0108100 0 STATE ~~STREET~~BANCORP ~~CORP~~INC ~~COMMON~~COM ~~857477103~~855716106 ~~3,776,000~~2626555.75 ~~80,000~~310835 NSH XSOLE ~~NORT~~310835 ~~80000 0 0~~ TRAVELERS COMPANIES INC ~~COMMON~~COM 89417E109 ~~3,898,800~~3396870 ~~95,000~~69000 NSH XSOLE ~~NORT~~69000 ~~95000 0 0~~ SOUTH FINANCIAL GROUP INC~~/THE~~ ~~COMMON~~COM 837841105 ~~595,000~~1433250 ~~500,000~~975000 NSH XSOLE ~~NORT~~975000 ~~500000~~UMPQUA 0HOLDINGS 0CORP COM 904214103 2692400 254000 SH SOLE 254000 US BANCORP ~~COMMON~~(DEL) COM NEW 902973304 ~~4,049,920~~3947347.64 ~~226,000~~180574 NSH XSOLE ~~NORT~~180574 ~~226000~~UNIVEST 0CORP 0OF ~~WESTERN~~PENNSYLVANIA ~~ALLIANCE~~COM ~~BANCORP~~915271100 ~~COMMON~~4279825 ~~957638109~~197500 ~~5,301,000~~SH ~~775,000~~SOLE N197500 XWESTERN ~~NORT~~ALLIANCE ~~775000~~BANCORP 0COM 0957638109 WR4417000 ~~BERKLEY~~700000 ~~CORP~~SH ~~COMMON~~SOLE ~~084423102~~700000 ~~1,610,250~~WEBSTER ~~75,000~~FINANCIAL NCORP XCOM ~~NORT~~947890109 ~~75000~~1558750 0125000 0SH SOLE 125000 WILLIS GROUP HOLDINGS LTD ~~COMMON~~SHS G96655108 ~~2,444,350~~1935892 ~~95,000~~68600 NSH XSOLE ~~NORT~~68600 ~~95000~~DIME ~~0 0 ZIONS~~ BANCORP ~~COMMON~~INC ~~989701107~~OTC ~~2,427,600~~EQ ~~210,000~~25429Q110 N12413.25 X413775 ~~NORT~~SH ~~210000~~SOLE ~~0 0~~413775

Filing Compare · NORTHAVEN MANAGEMENT INC/FA