13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 ------------------ Check here if Amendment [_]; Amendment Number: ____________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NewBridge Partners, LLC ---------------------------------------------- Address: 535 Madison Avenue, 14/th/ floor ---------------------------------------------- New York, New York 10022 ---------------------------------------------- Form 13F File Number: 28-5523 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anna Lynn LaRochelle ---------------------------------------------- Title: Operations Manager ---------------------------------------------- Phone: (212) 745-1000 ---------------------------------------------- Signature, Place, and Date of Signing: /s/Anna Lynn LaRochelle New York, New York November 8, 2002 --------------------------- ----------------------- ---------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if o holdings reported are in this report, and all holdings are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------------- Form 13F Information Table Entry Total: 72 ---------------------------- Form 13F Information Table Value Total: $1,671,812 ---------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name (s) and Form 13F file number (s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name None 28-5523 NewBridge Partners, LLC ---- ----------------------- -----------------------

------------------------------------------------------------------------------------------------------------------------------------ NewBridge Partners, LLC Discretionary Ownership for 13F As of Date: 09/30/2002 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 ~~TITLE~~COLUMN OF6 ~~VALUE~~COLUMN ~~PUT/~~7 ~~NAME~~-------- ~~OF ISSUER CLASS CUSIP (X 1000) SHRS CALL~~ -------- -------- -------- -------- -------- ------- TITLE OF VALUE PUT/ Investment Discretion OTHER NAME OF ISSUER CLASS CUSIP (X 1000) SHRS CALL SOLE SHARED OTHER MGRS -------------- ---- ---- ---- ------ ----- 3M COMPANY COM COMMON 88579Y101 286 2,600 2,600 A O L TIME WARNER COMMON 00184A105 ~~$58~~1,~~675~~968 3168,~~988~~216 145,~~779~~716 22,500 ABBOTT LABS COMMON 002824100 ~~$269~~611 15,114 7,~~156~~114 8,000 ADVENT SOFTWARE INC C COMMON 007974108 ~~$342~~153 13,~~320~~390 13,390 AFFILIATED COMPUTER S COMMON 008190100 $39,~~226~~749 ~~826~~934,~~154~~172 928,854 300 5,018 ALLERGAN INC COM COMMON 018490102 ~~$74~~56,~~451~~096 1,~~115~~031,~~369~~178 1,029,328 250 1,600 AMERICAN INTL GROUP I COMMON 026874107 ~~$141~~93,~~039~~483 21,~~067~~709,~~105~~004 1,694,141 700 14,163 AMGEN INC COM COMMON 031162100 ~~$59~~54,~~595~~648 1,~~422~~310,~~999~~506 ~~BAXTER~~1,306,906 ~~INTL~~600 ~~INC COMMON 071813109 $231 5~~3,~~200~~000 BED BATH & BEYOND INC COMMON 075896100 ~~$63~~52,~~828~~477 1,~~691~~611,~~269~~197 