13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ------------------------------ Check here if Amendment [_]; Amendment Number: ____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NewBridge Partners, LLC ------------------------------------------------- Address: 535 Madison Avenue, 14th Floor ------------------------------------------------- New York, New York 10022 ------------------------------------------------- Form 13F File Number: 28- 5523 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathy T. Abramson ------------------------------------------------- Title: Chief Financial Officer ------------------------------------------------- Phone: (212) 745-1000 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Kathy T. Abramson New York, New York January 25, 2002 --------------------------- ---------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 80 ------------------- Form 13F Information Table Value Total: $3,130,667 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name None 28-____________ ___________________ ----- [Repeat as necessary.] NewBridge Partners, LLC Form 13F Information Table For the quarter ended December 31, 2001

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 ~~COLUMN 8~~ -------- -------- -------- -------- -------- -------- -------- ~~-------- INVESTMENT DISCRETION VOTING AUTHORITY~~ TITLE OF VALUE PUT/ INVESTMENT DISCRETION OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (xX$1000) SHRS CALL SOLE SHARED OTHER MANAGERS SOLE SHARED NONE -------------- -----~~----~~ -----~~----~~ -------- ---- ---- ---- ------ ----- -------- ---- ------ ---- A ~~E S CORP COM COMMON 00130H105 940 73,326 65,326 0 8,000 50,831 0 22,495 A~~ O L TIME WARNER COMMON 00184A105 ~~194~~$ 178,~~089~~988 5,~~863~~575,~~726~~961 5,~~824~~534,~~726~~561 1,~~500~~900 3739,500 3,~~314~~163,~~407~~766 6047,~~046~~900 2,~~489~~364,~~273~~295 ABBOTT LABS COMMON 002824100 $ 1,~~193~~224 2321,~~000~~962 1513,~~000~~962 0 8,000 0 0 2321,~~000~~962 ~~AMERICAN~~AFFILIATED ~~HOME~~COMPUTER ~~PRODS~~S C COMMON ~~026609107~~008190100 ~~562~~$ 1,016 9,~~650~~574 87,~~650~~815 0 1,~~000~~759 5,410 0 4,164 ALLERGAN INC COM COMMON 018490102 $ 62,631 834,519 832,784 135 1,600 545,869 3,475 285,175 ALLIED CAP CORP NEW C COMMON 01903Q108 $ 218 8,378 8,378 0 90 0 0 8,~~650~~378 AMERICAN INTL GROUP I COMMON 026874107 ~~203~~$ 197,~~734~~154 2,~~611~~483,~~972~~043 2,~~597~~467,~~711~~582 298 1315,~~963~~163 1,~~827~~731,~~673~~396 7,106 ~~777~~744,~~193~~541 AMGEN INC COM COMMON 031162100 95$ 89,~~136~~399 1,~~618~~583,~~779~~964 1,~~614~~578,~~071~~306 258 45,~~450~~400 1,~~029~~003,~~473~~666 