13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Sept. 01 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CFBD I, LLC --------------------------------------------- Address: 30 W. Wacker Dr. #2707 --------------------------------------------- Chicago, IL 60606 --------------------------------------------- --------------------------------------------- Form 13F File Number: 28-05539 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Gordon --------------------------------------------- Title: Chief Financial Officer --------------------------------------------- Phone: (312) 906-7366 --------------------------------------------- Signature, Place, and Date of Signing: /s/ John Gordon Chicago, IL 11/14/01 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Report Summary: Number of Other Included Managers: None ------------------- Form 13F information Table Entry Total: 249 ------------------- Form 13F Information Table Value Total: $778,660 -------------------

~~COLUMN~~Shares/ 1Sole ~~COLUMN~~Title 2or ~~COLUMN~~Value 3Prin ~~COLUMN~~Shr/ 4Investment ~~COLUMN~~Other 5Voting ~~COLUMN~~Name 6of ~~COLUMN~~Issuer 7Class ~~COLUMN~~Cusip 8(000) Amnt Put/Call Discretion Managers Auth ---------------------------------------------------------------------------------------------------------------------------------- 3COM CORP Com 885535104 1,125 300,000 Call sole N/A 300,000 ABBOTT LABORATORIES Com 002824100 2,593 50,000 Call sole N/A 50,000 ABERCROMBIE & FITCH CO--CL ~~NAME~~A OFCom ~~TITLE~~002896207 OF1,759 ~~VALUE~~100,000 ~~SHRS~~Call ORsole SHN/A ~~PUT~~100,000 ABIOMED INC Com 003654100 437 25,000 Put sole N/A ~~INVESTMENT~~25,000 ~~OTHER~~ACXIOM ~~VOTING~~CORP ~~AUTHORITY~~Com ~~ISSUER~~005125109 ~~CLASS~~940 ~~CISIP~~100,000 ~~(x$1000)~~Put ~~PRN~~sole ~~AMT~~N/A ~~PRN~~100,000 ~~CALL~~ADC ~~DISCRETION~~TELECOMMUNICATIONS ~~MANAGERS~~INC ~~SOLE~~Com ~~SHARED~~000886101 ~~NONE~~803 ~~------------------------------------------------------------------------------------------------------------------------------------~~230,000 ~~------------------------------------------------------------------------------------------------------------------------------------~~Call ~~------------------------------------------------------------------------------------------------------------------------------------~~sole ~~------------------------------------------------------------------------------------------------------------------------------------~~N/A ~~------------------------------------------------------------------------------------------------------------------------------------~~230,000 ~~------------------------------------------------------------------------------------------------------------------------------------~~ADOBE ~~------------------------------------------------------------------------------------------------------------------------------------~~SYSTEMS INC Com 00724F101 4,796 200,000 Call sole N/A 200,000 ALLIANCE GAMING CORP Com 01859P609 426 30,000 Put sole N/A 30,000 AMERICA ONLINE INC Com 02364J104 6,620 200,000 Put sole N/A 200,000 AMERICA ONLINE INC Com 02364J104 3,310 100,000 Put sole N/A 100,000 AMERICA ONLINE INC Com 02364J104 1,655 50,000 Call sole N/A 50,000 AMERICA ONLINE INC Com 02364J104 1,655 50,000 Call sole N/A 50,000 AMERICA ONLINE INC Com 02364J104 3,310 100,000 Call sole N/A 100,000 AMERICAN GREETINGS CORP-~~-----------------------------------------------------------------------------------------------------------------------------------~~CL A Com 026375105 662 50,000 Call sole N/A 50,000 AMERICAN INTERNATIONAL GROUP Com 026874107 7,800 100,000 Call sole N/A 100,000 AMGEN INC Com 031162100 5,877 100,000 Call sole N/A 100,000 AMGEN INC Com 031162100 2,939 50,000 Call sole N/A 50,000 AMR CORP/DEL Com 001765106 1,914 100,000 Call sole N/A 100,000 ANADARKO PETROLEUM CORP Com 032511107 4,808 100,000 Put sole N/A 100,000 APPLE COMPUTER INC Com 037833100 1,551 100,000 Call sole N/A 100,000 APPLE COMPUTER INC Com 037833100 3,102 200,000 Call sole N/A 200,000 APPLIED MICRO