1,607,197 600 3,400 BERKSHIRE HATHAWAY IN COMMON 084670207 $4,~~258~~698 1,906 1,906 BROADCOM CORP COM COMMON 111320107 ~~$24~~163 15,~~696~~297 115,~~407,995~~297 BROCADE COMMUNICATION COMMON 111621108 ~~$31~~633 84,~~506~~065 184,~~802~~065 CAPITAL ONE FINANCIAL COMMON 14040H105 27,~~376~~731 794,121 792,571 350 1,200 CELESTICA INC SUB VTG COMMON 15101Q108 $1538 41,~~023~~095 4541,~~045~~095 CISCO SYSTEMS INC COM COMMON 17275R102 ~~$92~~64,~~642~~020 6,~~640~~108,~~978~~784 6,033,034 2,250 73,500 CITIGROUP INC COM COMMON 172967101 ~~$122~~71,~~857~~330 32,~~170~~405,~~513~~717 2,374,817 1,000 29,900 CLEAR CHANNEL COMMUNI COMMON 184502102 ~~$62~~63,~~538~~082 1,~~953~~815,~~089~~310 1,814,710 600 COCA COLA CO COMMON 191216100 ~~$812~~849 17,700 3,000 14,~~500~~700 COLGATE PALMOLIVE CO COMMON 194162103 ~~$651~~701 13,000 13,000 CONCORD EFS INC COM COMMON 206197105 ~~$649~~368 2123,~~535~~170 ~~CONVERGYS CORP COM COMMON 212485106 $631 32~~23,~~375~~170 DELL COMPUTER CORP CO COMMON 247025109 ~~$340~~325 13,~~000~~830 13,830 DU PONT E I DE NEMOUR COMMON 263534109 ~~$333~~271 7,500 7,500 E M C CORP MASS COM COMMON 268648102 $1637 139,~~230~~496 ~~162~~103,~~907~~496 36,000 ELECTRONIC ARTS INC C COMMON 285512109 371 5,622 5,622 EXXON CORPORATION COMMON 30231G102 $1,~~444~~046 3532,~~293~~805 12,693 20,112 FEDERAL HOME LN MTG C COMMON 313400301 ~~$88~~81,~~065~~197 1,~~438~~452,~~975~~547 1,450,297 250 2,000 FEDERAL NAT MORTGAGE COMMON 313586109 ~~$586~~366 76,~~950~~150 6,150 FIRST DATA CORP COM COMMON 319963104 ~~$98~~71,~~454~~558 2,~~646~~560,~~614~~198 2,544,898 500 14,800 FOREST LABS INC COM COMMON 345838106 ~~$94~~103,~~347~~468 1,~~332~~261,~~589~~656 1,255,456 600 5,600 GENERAL ELEC CO COMMON 369604103 $2,~~304~~292 7992,~~295~~995 78,595 14,400 GENERAL MTRS CORP CL COMMON 370442832 ~~$796~~642 7670,~~507~~177 70,177 HARLEY DAVIDSON INC C COMMON 412822108 ~~$90~~74,~~683~~444 1,~~768~~602,~~739~~673 1,592,073 600 10,000 HARTFORD FINL SVCS GR COMMON 416515104 651 15,886 15,886 HEWLETT PACKARD CO CO COMMON 428236103 119 10,213 2,213 8,000 HOME DEPOT INC COM COMMON 437076102 ~~$125~~82,~~683~~552 3,~~421~~162,~~808~~914 3,124,014 900 38,000 HUNTINGTON BANCSHARES COMMON 446150104 $1,~~078~~010 55,500 55,500 I B M COMMON 459200101 ~~$720~~2,682 46,000 10,000 36,000 INTEL CORP COM COMMON 458140100 $1853 61,~~115~~439 61,~~010~~439 ~~J.P.~~INTUIT ~~MORGAN~~INC ~~CHASE~~COM &COMMON C461202103 12,063 264,955 264,955 ITT INDS INC IND COM COMMON ~~46625H100~~450911102 ~~$257~~495 7,~~590~~943 7,943 JOHNSON & JOHNSON COMMON 478160104 $149,~~329~~704 25919,~~428~~078 457,978 448,000 13,100 KOHLS CORP COM COMMON 500255104 23,761 390,736 389,861 175 700 LABORATORY CORP AMER COMMON 50540R409 ~~$43~~50,~~698~~252 ~~957~~1,~~247~~487,638 1,485,588 550 1,500 L-3 COMMUNICATIONS HL COMMON 502424104 ~~$40~~55,~~560~~687 ~~751~~1,~~120~~056,671 1,054,971 250 1,450 MANOR CARE INC COMMON 564055101 448 19,927 19,927 MEDTRONIC INC COM COMMON 585055106 ~~$146~~119,~~207~~411 32,~~412~~835,~~062~~016 2,813,666 950 20,400 MERCK & CO INC COMMON 589331107 $1,~~239~~068 2423,~~466~~366 22,366 1,000 MERRILL LYNCH & CO IN COMMON 590188108 ~~$110~~70,~~765~~645 2,~~734~~143,~~943~~997 2,128,197 800 15,000 MICROSOFT CORP COM COMMON 594918104 $6,~~932~~143 ~~126~~140,~~735~~447 115,947 24,500 NBP TRUECROSSING FDS MUTUAL 628745101 ~~$49~~43 12,044 12,044 NOKIA CORP ADR SPONSO COMMON 654902204 ~~$86~~71,~~658~~319 5,~~984~~382,~~658~~566 5,363,266 2,000 17,300 NORTHERN TR CORP COM COMMON 665859104 204 5,400 5,400 ORACLE SYS CORP COMMON 68389X105 ~~$918~~667 9684,~~906~~916 84,916 PFIZER INC COMMON 717081103 ~~$132~~100,~~463~~556 3,~~784~~465,~~654~~063 3,440,063 1,400 23,600 PHILIP MORRIS COS INS COMMON 718154107 217 5,600 800 4,800 PRINS RECYCLING CORP COMMON 742544109 $0 18,000 18,000 QUALCOMM INC COM COMMON 747525103 ~~$42~~38,~~220~~396 1,~~535~~390,~~841~~137 1,389,537 600 ROYAL DUTCH PETE CO N COMMON 780257804 ~~$580~~422 10,500 10,500 RSTK ABTOX INC SER F FOREIGN 00386G991 $0 120,387 120,387 S L M CORPORATION COM COMMON 78442P106 ~~$103~~93,~~124~~482 1,~~064~~003,~~231~~672 1,001,672 300 1,700 SCHERING PLOUGH CORP COMMON 806605101 ~~$338~~215 1310,~~725~~100 10,100 SCHWAB CHARLES CORP N COMMON 808513105 $1971 111,~~298~~617 ~~115~~61,~~894~~617 ~~SPDR TR UNIT SER 1 COMMON 78462F103 $233 2~~50,~~350~~000 ST JUDE MED INC COM COMMON 790849103 $9,~~327~~018 252,600 ~~SUN HEALTHCARE GROUP COMMON 866933104 $0 20~~252,~~000~~600 SUN MICROSYSTEMS INC COMMON 866810104 ~~$673~~332 ~~134~~128,~~265~~071 128,071 SYMANTEC CORP COM COMMON 871503108 ~~$857~~845 2625,~~075~~120 25,120 TEXAS INSTRS INC COM COMMON 882508104 $1827 55,~~628~~968 6855,~~702~~968 UNILEVER N V WI COMMON 904784709 ~~$231~~212 3,571 3,571 VANGUARD FIXED INCOME MUTUAL 922031604 1,705 157,261 157,261 VERITAS SOFTWARE CO C COMMON 923436109 ~~$836~~506 4234,~~253~~396 34,396 WAL MART STORES INC COMMON 931142103 $2,~~483~~739 4555,~~136~~616 41,616 14,000 WALGREEN COMPANY COMMON 931422109 203 6,600 1,000 5,600 WRIGLEY WM JR CO COMMON 982526105 $1,~~328~~188 24,000 24,000 COLUMN 1 COLUMN 8 -------- -------- Voting Authority (Shares) NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- 3M COMPANY COM 0 0 2,600 A O L TIME WARNER 48,319 0 119,897 ABBOTT LABS 0 0 15,114 ADVENT SOFTWARE INC 13,390 AFFILIATED COMPUTER S 485,834 3,240 445,098 ALLERGAN INC COM 640,442 3,610 387,126 AMERICAN INTL GROUP I 1,065,627 7,537 635,840 AMGEN INC COM 803,421 4,580 502,505 BED BATH & BEYOND INC 934,853 7,785 668,559 BERKSHIRE HATHAWAY IN 0 0 1,906 BROADCOM CORP COM 2,717 0 12,580 BROCADE COMMUNICATION 51,100 0 32,965 CAPITAL ONE FINANCIAL 603,216 4,905 