3//SEC Filing
BNP PARIBAS 3
Accession 0000950127-04-000424
CIK 0001000779other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:45 PM ET
Size
8.3 KB
Accession
0000950127-04-000424
Insider Transaction Report
Form 3
CD&L INCCDV
BNP PARIBAS
10% Owner
Holdings
Common Stock Purchase Warrants
Exercise: $0.00From: 1999-01-29Exp: 2009-01-29→ Common Stock, par value $.001 per share (337,500 underlying)Series A Conv. Redeem. Pref. Stock, par value $.001 per sh.
Exercise: $1.02From: 2004-04-14→ Common Stock, par value $.001 per share (2,624,673 underlying)Series B Convertible Subordinated Debentures
Exercise: $2.03From: 2004-04-14→ Common Stock, par value $.001 per share (1,312,336 underlying)
Footnotes (4)
- [F1]BNP Paribas beneficially owns 337,500 warrants to purchase common stock. Each warrant may be exercised into one share of common stock, subject to adjustment to protect against the dilution of interest.
- [F2]These securities do not have expiration dates.
- [F3]BNP Paribas beneficially owns 262,467 shares of preferred stock. Each share shall be convertible into such number of shares of common stock (excluding fractional shares which shall be rounded to the nearest full share) as is determined by dividing the issue price, $10.16, by the conversion price, $1.016, subject to adjustment to protect against the dilution of interest.
- [F4]BNP Paribas beneficially owns $2,666,667 in aggregate principal amount of the debentures. Such debentures shall be convertible into such number of shares of common stock as is determined by taking (a) the sum of (1) the principal amount to be converted and (2) any interest due and unpaid thereon from the date of issue to the date of conversion, and dividing such amount by (b) $2.032, subject to adjustment to protect against the dilution of interest.
Documents
Issuer
CD&L INC
CIK 0001000779
Entity typeother
Related Parties
1- filerCIK 0000310732
Filing Metadata
- Form type
- 3
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:45 PM ET
- Size
- 8.3 KB