CIRCUITS CORP Com 03822W109 1,398 200,000 Call sole N/A 200,000 ARCHER-DANIELS-~~----------------------------------------------------------------------------------------------------------------------------------~~MIDLAND CO Com 039483102 2,518 200,000 Put sole N/A 200,000 ARROW ELECTRONICS INC Com 042735100 1,043 50,000 Put sole N/A 50,000 ATMEL CORP Com 049513104 534 80,000 Put sole N/A 80,000 ATMEL CORP Com 049513104 668 100,000 Call sole N/A 100,000 ATMEL CORP Com 049513104 167 25,000 Call sole N/A 25,000 AUTOMATIC DATA PROCESSING Com 053015103 4,704 100,000 Put sole N/A 100,000 AVON PRODUCTS INC Com 054303102 2,313 50,000 Put sole N/A 50,000 BANK OF AMERICA CORP Com 060505104 5,840 100,000 Put sole N/A 100,000 BANK OF AMERICA CORP Com 060505104 8,760 150,000 Call sole N/A 150,000 BAXTER INTERNATIONAL INC Com 071813109 5,505 100,000 Put sole N/A 100,000 BEA SYSTEMS INC Com 073325102 480 50,000 Put sole N/A 50,000 BIOGEN INC Com 090597105 2,779 50,000 Call sole N/A 50,000 BIOGEN INC Com 090597105 2,779 50,000 Call sole N/A 50,000 BJ SERVICES CO Com 055482103 1,779 100,000 Call sole N/A 100,000 BMC SOFTWARE INC Com 055921100 635 50,000 Call sole N/A 50,000 BOEING CO Com 097023105 6,700 200,000 Call sole N/A 200,000 BOSTON SCIENTIFIC CORP Com 101137107 2,050 100,000 Call sole N/A 100,000 BURLINGTON RES COAL SEAM GAS Com 122016108 241 5,000 Call sole N/A 5,000 CELGENE CORP Com 151020104 793 30,000 Call sole N/A 30,000 CENDANT CORP Com 151313103 1,037 81,000 Put sole N/A 81,000

Shares/ Sole Title or ~~Shares~~Value Prin Shr/ Investment Other ~~Sole~~Voting Name of Issuer Class Cusip ~~Value~~ (000) ~~Prin~~ Amnt ~~Shr/~~Put/Call Discretion Managers ~~Voting~~ Auth ----------------------------------------------------------------------------------------------------------------------------------- ~~3COM~~CENTURYTEL ~~CORP~~INC Com ~~885535104~~156700106 15,~~235~~193 ~~260~~155,000 SHPut sole N/A ~~260~~155,000 ~~3COM~~CHECK ~~CORP~~POINT SOFTWARE TECH Com ~~885535104~~M22465104 12,~~425~~202 ~~300~~100,000 ~~Put~~Call sole N/A ~~300~~100,000 ~~3COM~~CIENA CORP Com ~~885535104~~171779101 ~~1,425~~90 ~~300~~8,~~000~~700 ~~Call~~Put sole N/A ~~300~~8,700 CIENA CORP Com 171779101 412 40,000 ACall Tsole &N/A T40,000 CIENA CORP Com ~~001957109~~171779101 ~~6,600~~772 ~~300~~75,000 Call sole N/A ~~300~~75,000 ~~ABERCROMBIE~~CIRCUIT &CITY ~~FITCH CO~~STORES-CLCIRCUIT A Com ~~002896207~~172737108 63,~~675~~000 ~~150~~250,000 Call sole N/A ~~150~~250,000 ~~ACXIOM~~CISCO ~~CORP~~SYSTEMS INC Com ~~005125109~~17275R102 14,~~309~~263 ~~100~~350,000 Put sole N/A ~~100~~350,000 ~~ADC~~CISCO ~~TELECOMMUNICATIONS~~SYSTEMS INC Com ~~000886101~~17275R102 ~~165~~29 252,~~000~~400 SHPut sole N/A 252,~~000~~400 ~~ADC~~CITIGROUP ~~TELECOMMUNICATIONS~~ INC Com ~~000886101~~172967101 18,~~518~~100 ~~230~~200,000 ~~Call~~Put sole N/A ~~230~~200,000 ~~ADOBE~~CITIGROUP ~~SYSTEMS~~ INC Com ~~00724F101~~172967101 92,~~400~~025 ~~200~~50,000 Call sole N/A ~~200~~50,000 ~~ADVANCED~~CITIGROUP ~~MICRO~~INC ~~DEVICES~~ Com ~~007903107~~172967101 52,~~776~~025 ~~200~~50,000 ~~Put~~Call sole N/A ~~200~~50,000 ~~ADVANCED~~COCA-COLA ~~MICRO~~COMPANY ~~DEVICES~~ Com ~~007903107~~191216100 24,~~888~~685 100,000 ~~Call~~Put sole N/A 100,000 ~~ALTERA~~COCA-COLA ~~CORPORATION~~COMPANY Com ~~021441100~~191216100 17,~~450~~028 50150,000 Call sole N/A 50150,000 ~~AMAZON.COM~~COR THERAPEUTICS INC Com ~~023135106~~217753102 1,~~415~~132 ~~100~~50,000 Call sole N/A ~~100~~50,000 ~~AMERICAN~~CORNING ~~EXPRESS~~INC ~~COMPANY~~ Com ~~025816109~~219350105 31,~~298~~323 85150,000 ~~Call~~Put sole N/A 85150,000 ~~AMERICAN~~CORNING ~~GENERAL~~INC ~~CORP~~ Com ~~026351106~~219350105 ~~4,181~~441 9050,000 SHCall sole N/A 9050,000 ~~AMERICAN~~CROSS ~~GREETINGS~~TIMBERS ~~CORP-CL~~OIL ACO Com ~~026375105~~227573102 ~~550~~698 50,000 ~~Put~~Call sole N/A 50,000 ~~AMERICAN~~CURAGEN ~~GREETINGS~~ CORP~~-CL~~ A Com ~~026375105~~23126R101 ~~550~~483 5025,000 Call sole N/A 5025,000 ~~AMERICREDIT~~DELL COMPUTER CORP Com ~~03060R101~~247025109 103,~~390~~706 200,000 ~~Put~~Call sole N/A 200,000 ~~AMERICREDIT~~DOLLAR ~~CORP~~GENERAL Com ~~03060R101~~256669102 52,~~195~~340 ~~100~~200,000 ~~Put~~Call sole N/A ~~100~~200,000 ~~ANADARKO~~DYNEGY ~~PETROLEUM~~INC-CL ~~CORP~~A Com ~~032511107~~26816Q101 36,~~242~~930 60200,000 ~~Call~~Put sole N/A 60200,000 ~~ANALOG~~E.PIPHANY ~~DEVICES~~INC Com ~~032654105~~26881V100 ~~2,163~~213 50,000 Call sole N/A 50,000 ~~ANNTAYLOR~~ECHOSTAR ~~STORES~~COMMUNICATIONS ~~CORP~~- A Com ~~036115103~~278762109 1,~~790~~745 5075,000 Put sole N/A 5075,000 ~~APACHE~~EDISON ~~CORP~~INTERNATIONAL Com ~~037411105~~281020107 51,~~588~~316 ~~110,~~100,000 SHPut sole N/A ~~110,~~100,000 ~~APACHE~~EDWARDS ~~CORP~~(A.G.) INC Com ~~037411105~~281760108 102,~~150~~107 ~~200~~60,000 Put sole N/A ~~200~~60,000 ~~APPLE~~EDWARDS ~~COMPUTER~~(A.G.) INC Com ~~037833100~~281760108 1,~~163~~756 50,000 Call sole N/A 50,000 ~~APPLE~~EDWARDS ~~COMPUTER~~(A.G.) INC Com ~~037833100~~281760108 41,~~650~~756 ~~200~~50,000 Call sole N/A ~~200~~50,000 ~~APPLIED~~EL ~~MICRO~~PASO ~~CIRCUITS~~ENERGY ~~CORP~~CORPORATION Com ~~03822W109~~28336L109 13,~~720~~324 ~~100~~80,000 Put sole N/A ~~100~~80,000 ~~AREMISSOFT~~EL PASO ENERGY CORPORATION Com ~~040026106~~28336L109 ~~648~~11,634 40280,000 SHCall sole N/A 40280,000 ~~AREMISSOFT~~ELECTRONICS ~~CORPORATION~~BOUTIQUE HLDGS Com ~~040026106~~286045109 1,~~620~~348 ~~100~~50,000 Put sole N/A ~~100~~50,000 ~~ARROW~~EMC ~~ELECTRONICS~~CORP/MASS ~~INC~~ Com ~~042735100~~268648102 12,~~215~~350 50200,000 ~~Put~~Call sole N/A 50200,000 ~~ARTISTDIRECT~~ENRON ~~INC~~CORP Com ~~04315D103~~293561106 6110,892 88400,~~300~~000 SHPut sole N/A 88400,~~300~~000 ~~AUTOMATIC~~ENRON ~~DATA~~CORP ~~PROCESSING~~ Com ~~053015103~~293561106 ~~497~~2,723 10100,000 SHPut sole N/A 10100,000 ~~AUTOMATIC~~ENRON ~~DATA~~CORP ~~PROCESSING~~ Com ~~053015103~~293561106 42,~~970~~723 100,000 Put sole N/A 100,000 ~~AVICI~~ENRON ~~SYSTEMS~~CORP ~~INC~~ Com ~~05367L109~~293561106 ~~429~~1,362 50,000 SHCall sole N/A 50,000 ~~AXCELIS~~ENRON ~~TECHNOLOGIES~~CORP ~~INC~~ Com ~~054540109~~293561106 ~~444~~1,362 3050,000 SHCall sole N/A 3050,000 ~~BAKER~~ENRON ~~HUGHES~~CORP ~~INC~~ Com ~~057224107~~293561106 ~~1,340~~681 4025,000 SHCall sole N/A 4025,000 ~~BAKER~~EQUITY ~~HUGHES~~OFFICE ~~INC~~PROPERTIES TR Com ~~057224107~~294741103 31,~~350~~600 ~~100~~50,000 Call sole N/A ~~100~~50,000 ~~BARR~~EQUITY ~~LABORATORIES~~RESIDENTIAL ~~INC~~PROPS TR Com ~~068306109~~29476L107 ~~704~~2,920 1050,000 SHPut sole N/A 1050,000 ~~BARR~~EQUITY ~~LABORATORIES~~RESIDENTIAL ~~INC~~PROPS TR Com ~~068306109~~29476L107 71,~~041~~460 ~~100~~25,000 Put sole N/A ~~100~~25,000 ~~BARR~~EQUITY ~~LABORATORIES~~RESIDENTIAL ~~INC~~PROPS TR Com ~~068306109~~29476L107 ~~775~~2,920 1150,000 Call sole N/A 1150,000 ~~BARRETT~~EXPEDIA ~~RESOURCES~~INC ~~CORP~~-CL A Com ~~068480201~~302125109 4,~~991~~858 84200,~~600~~000 SHPut sole N/A 84200,~~600~~000 ~~BARRETT~~EXXON ~~RESOURCES~~MOBIL ~~CORP~~CORPORATION Com ~~068480201~~30231G102 57,~~900~~880 ~~100~~200,000 ~~Put~~Call sole N/A ~~100~~200,000

~~-----------------------------------------------------------------------------------------------------------------------------------~~Shares/ Sole Title or ~~Shares~~Value Prin Shr/ Investment Other ~~Sole~~Voting Name of Issuer Class Cusip ~~Value~~ (000) ~~Prin~~ Amnt ~~Shr/~~Put/Call Discretion Managers ~~Voting~~ Auth ----------------------------------------------------------------------------------------------------------------------------------- ~~BARRETT~~FEDEX ~~RESOURCES~~CORPORATION ~~CORP~~ Com ~~068480201~~31428X106 43,~~573~~675 77100,~~500~~000 ~~Call~~Put sole N/A 77100,~~500~~000 ~~BAXTER~~FLEXTRONICS ~~INTERNATIONAL~~INTL ~~INC~~LTD Com ~~071813109~~Y2573F102 41,~~900~~241 ~~100~~75,000 ~~Put~~Call sole N/A ~~100~~75,000 ~~BEAR~~FOREST ~~STEARNS~~LABORATORIES ~~COMPANIES~~ INC Com ~~073902108~~345838106 ~~737~~3,607 1250,~~500~~000 Put sole N/A 1250,~~500~~000 ~~BEAR~~FOREST ~~STEARNS~~LABORATORIES ~~COMPANIES~~ INC Com ~~073902108~~345838106 2,~~949~~164 5030,000 Put sole N/A 