186,000 CELESTICA INC SUB VTG 30,870 0 10,225 CISCO SYSTEMS INC COM 3,463,262 58,848 2,586,674 CITIGROUP INC COM 1,365,213 10,440 1,030,064 CLEAR CHANNEL COMMUNI 1,157,256 3,160 654,894 COCA COLA CO 0 0 17,700 COLGATE PALMOLIVE CO 0 0 13,000 CONCORD EFS INC COM 14,330 0 8,840 DELL COMPUTER CORP CO 830 0 13,000 DU PONT E I DE NEMOUR 0 0 7,500 E M C CORP MASS COM 65,606 0 73,890 ELECTRONIC ARTS INC C 4,602 0 1,020 EXXON CORPORATION 0 0 32,805 FEDERAL HOME LN MTG C 926,487 6,135 519,925 FEDERAL NAT MORTGAGE 0 0 6,150 FIRST DATA CORP COM 1,576,605 7,400 976,193 FOREST LABS INC COM 776,235 5,675 479,746 GENERAL ELEC CO 200 0 92,795 GENERAL MTRS CORP CL 55,272 0 14,905 HARLEY DAVIDSON INC C 1,029,119 6,680 566,874 HARTFORD FINL SVCS GR 0 0 15,886 HEWLETT PACKARD CO CO 0 0 10,213 HOME DEPOT INC COM 1,896,388 17,290 1,249,236 HUNTINGTON BANCSHARES 0 0 55,500 I B M 0 0 46,000 INTEL CORP COM 4,739 0 56,700 INTUIT INC COM 252,825 45 12,085 ITT INDS INC IND COM 0 0 7,943 JOHNSON & JOHNSON 28 448,000 471,050 KOHLS CORP COM 268,876 200 121,660 LABORATORY CORP AMER 896,898 6,000 584,740 L-3 COMMUNICATIONS HL 648,816 4,890 402,965 MANOR CARE INC 0 0 19,927 MEDTRONIC INC COM 1,682,181 14,890 1,137,945 MERCK & CO INC 200 0 23,166 MERRILL LYNCH & CO IN 1,255,071 9,825 879,101 MICROSOFT CORP COM 18,052 0 122,395 NBP TRUECROSSING FDS 0 0 12,044 NOKIA CORP ADR SPONSO 3,277,636 21,600 2,083,330 NORTHERN TR CORP COM 0 0 5,400 ORACLE SYS CORP 68,695 0 16,221 PFIZER INC 2,150,009 17,470 1,297,584 PHILIP MORRIS COS INS 0 0 5,600 PRINS RECYCLING CORP 18,000 0 0 QUALCOMM INC COM 980,518 1,890 407,729 ROYAL DUTCH PETE CO N 0 0 10,500 RSTK ABTOX INC SER F 0 0 120,387 S L M CORPORATION COM 580,936 4,555 418,181 SCHERING PLOUGH CORP 0 0 10,100 SCHWAB CHARLES CORP N 6,192 0 105,425 ST JUDE MED INC COM 0 0 252,600 SUN MICROSYSTEMS INC 98,351 0 29,720 SYMANTEC CORP COM 18,020 0 7,100 TEXAS INSTRS INC COM 44,296 0 11,672 UNILEVER N V WI 0 0 3,571 VANGUARD FIXED INCOME 0 0 157,261 VERITAS SOFTWARE CO C 29,609 0 4,787 WAL MART STORES INC 280 0 55,336 WALGREEN COMPANY 0 0 6,600 WRIGLEY WM JR CO 0 0 24,000 --------------------------------------------------------------------------------

COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 Investment Discretion OTHER Voting Authority (Shares) NAME OF ISSUER SOLE SHARED OTHER MGRS SOLE SHARED NONE -------------------------------------------------------------------------------------------------- A O L TIME WARNER 3,967,279 1,700 19,800 2,502,901 31,751 1,454,127 ABBOTT LABS 7,156 0 0 7,156 ADVENT SOFTWARE INC C 13,320 8,350 0 4,970 AFFILIATED COMPUTER S 824,519 435 1,200 523,614 3,375 299,165 ALLERGAN INC COM 1,112,429 440 2,500 712,358 3,800 399,211 AMERICAN INTL GROUP I 2,052,599 970 13,536 1,398,333 7,807 660,965 AMGEN INC COM 1,416,341 858 5,800 894,951 4,838 523,210 