23,898 ~~586~~576,~~408~~400 ~~APPLIED MICRO CIRCUIT COMMON 03822W109 83 11,930 11,930 0 0 11,930 0 0~~ AUTOMATIC DATA PROCES COMMON 053015103 ~~423~~$ 530 9,000 9,000 0 0 0 0 9,000 BAXTER INTL INC COMMON 071813109 ~~232~~$ 4268 5,~~210~~000 45,~~210~~000 0 0 0 0 45,~~210~~000 BERKSHIRE HATHAWAY IN COMMON 084670207 5$ 4,~~224~~939 21,~~242~~956 21,~~242~~956 0 0 0 0 21,~~242~~956 BRISTOL MYERS SQUIBB COMMON 110122108 ~~659~~$ 11707 13,864 1113,128 0 736 18 0 1113,846 BROADCOM CORP COM COMMON 111320107 33$ 64,~~916~~314 1,~~670~~573,~~749~~616 1,~~667~~572,~~984~~151 1,~~265~~465 ~~1,500~~0 1,~~095~~027,~~183~~376 83,~~920~~465 ~~566~~542,~~646~~775 BROCADE COMMUNICATION COMMON 111621108 29$ 66,~~364~~684 2,~~092~~013,~~971~~412 2,~~089~~010,~~796~~787 1,~~875~~975 ~~1,300~~650 1,~~447~~407,~~612~~416 61,~~830~~975 ~~638~~604,~~529~~021 CELESTICA INC SUB VTG COMMON 15101Q108 1$ 2,~~794~~226 6555,~~825~~115 6453,~~825~~915 1,~~000~~200 0 4539,~~915~~620 1,~~000~~200 1814,~~910~~295 CHECK POINT SOFTWARE COMMON M22465104 ~~506~~$ 22864 21,~~987~~665 2220,~~487~~765 ~~500~~900 0 1615,~~032~~670 ~~500~~900 65,~~455~~095 CISCO SYS INC COM COMMON 17275R102 ~~108~~$ 155,~~641~~347 8,~~919~~577,~~591~~951 8,~~831~~486,~~426~~286 4,165 8487,~~000~~500 4,~~662~~555,~~018~~513 62,132 43,~~195~~960,~~441~~306 CITIGROUP INC COM COMMON 172967101 ~~185~~$ 220,~~987~~692 4,~~592~~371,~~281~~865 4,~~560~~338,~~647~~531 534 3132,~~100~~800 32,~~054~~894,~~583~~344 18,~~635~~634 1,~~519~~458,~~063~~887 CLEAR CHANNEL COMMUNI COMMON 184502102 90$ 112,~~813~~964 2,~~284~~218,~~593~~889 2,~~284~~216,~~328~~624 265 02,000 1,~~559~~473,~~599~~957 62,~~230~~785 ~~718~~742,~~764~~147 COCA COLA CO COMMON 191216100 ~~829~~$ 835 17,700 3,000 0 14,700 0 0 17,700 COLGATE PALMOLIVE CO COMMON 194162103 ~~757~~$ 751 13,000 0 0 13,000 0 0 13,000 CONVERGYS CORP COM COMMON 212485106 $ 1,~~208~~503 4340,~~535~~100 4238,~~585~~500 ~~950~~1,600 0 2826,~~520~~200 ~~950~~1,600 1412,~~065~~300 COSTCO WHOLESALE CORP COMMON 22160K105 $ 227 5,112 5,112 0 0 0 0 5,112 DELL COMPUTER CORP CO COMMON 247025109 ~~300~~$ 435 16,~~210~~000 16,~~210~~000 0 0 ~~110~~0 0 16,~~100~~000 DISNEY WALT PRODTNS COMMON 254687106 ~~199~~$ 10205 9,~~694~~894 109,~~694~~894 0 0 0 0 109,~~694~~894 DU PONT E I DE NEMOUR COMMON 263534109 ~~505~~$ 13489 11,~~458~~500 1311,~~458~~500 0 0 0 0 1311,~~458~~500 E M C CORP MASS COM COMMON 268648102 82$ 92,~~189~~902 6,~~994~~912,~~807~~321 6,~~947~~860,~~922~~036 23,~~185~~285 4449,~~700~~000 3,~~883~~958,~~368~~114 3335,~~485~~185 32,~~077~~919,~~954~~022 EXXON CORPORATION COMMON 30231G102 $ 1,~~716~~675 4342,~~552~~612 