Home/Filings/4/0000950127-07-000663
4//SEC Filing

AMSALEM MICHEL A 4

Accession 0000950127-07-000663

CIK 0001122860other

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 8:50 PM ET

Size

10.7 KB

Accession

0000950127-07-000663

Insider Transaction Report

Form 4
Period: 2007-10-10
Transactions
  • Award

    Common Stock

    2007-10-10$0.08/sh+1,157,407$92,5931,157,407 total(indirect: By Midsummer Investment Ltd.)
Holdings
  • Convertible Debentures (right to buy)

    (indirect: By Midsummer Investment Ltd.)
    Exercise: $0.40From: 2005-12-07Exp: 2009-12-07Common Stock (11,250,000 underlying)
    11,250,000
  • Common Stock

    (indirect: By Midsummer Investment Ltd.)
    502,677
  • Warrants (right to buy)

    (indirect: By Midsummer Investment Ltd.)
    Exercise: $0.43From: 2005-12-07Exp: 2010-12-07Common Stock (7,798,059 underlying)
    7,798,059
Footnotes (5)
  • [F1]$4,500,000 of 8% Convertible Debentures.
  • [F2]Subject to anti-dilution adjustments.
  • [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares of purposes of Section 16 or for any other purpose.
  • [F4]The conversion of the debentures and exercise of the warrants by Midsummer Investment Ltd. is contractually capped such that such conversion or exercise, as applicable, shall not cause Midsummer's beneficial ownership to exceed 4.99%, unless waived by Midsummer, and in no event to exceed 9.99% (without giving effect to shares of common stock underlying any unconverted portion of the debenture or unexercised portion of the warrant).
  • [F5]Mr. Amsalem is a member of Midsummer Capital, LLC, which serves as investment advisor to Midsummer Investment Ltd. and may be deemed to have an indirect pecuniary interest in the securities, but disclaims such pecuniary interest.

Documents

1 file

Issuer

Electronic Sensor Technology, Inc

CIK 0001122860

Entity typeother

Related Parties

1
  • filerCIK 0001312197

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 8:50 PM ET
Size
10.7 KB