BAXTER INTL INC 5,200 0 0 5,200 BED BATH & BEYOND INC 1,686,549 920 3,800 1,025,975 8,105 657,189 BERKSHIRE HATHAWAY IN 1,906 0 0 1,906 BROADCOM CORP COM 1,406,930 1,065 917,800 3,125 487,070 BROCADE COMMUNICATION 1,800,651 1,075 650 1,239,690 1,155 561,531 CELESTICA INC SUB VTG 45,045 33,420 0 11,625 CISCO SYSTEMS INC COM 6,557,063 3,615 80,300 3,864,175 60,213 2,716,590 CITIGROUP INC COM 3,140,729 1,484 28,300 2,045,142 16,624 1,108,747 CLEAR CHANNEL COMMUNI 1,950,224 865 2,000 1,271,730 3,425 677,934 COCA COLA CO 3,000 11,500 0 0 14,500 COLGATE PALMOLIVE CO 13,000 0 0 13,000 CONCORD EFS INC COM 21,535 15,245 0 6,290 CONVERGYS CORP COM 32,375 21,475 0 10,900 DELL COMPUTER CORP CO 13,000 0 0 13,000 DU PONT E I DE NEMOUR 7,500 0 0 7,500 E M C CORP MASS COM 126,907 36,000 72,017 0 90,890 EXXON CORPORATION 17,293 18,000 0 0 35,293 FEDERAL HOME LN MTG C 1,436,530 445 2,000 968,100 4,630 466,245 FEDERAL NAT MORTGAGE 7,150 800 0 0 7,950 FIRST DATA CORP COM 2,630,444 770 15,400 1,679,526 7,670 959,418 FOREST LABS INC COM 1,325,804 785 6,000 858,133 5,160 469,296 GENERAL ELEC CO 79,295 0 0 79,295 GENERAL MTRS CORP CL 76,507 61,152 0 15,355 HARLEY DAVIDSON INC C 1,755,469 870 12,400 1,159,230 6,950 602,559 HOME DEPOT INC COM 3,392,483 1,425 27,900 2,114,582 17,815 1,289,411 HUNTINGTON BANCSHARES 55,500 0 0 55,500 I B M 10,000 0 0 10,000 INTEL CORP COM 61,010 4,310 0 56,700 J.P. MORGAN CHASE & C 2,040 5,550 0 0 7,590 JOHNSON & JOHNSON 12,828 12,600 28 0 25,400 LABORATORY CORP AMER 954,507 540 2,200 576,617 5,190 375,440 L-3 COMMUNICATIONS HL 749,585 385 1,150 478,230 3,625 269,265 MEDTRONIC INC COM 3,387,777 1,485 22,800 2,080,062 15,425 1,316,575 MERCK & CO INC 23,466 1,000 0 0 24,466 MERRILL LYNCH & CO IN 2,716,758 1,185 17,000 1,773,285 13,110 948,548 MICROSOFT CORP COM 110,735 16,000 11,035 0 115,700 NBP TRUECROSSING FDS 12,044 0 0 12,044 NOKIA CORP ADR SPONSO 5,959,638 3,120 21,900 3,744,551 22,720 2,217,387 ORACLE SYS CORP 96,906 76,780 0 20,126 PFIZER INC 3,756,709 1,945 26,000 2,417,220 18,015 1,349,419 PRINS RECYCLING CORP 18,000 18,000 0 0 QUALCOMM INC COM 1,531,730 811 3,300 1,091,316 2,101 442,424 ROYAL DUTCH PETE CO N 10,500 0 0 10,500 RSTK ABTOX INC SER F 120,387 0 0 120,387 S L M CORPORATION COM 1,061,456 475 2,300 641,840 4,730 417,661 SCHERING PLOUGH CORP 13,725 125 0 13,600 SCHWAB CHARLES CORP N 65,894 50,000 6,569 0 109,325 SPDR TR UNIT SER 1 2,350 2,350 0 0 ST JUDE MED INC COM 252,600 0 0 252,600 SUN HEALTHCARE GROUP 20,000 20,000 0 0 SUN MICROSYSTEMS INC 134,265 102,559 0 31,706 SYMANTEC CORP COM 26,075 19,875 0 6,200 TEXAS INSTRS INC COM 68,702 49,915 0 18,787 UNILEVER N V WI 3,571 0 0 3,571 VERITAS SOFTWARE CO C 42,253 33,201 0 9,052 WAL MART STORES INC 42,536 2,600 0 0 45,136 WRIGLEY WM JR CO 24,000 0 0 24,000

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