2322,~~440~~500 0 20,112 0 0 4342,~~552~~612 FEDERAL NAT MORTGAGE COMMON 313586109 ~~572~~$ 635 7,~~150~~990 7,~~150~~190 0 0800 040 0 7,~~150~~950 FIRST DATA CORP COM COMMON 319963104 1$ 70,~~141~~092 19893,~~580~~460 18886,~~980~~025 ~~600~~935 06,500 13583,~~605~~295 ~~600~~4,360 5305,~~375~~805 ~~FIRST NB ANCHORAGE AL COMMON 322387101 204 180 180 0 0 0 0 180~~ FISHER TRANSN SVCS IN COMMON 338034101 $ 0 12,000 12,000 0 0 0 0 12,000 FOREST LABS INC COM COMMON 345838106 74$ 87,~~145~~317 1,~~027~~065,~~795~~487 1,~~023~~059,~~135~~827 160 45,500 ~~641~~640,~~620~~267 4,480 ~~381~~420,~~695~~740 GEMSTAR-TV GUIDE INTL COMMON 36866W106 ~~556~~$ 28863 31,~~210~~165 2729,~~410~~465 ~~800~~1,700 0 2221,~~355~~280 ~~800~~1,700 58,~~055~~185 GENENTECH INC COM NEW COMMON 368710406 80$ 95,~~457~~284 1,~~828~~756,~~562~~387 1,~~825~~754,~~613~~538 349 21,~~600~~500 1,~~084~~059,~~895~~608 82,~~209~~809 ~~735~~693,~~458~~970 GENERAL ELEC CO COMMON 369604103 $ 6,~~327~~007 ~~170~~149,~~094~~874 ~~155~~135,~~694~~474 0 14,400 ~~300~~80 0 ~~169~~149,794 GENERAL MTRS CORP CL COMMON 370442832 $ 1,~~571~~459 ~~117~~94,~~852~~417 ~~115~~91,~~852~~417 23,000 0 8874,~~427~~197 23,000 2717,~~425~~220 HARLEY DAVIDSON INC C COMMON 412822108 85$ 108,~~914~~659 2,~~121~~000,~~334~~725 21,~~110~~988,~~264~~055 270 1012,~~800~~400 1,~~417~~338,~~544~~039 330 ~~703~~662,~~460~~356 HARTFORD FINL SVCS GR COMMON 416515104 ~~933~~$ 998 15,886 0 0 15,886 0 0 15,886 HOME DEPOT INC COM COMMON 437076102 ~~194~~$ 247,~~977~~641 54,~~081~~854,~~492~~752 54,~~041~~812,~~519~~579 573 3941,~~400~~600 32,~~152~~977,~~024~~646 18,388 1,~~911~~858,~~080~~718 HUNTINGTON BANCSHARES COMMON 446150104 $ 1,~~549~~324 8977,~~508~~000 8977,~~508~~000 0 0 0 0 8977,~~508~~000 I B M COMMON 459200101 5$ 6,~~219~~810 56,~~900~~300 20,~~900~~300 0 36,000 100 0 56,200 INTEL CORP COM COMMON 458140100 $ 2,124 67,545 67,445 0 100 9,245 0 58,300 ITT INDS INC IND COM COMMON 450911102 $ 401 7,943 0 0 7,943 0 0 7,943 J D S UNIPHASE CORP C COMMON 46612J101 $ 178 20,510 20,510 0 0 20,510 0 0 J.P. MORGAN CHASE & C COMMON 46625H100 $ 290 7,989 2,439 0 5,550 0 0 7,989 JOHNSON & JOHNSON COMMON 478160104 $ 54,991 930,478 469,878 448,000 12,600 428 448,000 482,050 JUNIPER NETWORKS INC COMMON 48203R104 $ 54,640 2,883,364 2,878,739 2,725 1,900 2,110,068 2,725 770,571 LIBERTY MEDIA CORP SE COMMON 530718105 $ 151 10,790 10,790 0 0 1,710 0 9,080 MANOR CARE INC COMMON 564055101 $ 472 19,927 0 0 19,927 0 0 19,927 MEDTRONIC INC COM COMMON 585055106 $ 233,334 4,556,411 4,533,076 535 22,800 ~~INSIGHT~~2,924,367 ~~ENTERPRISES~~18,450 I1,613,594 MERCK & CO INC COMMON ~~45765U103~~589331107 ~~215~~$ 152,~~187~~115 1535,~~187~~976 34,976 0 1,000 0 0 35,976 MERRILL LYNCH & CO IN COMMON 590188108 $ 191,417 3,672,614 3,655,199 415 17,000 2,523,146 13,900 1,135,568 MICROSOFT CORP COM COMMON 594918104 $ 12,047 181,845 156,845 0 1525,~~187~~000 ~~INTEL~~21,095 0 160,750 MINNESOTA MNG & MFG C COMMON 604059105 $ 307 2,600 0 0 2,600 0 0 2,600 MORGAN STANLEY DEAN W COMMON 617446448 $ 623 11,144 9,144 0 2,000 1,104 0 10,040 NASDAQ 100 TR UNIT SE COMMON 631100104 $ 5,384 138,375 138,375 0 0 105,875 0 32,500 NOKIA CORP ADR SPONSO COMMON 654902204 $ 169,207 6,897,947 6,870,707 3,340 23,900 4,349,911 11,940 2,536,096 NORTHERN TR CORP COM COMMON ~~458140100~~665859104 $ 325 5,400 0 0 5,400 0 0 5,400 OMNICOM GROUP COM COMMON 681919106 $ 539 6,036 6,036 0 0 20 0 6,016 ORACLE SYS CORP COMMON 68389X105 $ 1,709 123,765 120,265 3,500 0 92,029 3,500 28,236 PFIZER INC COMMON 717081103 $ 190,014 4,768,235 4,741,790 645 25,800 3,221,496 19,290 1,527,449 PHILIP MORRIS COS INS COMMON 718154107 $ 261 5,700 900 0 4,800 0 0 5,700 PRINS RECYCLING CORP COMMON 742544109 $ 0 18,000 18,000 0 0 18,000 0 0 QUALCOMM INC COM COMMON 747525103 $ 78,266 1,549,814 1,547,103 1,211 1,500 1,092,863 2,471 454,480 72ROYAL DUTCH PETE CO N COMMON 780257804 $ 515 10,~~425~~500 720 0 10,~~325~~500 0 ~~100~~0 1310,500 RSTK ABTOX INC SER F COMMON 00386G991 $ 0 120,387 120,387 0 0 0 0 120,387 RSTK QUANTECH LTD COMMON 74762K991 $ 0 250,000 250,000 0 0 0 0 250,000 SCHERING PLOUGH CORP COMMON 806605101 $ 717 20,010 17,710 0 2,300 0 0 20,010 SCHLUMBERGER COMMON 806857108 $ 256 4,663 2,637 0 2,026 0 0 4,663 SCHWAB CHARLES CORP N COMMON 808513105 $ 110,062 7,114,573 7,053,123 1,450 60,000 4,280,948 63,475 2,770,150 SPDR TR UNIT SER 1 COMMON 78462F103 $ 1,813 15,865 15,865 0 0 10,415 550 4,900 ST JUDE MED INC COM COMMON 790849103 $ 9,807 126,300 126,300 0 0 0 0 126,300 STRYKER CORP COM COMMON 863667101 $ 525 9,000 9,000 0 0 0 0 9,000 SUN HEALTHCARE GROUP COMMON 866933104 $ 0 20,000 20,000 0 0 20,000 0 0 SUN MICROSYSTEMS INC COMMON 866810104 $ 2,464 200,311 197,011 3,300 0 119,403 3,300 77,608 TEXAS INSTRS INC COM COMMON 882508104 $ 2,730 97,513 95,913 1,600 0 64,216 1,600 31,697 UNILEVER N V WI COMMON 904784709 $ 206 3,571 0 0 3,571 0 0 3,571 VERITAS SOFTWARE CO C COMMON 923436109 $ 111,689 2,491,385 2,488,975 2,010 400 1,884,427 2,120 604,838 WAL MART STORES INC COMMON 931142103 $ 3,356 58,~~900~~311 42,711 0 15,600 175 0 58,136 WALGREEN COMPANY COMMON 931422109 $ 222 6,600 1,000 0 5,600 0 0 6,600 WRIGLEY WM JR CO COMMON 982526105 $ 1,233 24,000 0 0 24,000 0 0 24,000

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