5030,000 ~~BEAR~~FOREST ~~STEARNS~~LABORATORIES ~~COMPANIES~~ INC Com ~~073902108~~345838106 82,~~846~~164 ~~150~~30,000 Call sole N/A ~~150~~30,000 ~~BIOGEN~~FOREST LABORATORIES INC Com ~~090597105~~345838106 35,~~262~~771 6080,000 SHCall sole N/A 6080,000 ~~BIOGEN~~FOSTER ~~INC~~WHEELER LTD Com ~~090597105~~G36535105 ~~5,436~~250 ~~100~~50,000 ~~Put~~Call sole N/A ~~100~~50,000 ~~BIOGEN~~GENERAL ~~INC~~MOTORS-CLASS H Com ~~090597105~~370442832 52,~~436~~033 ~~100~~152,~~000~~500 ~~Put~~Call sole N/A ~~100~~152,~~000~~500 ~~BIOGEN~~GENERAL ~~INC~~MOTORS-CLASS H Com ~~090597105~~370442832 82,~~969~~443 ~~165~~183,~~000~~300 Call sole N/A ~~165~~183,~~000~~300 BJGENZYME ~~SERVICES~~CORP CO- GENL DIVISION Com ~~055482103~~372917104 2,~~838~~271 ~~100~~50,000 SHPut sole N/A ~~100~~50,000 BJGENZYME ~~SERVICES~~CORP CO- GENL DIVISION Com ~~055482103~~372917104 21,~~838~~363 ~~100~~30,000 ~~Put~~Call sole N/A ~~100~~30,000 ~~BOSTON~~GENZYME ~~SCIENTIFIC~~ CORP - GENL DIVISION Com ~~101137107~~372917104 12,~~023~~271 6050,~~200~~000 SHCall sole N/A 6050,~~200~~000 ~~BOSTON~~GOLDMAN ~~SCIENTIFIC~~SACHS ~~CORP~~GROUP INC Com ~~101137107~~38141G104 3,~~400~~568 ~~200~~50,000 ~~Call~~Put sole N/A ~~200~~50,000 ~~BROADCOM~~GOLDMAN ~~CORP-CL~~SACHS AGROUP INC Com ~~111320107~~38141G104 435,~~276~~675 ~~100~~500,000 ~~Put~~Call sole N/A ~~100~~500,000 ~~BROADCOM~~GUIDANT CORP~~-CL~~ A Com ~~111320107~~401698105 31,~~207~~925 7550,000 ~~Call~~Put sole N/A 7550,000 ~~CABLETRON~~HALLIBURTON ~~SYSTEMS~~CO Com ~~126920107~~406216101 24,~~285~~510 ~~100~~200,000 ~~Call~~Put sole N/A ~~100~~200,000 ~~CAL~~HALLIBURTON ~~DIVE~~CO ~~INTERNATIONAL INC~~ Com ~~127914109~~406216101 ~~713~~1,484 2965,~~000~~800 SHPut sole N/A 2965,~~000~~800 ~~CAL~~HALLIBURTON ~~DIVE~~CO ~~INTERNATIONAL INC~~ Com ~~127914109~~406216101 ~~787~~4,510 32200,000 Put sole N/A 32200,000 ~~CALPINE~~HEALTH ~~CORPORATION~~MGMT ASSOCIATES INC-A Com ~~131347106~~421933102 ~~1,890~~415 5020,000 ~~Call~~Put sole N/A 5020,000 ~~CAPTARIS~~HEALTH MGMT ASSOCIATES INC-A Com ~~14071N104~~421933102 83415 4020,000 SHCall sole N/A 4020,000 ~~CARDINAL~~HEALTHEON/WEBMD ~~HEALTH~~CORPORATION ~~INC~~ Com ~~14149Y108~~422209106 ~~6,900~~639 ~~100~~150,000 Put sole N/A ~~100~~150,000 ~~CASTLE~~HEWLETT-PACKARD ~~ENERGY~~CO. ~~CORP~~ Com ~~148449309~~428236103 ~~188~~1,610 31100,~~700~~000 SHCall sole N/A 31100,~~700~~000 ~~CHECK~~HITACHI ~~POINT~~LTD ~~SOFTWARE~~-SPONS ~~TECH~~ADR Com ~~M22465104~~433578507 2,~~200~~010 4330,~~500~~000 ~~Put~~Call sole N/A 4330,~~500~~000 ~~CHECK~~HOST ~~POINT~~MARRIOTT ~~SOFTWARE~~CORP ~~TECH~~ Com ~~M22465104~~44107P104 35 5,~~057 100,~~000 ~~Call~~Put sole N/A ~~100~~5,000 ~~CIENA~~HOST MARRIOTT CORP Com ~~171779101~~44107P104 ~~870~~553 2278,~~900~~500 SHPut sole N/A 2278,~~900~~500 ~~CIENA~~I2 ~~CORP~~TECHNOLOGIES INC Com ~~171779101~~465754109 ~~1,900~~344 50100,000 Call sole N/A 50100,000 ~~CIRCUIT~~IDEC ~~CITY~~PHARMACEUTICALS ~~STORES-CIRCUIT~~CORP Com ~~172737108~~449370105 ~~450~~2,479 2550,000 SHPut sole N/A 2550,000 ~~CIRCUIT~~IMCLONE ~~CITY~~SYSTEMS ~~STORES-CIRCUIT~~ Com ~~172737108~~45245W109 32,~~600~~828 ~~200~~50,000 Put sole N/A ~~200~~50,000 ~~CIRCUIT~~IMMUNEX ~~CITY~~CORP ~~STORES-CIRCUIT~~ Com ~~172737108~~452528102 41,~~500~~868 ~~250~~100,000 ~~Call~~Put sole N/A ~~250~~100,000 ~~CISCO~~IMMUNEX ~~SYSTEMS~~CORP ~~INC~~ Com ~~17275R102~~452528102 ~~1,820~~934 ~~100~~50,000 ~~Call~~Put sole N/A ~~100~~50,000 ~~CISCO~~IMMUNEX ~~SYSTEMS~~CORP ~~INC~~ Com ~~17275R102~~452528102 21,~~730~~868 ~~150~~100,000 Call sole N/A ~~150~~100,000 ~~CISCO~~INTEL ~~SYSTEMS~~CORP ~~INC~~ Com ~~17275R102~~458140100 13,~~820~~066 ~~100~~150,000 ~~Call~~Put sole N/A ~~100~~150,000 ~~CITRIX~~INTEL ~~SYSTEMS~~CORP ~~INC~~ Com ~~177376100~~458140100 ~~873~~2,044 25100,000 SHPut sole N/A 25100,000 ~~CITRIX~~INTERSIL ~~SYSTEMS~~CORP ~~INC~~-CL A Com ~~177376100~~48069S109 1,~~745~~396 50,000 Put sole N/A 50,000 ~~CITRIX~~INTERSIL ~~SYSTEMS~~CORP ~~INC~~-CL A Com ~~177376100~~46069S109 ~~1,745~~838 5030,000 ~~Call~~Put sole N/A 5030,000 ~~COMMTOUCH~~INTL ~~SOFTWARE~~BUSINESS ~~LTD~~MACHINES CORP Com ~~M25596103~~459200101 3213,845 50150,000 SHPut sole N/A 50150,000 ~~CONE~~INTL ~~MILLS~~BUSINESS MACHINES CORP Com ~~206814105~~459200101 2218,460 17200,~~400~~000 SHPut sole N/A 17200,~~400~~000 ~~CONSECO~~INTL ~~INC~~BUSINESS MACHINES CORP Com ~~208464107~~459200101 12,~~638~~769 ~~120~~30,000 SHCall sole N/A ~~120~~30,000 ~~CONSECO~~INTL ~~INC~~GAME TECHNOLOGY Com ~~208464107~~459902102 24,~~730~~250 ~~200~~100,000 ~~Put~~Call sole N/A ~~200~~100,000 ~~COR~~J.P. ~~THERAPEUTICS~~MORGAN ~~INC~~& COMPANY Com ~~217753102~~616880100 1,~~678~~708 5550,000 Put sole N/A 5550,000 ~~CORNING~~JOHNSON ~~INC~~& JOHNSON Com ~~219350105~~478160104 111,~~671~~080 ~~100~~200,000 Call sole N/A ~~100~~200,000 ~~CROSS~~JOHNSON ~~TIMBERS~~& ~~OIL~~JOHNSON CO Com ~~227573102~~478160104 111,~~435~~080 ~~100~~200,000 SHCall sole N/A ~~100~~200,000 ~~CROSS~~KNIGHT ~~TIMBERS~~TRADING ~~OIL~~GROUP COINC Com ~~227573102~~499063105 ~~1,435~~771 100,000 ~~Put~~Call sole N/A 100,000

~~-----------------------------------------------------------------------------------------------------------------------------------~~Shares/ Sole Title or ~~Shares~~Value Prin Shr/ Investment Other ~~Sole~~Voting Name of Issuer Class Cusip ~~Value~~ (000) ~~Prin~~ Amnt ~~Shr/~~Put/Call Discretion Managers ~~Voting~~ Auth ----------------------------------------------------------------------------------------------------------------------------------- ~~CROWN~~KOHLS ~~CASTLE INTL~~ CORP Com ~~228227104~~500255104 ~~533~~4,800 32100,~~500~~000 SHPut sole N/A 32100,~~500~~000 ~~CUMMINS~~LEHMAN BROTHERS HOLDINGS INC Com ~~231021106~~524908100 15,~~935~~685 50100,000 ~~Put~~Call sole N/A 50100,000 ~~CURAGEN~~LENNAR CORP Com ~~23126R101~~526057104 13,~~001~~604 27100,~~500~~000 SHPut sole N/A 27100,~~500~~000 ~~CVS~~LEVEL ~~CORP~~3 COMMUNICATIONS INC Com ~~126650100~~52729N100 ~~2,895~~756 75200,000 SHPut sole N/A 75200,000 ~~CVS~~LEVEL ~~CORP~~3 COMMUNICATIONS INC Com ~~126650100~~52729N100 ~~3,860~~284 ~~100~~75,000 Put sole N/A ~~100~~75,000 ~~DELTEK~~LILLY ~~SYSTEMS~~(ELI) ~~INC~~& CO Com ~~24785A108~~532457108 ~~249~~8,070 35100,000 SHPut sole N/A 35100,000 ~~DIGEX~~LSI ~~INC~~LOGIC CORP Com ~~253756100~~502161102 ~~650~~1,175 50100,000 SHCall sole N/A 50100,000 ~~DOLLAR~~LUCENT ~~GENERAL~~TECHNOLOGIES INC Com ~~256669102~~549463107 72,~~800~~865 ~~400~~500,000 ~~Call~~Put sole N/A ~~400~~500,000 ~~DYNEGY~~LUCENT TECHNOLOGIES INC~~-CL~~ A Com ~~26816Q101~~549463107 2,~~325~~579 50450,000 Call sole N/A 50450,000 ~~EARTHLINK~~LUCENT TECHNOLOGIES INC Com ~~270321102~~549463107 ~~705~~287 50,000 SHCall sole N/A 50,000 ~~ECHOSTAR~~MANPOWER ~~COMMUNICATIONS~~INC ~~- A~~ Com ~~278762109~~56418H100 21,~~548~~317 7850,~~600~~000 SHPut sole N/A 7850,~~600~~000 ~~ECHOSTAR~~MBIA ~~COMMUNICATIONS~~INC ~~- A~~ Com ~~278762109~~55262C100 ~~2,432~~750 7515,000 Put sole N/A 7515,000 ~~EDWARDS~~MBIA ~~(A.G.)~~ INC Com ~~281760108~~55262C100 ~~1,350~~300 306,000 SHCall sole N/A 306,000 ~~EDWARDS~~MBIA ~~(A.G.)~~ INC Com ~~281760108~~55262C100 ~~225~~2,500 550,000 Call sole N/A 550,000 ~~EDWARDS~~MCDATA (CORPORATION-A~~.G.)~~ ~~INC~~ Com ~~281760108~~580031201 ~~3,375~~839 75100,000 Call sole N/A 75100,000 ~~EMC~~MEDIACOM COMMUNICATIONS CORP~~/MASS~~ Com ~~268648102~~58446K105 ~~12,346~~652 ~~425~~50,000 ~~Call~~Put sole N/A ~~425~~50,000 ~~EMC~~MEDTRONIC ~~CORP/MASS~~INC Com ~~268648102~~585055106 58,~~810~~700 200,000 ~~Call~~Put sole N/A 200,000 ~~EMCORE~~MERCK ~~CORP~~& CO., INC. Com ~~290846104~~589331107 ~~615~~6,660 20100,000 SHPut sole N/A 20100,000 ~~ENZON~~MERCK & CO., INC. Com ~~293904108~~589331107 14,~~563~~995 2575,000 ~~Put~~Call sole N/A 2575,000 ~~EQUITY~~MERCK ~~RESIDENTIAL~~& ~~PROPS~~CO., TRINC. Com ~~29476L107~~589331107 24,~~828~~995 5075,000 ~~Put~~Call sole N/A 5075,000 ~~EQUITY~~MERCURY ~~RESIDENTIAL~~INTERACTIVE ~~PROPS~~CORP TR Com ~~29476L107~~589405109 ~~2,828~~762 5040,000 ~~Put~~Call sole N/A 5040,000 ~~FLEXTRONICS~~MERCURY ~~INTL~~INTERACTIVE ~~LTD~~CORP Com ~~Y2573F102~~589405109 ~~1,306~~952 50,000 Call sole N/A 50,000 ~~FLEXTRONICS~~MERRILL ~~INTL~~LYNCH ~~LTD~~& CO Com ~~Y2573F102~~590188108 34,~~917~~060 ~~150~~100,000 ~~Call~~Put sole N/A ~~150~~100,000 ~~FOSTER~~MERRILL ~~WHEELER~~LYNCH ~~LTD~~& CO Com ~~G36535105~~590188108 14,~~484~~060 ~~164~~100,000 Call sole N/A ~~164~~100,000 ~~FOSTER~~MERRILL ~~WHEELER~~LYNCH ~~LTD~~& CO Com ~~G36535105~~590188108 ~~453~~4,060 50100,000 Call sole N/A 50100,000 ~~GALILEO~~METASOLV ~~INTERNATIONAL~~SOFTWARE INC Com ~~363547100~~591393103 ~~3,250~~300 ~~100~~50,000 SHCall sole N/A ~~100~~50,000 ~~GENERAL~~METASOLV ~~ELECTRIC~~SOFTWARE ~~CO.~~INC Com ~~369604103~~591393103 ~~14,625~~450 ~~300~~75,000 Call sole N/A ~~300~~75,000 ~~GENERAL~~MICRON ~~MOTORS-CLASS~~TECHNOLOGY HINC Com ~~370442832~~595112103 51,~~569~~883 ~~275~~100,000 Call sole N/A ~~275~~100,000 ~~GUIDANT~~MICROSOFT CORP Com ~~401698105~~594918104 ~~1,800~~46 ~~50,000~~900 ~~Call~~Put sole N/A ~~50,000~~900 ~~GUIDANT~~MICROSOFT CORP Com ~~401698105~~594918104 17,~~800~~676 50150,000 ~~Call~~Put sole N/A 50150,000 ~~GUILFORD~~MICROSOFT ~~PHARMACEUTICALS~~CORP ~~INC~~ Com ~~401829106~~594918104 151,~~020~~170 301,000,000 SHPut sole N/A 301,000,000 ~~HARCOURT~~MICROSOFT ~~GENERAL~~CORP ~~INC~~ Com ~~41163G101~~594918104 ~~1,746~~138 302,~~000~~700 SHPut sole N/A 302,~~000~~700 ~~HEALTHEON/WEBMD~~MICROSOFT ~~CORPORATION~~CORP Com ~~422209106~~594918104 ~~490~~128 702,~~000~~500 SHPut sole N/A 702,~~000~~500 ~~HEALTHEON/WEBMD~~MICROSOFT ~~CORPORATION~~CORP Com ~~422209106~~594918104 12,~~050~~559 ~~150~~50,000 ~~Put~~Call sole N/A ~~150~~50,000 ~~HEWLETT-PACKARD~~MICROSOFT ~~CO.~~CORP Com ~~428236103~~594918104 210,~~860~~234 ~~100~~200,000 ~~Put~~Call sole N/A ~~100~~200,000 ~~HEWLETT-PACKARD~~MOTOROLA ~~CO.~~INC Com ~~428236103~~620076109 74,~~150~~680 ~~250~~300,000 Call sole N/A ~~250~~300,000 ~~HONEYWELL~~MOTOROLA ~~INTERNATIONAL~~ INC Com ~~438516106~~620076109 122,~~533~~340 ~~358~~150,~~200~~000 SHCall sole N/A ~~358~~150,~~200~~000 ~~HONEYWELL~~MURPHY ~~INTERNATIONAL~~OIL ~~INC~~CORP Com ~~438516106~~626717102 92,~~622~~171 ~~275~~30,000 Put sole N/A ~~275~~30,000 ~~HONEYWELL~~MYLAN ~~INTERNATIONAL~~LABORATORIES ~~INC~~ Com ~~438516106~~628530107 14,~~575~~893 45150,000 ~~Put~~Call sole N/A 45150,000 ~~HONEYWELL~~NATIONAL-OILWELL ~~INTERNATIONAL~~ INC Com ~~438516106~~637071101 21,~~281~~450 65100,~~200~~000 Put sole N/A 65100,~~200~~000 ~~HONEYWELL~~NEW ~~INTERNATIONAL~~PLAN ~~INC~~EXCEL REALTY TRUST Com ~~438516106~~648053106 ~~5,598~~428 ~~160~~25,000 ~~Call~~Put sole N/A ~~160~~25,000 ~~HONEYWELL~~NEXTEL ~~INTERNATIONAL~~COMMUNICATIONS INC-A Com ~~438516106~~65332V103 ~~3,499~~432 ~~100~~50,000 Call sole N/A ~~100~~50,000 ~~HONEYWELL~~NORTEL ~~INTERNATIONAL~~NETWORKS ~~INC~~CORP Com ~~438516106~~656568102 1,~~854~~122 53200,000 ~~Call~~Put sole N/A 53200,000

~~-----------------------------------------------------------------------------------------------------------------------------------~~Shares/ Sole Title or ~~Shares~~Value Prin Shr/ Investment Other ~~Sole~~Voting Name of Issuer Class Cusip ~~Value~~ (000) ~~Prin~~ Amnt ~~Shr/~~Put/Call Discretion Managers ~~Voting~~ Auth ----------------------------------------------------------------------------------------------------------------------------------- ~~HONEYWELL~~NORTHROP ~~INTERNATIONAL~~GRUMMAN ~~INC~~CORP Com ~~438516106~~666807102 ~~875~~7,575 2575,000 ~~Call~~Put sole N/A 2575,000 ~~HONEYWELL~~NTL ~~INTERNATIONAL~~INCORPORATED ~~INC~~ Com ~~438516106~~629407107 ~~2,624~~620 75200,000 ~~Call~~Put sole N/A 75200,000 ~~HOST~~NTL ~~MARRIOTT~~INCORPORATED ~~CORP~~ Com ~~44107P104~~629407107 6378 525,000 ~~Put~~Call sole N/A 525,000 ~~INKINE~~OCEAN ~~PHARMACEUTICAL~~ENERGY CO INC Com ~~457214104~~67481E106 ~~637~~1,630 ~~130~~100,000 SHPut sole N/A ~~130~~100,000 ~~INTEL~~OCEAN ~~CORP~~ENERGY INC Com ~~458140100~~67481E106 21,~~925~~223 ~~100~~75,000 Call sole N/A ~~100~~75,000 ~~INTEL~~OMNICOM ~~CORP~~GROUP Com ~~458140100~~681919106 113,~~700~~245 ~~400~~50,000 ~~Call~~Put sole N/A ~~400~~50,000 ~~INTERMEDIA~~OMNICOM ~~COMMUNICATIONS~~GROUP Com ~~458801107~~681919106 13,~~144~~245 8050,000 SHPut sole N/A 8050,000 ~~INVERNESS~~OMNICOM ~~MEDICAL~~GROUP ~~TECHNOLOGY~~ Com ~~461268104~~681919106 16,~~665~~879 45106,000 SHPut sole N/A 45106,000 ~~J.P.