13F-HR 1 d70052e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ] Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brookline Avenue Partners, LP Address: 100 Crescent Court Suite 1100 Dallas, Texas 75201 Form 13F File Number: 028-12872 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Kyle Knutson Title: Chief Compliance Officer Phone: (214) 775-3100 Signature, Place, and Date of Signing: /s/ J. Kyle Knutson Dallas, TX November 16, 2009 ------------------------------ --------------------------- ----------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: 376,393 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE

MCDONALDS CORP COM 580135101 2,854 50,000 SH PUT SOLE 50,000 0 0 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 1,976 2,000,000 PRN SOLE 2,000,000 0 0 METLIFE INC COM 59156R108 1,721 45,200 SH SOLE 45,200 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1,627 142,500 SH SOLE 142,500 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 3,255 285,000 SH PUT SOLE 285,000 0 0 NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 7,925 4,000,000 PRN SOLE 4,000,000 0 0 ODYSSEY RE HLDGS CORP COM 67612W108 3,241 50,000 SH CALL SOLE -- -- -- OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 618 500,000 PRN SOLE 500,000 0 0 PENNEY J C INC COM 708160106 2,163 64,100 SH SOLE 64,100 0 0 POTASH CORP SASK INC COM 73755L107 2,259 25,000 SH CALL SOLE -- -- -- POTASH CORP SASK INC COM 73755L107 2,259 25,000 SH SOLE 25,000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,268 30,000 SH PUT SOLE 30,000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 2,955 17,350 SH SOLE 17,350 0 0 SCHERING PLOUGH CORP COM 806605101 7,034 249,000 SH SOLE 249,000 0 0 SCHLUMBERGER LTD COM 806857108 2,324 39,000 SH SOLE 39,000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2,365 123,500 SH SOLE 123,500 0 0 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 1,028 51,571 SH SOLE 51,571 0 0 SOUTHERN COPPER CORP COM 84265V105 552 18,000 SH PUT SOLE 18,000 0 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 2,002 85,800 SH SOLE 85,800 0 0 SPDR TR UNIT SER 1 78462F103 61,242 580,000 SH CALL SOLE -- -- -- SPDR TR UNIT SER 1 78462F103 46,988 445,000 SH PUT SOLE 445,000 0 0 STRYKER CORP COM 863667101 2,272 50,000 SH CALL SOLE -- -- -- SUN MICROSYSTEMS INC COM NEW 866810203 1,391 153,000 SH PUT SOLE 153,000 0 0 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 4,278 4,000,000 PRN SOLE 4,000,000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 2,689 137,000 SH PUT SOLE 137,000 0 0 TERRA INDS INC COM 880915103 2,600 75,000 SH CALL SOLE -- -- -- TEXAS INDS INC COM 882491103 4,199 100,000 SH PUT SOLE 100,000 0 0 TEXTRON INC NOTE 4.500% 5/0 883203BN0 2,459 1,500,000 PRN SOLE 1,500,000 0 0 TIME WARNER CABLE INC COM 88732J207 2,909 67,500 SH PUT SOLE 67,500 0 0 TIME WARNER CABLE INC COM 88732J207 2,155 50,000 SH CALL SOLE -- -- -- TORONTO DOMINION BK ONT COM NEW 891160509 3,223 50,000 SH CALL SOLE -- -- -- TRANSOCEAN INC NOTE 1.500% 12/1 893830AV1 3,882 4,000,000 PRN SOLE 4,000,000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 1,679 48,700 SH SOLE 48,700 0 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 3,974 2,500,000 PRN SOLE 2,500,000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1,252 50,000 SH CALL SOLE -- -- -- UNUM GROUP COM 91529Y106 482 22,500 SH PUT SOLE 22,500 0 0 VARIAN INC COM 922206107 2,553 50,000 SH CALL SOLE -- -- -- VARIAN INC COM 922206107 6,255 122,500 SH PUT SOLE 122,500 0 0 WAL MART STORES INC COM 931142103 2,455 50,000 SH CALL SOLE -- -- -- WORTHINGTON INDS INC COM 981811102 1,043 75,000 SH CALL SOLE -- -- -- WYETH COM 983024100 9,478 195,100 SH SOLE 195,100 0 0 WYNDHAM WORLDWIDE CORP NOTE 3.500% 5/0 98310WAC2 2,137 1,500,000 PRN SOLE 1,500,000 0 0 XEROX CORP COM 984121103 2,322 300,000 SH CALL SOLE -- -- --

Brookline Avenue Partners, L.P. 13F-HR