~~OPENWAVE ~~MORGAN~~SYSTEMS &INC ~~COMPANY~~ Com ~~616880100~~683718100 ~~14,272~~638 ~~320~~50,000 Call sole N/A ~~320~~50,000 ~~JABIL~~OPENWAVE ~~CIRCUIT~~SYSTEMS INC Com ~~466313103~~683718100 21,~~623~~275 85100,000 SHCall sole N/A 85100,000 ~~JOHNSON~~OPENWAVE &SYSTEMS ~~JOHNSON~~INC Com ~~478160104~~683718100 101,~~000~~275 ~~200~~100,000 Call sole N/A ~~200~~100,000 ~~JOHNSON~~ORION &POWER ~~JOHNSON~~HOLDINGS Com ~~478160104~~686286105 72,~~175~~295 ~~143~~90,~~500~~000 ~~Call~~Put sole N/A ~~143~~90,~~500~~000 ~~JOHNSON~~ORION &POWER ~~JOHNSON~~HOLDINGS Com ~~478160104~~686286105 21,~~450~~275 50,000 Call sole N/A 50,000 ~~JONES~~PEOPLESOFT ~~APPAREL GROUP~~ INC Com ~~480074103~~712713106 ~~864~~1,804 20100,000 SHPut sole N/A 20100,000 ~~JONES~~PEOPLESOFT ~~APPAREL GROUP~~ INC Com ~~480074103~~712713106 21,~~160~~804 50100,000 ~~Put~~Call sole N/A 50100,000 ~~JUNIPER~~PEPSICO ~~NETWORKS~~ INC Com ~~48203R104~~713448108 38,~~110~~148 ~~100~~168,000 Call sole N/A ~~100~~168,000 ~~JUNIPER~~PEPSICO ~~NETWORKS~~ INC Com ~~48203R104~~713448108 34,~~110~~850 100,000 Call sole N/A 100,000 ~~KNIGHT~~PHILLIPS ~~TRADING~~PETROLEUM ~~GROUP~~CO ~~INC~~ Com ~~499063105~~718507106 2,~~138~~697 ~~200~~50,000 Call sole N/A ~~200~~50,000 ~~KNIGHT~~PMC ~~TRADING~~- ~~GROUP~~SIERRA INC Com ~~499063105~~69344F106 1,~~069~~027 100,000 ~~Call~~Put sole N/A 100,000 ~~KOHLS~~POGO ~~CORP~~PRODUCING CO Com ~~500255104~~730448107 61,~~273~~410 ~~100~~60,000 Put sole N/A ~~100~~60,000 ~~KRAFT~~PRI ~~FOODS~~AUTOMATION INC-A Com ~~50075N104~~69357H106 1,~~860~~002 60100,000 SHPut sole N/A 60100,000 ~~LAM~~PRI ~~RESEARCH~~AUTOMATION ~~CORP~~INC Com ~~512807108~~69357H106 ~~629~~301 2130,~~200~~000 SHCall sole N/A 2130,~~200~~000 ~~LARGE~~PRI ~~SCALE~~AUTOMATION ~~BIOLOGY~~INC ~~CORP~~ Com ~~517053104~~69357H106 ~~355~~1,002 50100,000 SHCall sole N/A 50100,000 ~~LEVEL~~PROVIDIAN 3FINANCIAL ~~COMMUNICATIONS~~CORP ~~INC~~ Com ~~52729N100~~74406A102 12,~~098~~015 ~~200~~100,000 Put sole N/A ~~200~~100,000 ~~LEXMARK~~PROVIDIAN ~~INTERNATIONAL~~FINANCIAL ~~INC~~CORP Com ~~529771107~~74406A102 31,~~363~~008 50,000 ~~Put~~Call sole N/A 50,000 ~~LIBERATE~~PROVIDIAN ~~TECHNOLOGIES~~FINANCIAL CORP Com ~~530129105~~74406A102 16,~~095~~045 ~~100~~300,000 Call sole N/A ~~100~~300,000 ~~LILLY~~QUALCOMM ~~(ELI)~~INC ~~& CO~~ Com ~~532457108~~747525103 39,~~700~~508 50200,000 SHCall sole N/A 50200,000 ~~LILLY~~QUALCOMM ~~(ELI)~~INC ~~& CO~~ Com ~~532457108~~747525103 7,~~400~~131 ~~100~~150,000 ~~Put~~Call sole N/A ~~100~~150,000 ~~LUCENT~~QWEST ~~TECHNOLOGIES~~COMMUNICATIONS ~~INC~~INTL Com ~~549463107~~749121109 1,~~084~~670 ~~174~~100,~~800~~000 SHCall sole N/A ~~174~~100,~~800~~000 ~~LUCENT~~QWEST ~~TECHNOLOGIES~~COMMUNICATIONS ~~INC~~INTL Com ~~549463107~~749121109 ~~930~~1,670 ~~150~~100,000 ~~Put~~Call sole N/A ~~150~~100,000 ~~LUCENT~~RECKSON ~~TECHNOLOGIES~~ASSOC ~~INC~~REALTY CORP Com ~~549463107~~75621K106 ~~2,790~~302 ~~450~~12,~~000~~500 ~~Call~~Put sole N/A ~~450~~12,~~000~~500 ~~LUCENT~~REDBACK ~~TECHNOLOGIES~~NETWORKS ~~INC~~ Com ~~549463107~~757209101 ~~310~~143 50100,000 Call sole N/A 50100,000 ~~LUCENT~~SCHERING-PLOUGH ~~TECHNOLOGIES~~CORP ~~INC~~ Com ~~549463107~~806605101 17,~~240~~420 200,000 Call sole N/A 200,000 ~~MCDATA~~SCHWAB ~~CORPORATION-A~~(CHARLES) CORP Com ~~580031201~~808513105 1,~~755~~150 100,000 ~~Call~~Put sole N/A 100,000 ~~MCLEODUSA~~SCIENTIFIC-ATLANTA INC~~-CL~~ A Com ~~582266102~~808655104 ~~321~~3,510 70200,000 SHCall sole N/A 70200,000 ~~MEDIACOM~~SEMICONDUCTOR ~~COMMUNICATIONS~~HOLDRs ~~CORP~~TRUST Com ~~58446K105~~816636203 ~~700~~14,780 50500,000 ~~Put~~Call sole N/A 50500,000 ~~MEDICHEM~~SHAW ~~LIFE~~GROUP ~~SCIENCES~~ INC Com ~~584662100~~820280105 ~~505~~2,817 100,000 SHPut sole N/A 100,000 ~~MEDIMMUNE~~SHAW GROUP INC Com ~~584699102~~820280105 24,~~360~~226 50150,000 ~~Put~~Call sole N/A 50150,000 ~~MEDTRONIC~~SHUFFLE MASTER INC Com ~~585055106~~825549108 ~~9,202~~378 ~~200~~30,000 ~~Put~~Call sole N/A ~~200~~30,000 ~~MERCURY~~SIEBEL ~~INTERACTIVE~~SYSTEMS ~~CORP~~INC Com ~~589405109~~826170102 ~~2,396~~651 4050,000 Call sole N/A 4050,000 ~~MERRILL~~SPRINT ~~LYNCH~~CORP &(PCS COGROUP) Com ~~590188108~~852061506 51,~~925~~315 ~~100~~50,000 ~~Call~~Put sole N/A ~~100~~50,000 ~~METASOLV~~STARWOOD ~~SOFTWARE~~HOTELS ~~INC~~& RESORTS WO Com ~~591393103~~85590A203 ~~595~~3,300 75150,000 ~~Call~~Put sole N/A 75150,000 ~~METASOLV~~STARWOOD ~~SOFTWARE~~HOTELS ~~INC~~& ~~Com~~RESORTS ~~591393103~~WO ~~793~~Com 85590A203 1,100 50,000 ~~Call~~Put sole N/A ~~100~~50,000

~~-----------------------------------------------------------------------------------------------------------------------------------~~Shares/ Sole Title or ~~Shares~~Value Prin Shr/ Investment Other ~~Sole~~Voting Name of Issuer Class Cusip ~~Value~~ (000) ~~Prin~~ Amnt ~~Shr/~~Put/Call Discretion Managers ~~Voting~~ Auth ----------------------------------------------------------------------------------------------------------------------------------- ~~METASOLV~~STARWOOD ~~SOFTWARE~~HOTELS ~~INC~~& RESORTS WO Com ~~591393103~~85590A203 1,~~190~~100 ~~150~~50,000 Call sole N/A ~~150~~50,000 ~~MICRON~~STILWELL ~~TECHNOLOGY~~FINANCIAL INC Com ~~595112103~~860831106 ~~2,281~~975 5550,~~500~~000 SHPut sole N/A 5550,~~500~~000 ~~MICRON~~SUN ~~TECHNOLOGY~~MICROSYSTEMS INC Com ~~595112103~~866810104 4,~~110~~135 ~~100~~500,000 ~~Put~~Call sole N/A ~~100~~500,000 ~~MICRON~~SUN ~~TECHNOLOGY~~MICROSYSTEMS INC Com ~~595112103~~866810104 82,~~220~~481 ~~200~~300,000 Call sole N/A ~~200~~300,000 ~~MICROSOFT~~SYMANTEC CORP Com ~~594918104~~871503108 631,~~517~~040 ~~870~~30,~~100 SH sole N/A 870,100 MICROSOFT CORP Com 594918104 80,300 1,100,~~000 ~~Put~~Call sole N/A 130,~~100,~~000 ~~MICROSOFT~~SYMANTEC CORP Com ~~594918104~~871503108 141,~~600~~040 ~~200~~30,000 ~~Put~~Call sole N/A ~~200~~30,000 ~~MICROSOFT~~TELLABS ~~CORP~~INC Com ~~594918104~~879664100 141,~~600~~976 200,000 Call sole N/A 200,000 ~~MICROSOFT~~TEXAS ~~CORP~~INSTRUMENTS ~~Com~~INC ~~594918104 3,650 50,000 Call sole N/A 50,000 MICROSOFT CORP~~ Com ~~594918104~~882508104 212,~~900~~498 ~~300~~100,000 Call sole N/A ~~300~~100,000 ~~MOTOROLA~~TEXAS INSTRUMENTS INC Com ~~620076109~~882508104 34,~~312~~996 200,000 ~~Put~~Call sole N/A 200,000 ~~MOTOROLA~~THE PMI GROUP INC Com ~~620076109~~69344M101 3,~~312~~494 ~~200~~56,000 ~~Call~~Put sole N/A ~~200~~56,000 ~~MOTOROLA~~TIDEWATER INC Com ~~620076109~~886423102 1,~~656~~335 ~~100~~50,000 ~~Call~~Put sole N/A ~~100~~50,000 ~~MOTOROLA~~TIDEWATER INC Com ~~620076109~~886423102 81,~~280~~335 ~~500~~50,000 Call sole N/A ~~500,000 MULTILINK TECHNOLOGY CORP Com 62544T109 715~~ 50,000 SHTRANSKARYOTIC ~~sole~~THERAPIES ~~N/A~~INC ~~50,000 MURPHY OIL CORP~~ Com ~~626717102~~893735100 1,~~104~~900 1570,000 SHCall sole N/A 1570,000 ~~MYLAN~~TRANSMETA ~~LABORATORIES~~CORP/DELAWARE Com ~~628530107~~89376R109 ~~4,220~~212 150,000 ~~Call~~Put sole N/A 150,000 ~~NABORS~~TRANSOCEAN ~~INDUSTRIES~~SEDCO FOREX INC Com ~~629568106~~G90078109 ~~930~~660 25,000 Call sole N/A 25,000 ~~NATIONAL-OILWELL~~TYCO ~~INC~~INTERNATIONAL LTD Com ~~637071101~~902124106 12,~~340~~275 50,000 SHPut sole N/A 50,000 ~~NETRO~~TYCO ~~CORP~~INTERNATIONAL LTD Com ~~64114R109~~902124106 ~~106~~9,100 25200,000 SHPut sole N/A 25200,000 ~~NETWORK~~TYCO ~~ASSOCIATES~~INTERNATIONAL ~~INC~~LTD Com ~~640938106~~902124106 ~~623~~341 507,~~000~~500 SHPut sole N/A 507,~~000~~500 ~~NETWORK~~U.S. ~~ASSOCIATES~~BANCORP ~~INC~~ Com ~~640938106~~902973106 ~~125~~1,109 1050,000 ~~Put~~Call sole N/A 1050,000 ~~NEXTEL~~UNISYS ~~COMMUNICATIONS~~CORP ~~INC-A~~ Com ~~65332V103~~909214108 ~~875~~1,732 50200,000 ~~Call~~Put sole N/A 50200,000 ~~NEXTEL~~UNISYS ~~COMMUNICATIONS~~CORP ~~INC-A~~ Com ~~65332V103~~909214108 ~~875~~433 50,000 Call sole N/A 50,000 ~~NOKIA~~UNISYS CORP ~~-SPON ADR~~ Com ~~654902204~~909214108 21,~~204~~732 ~~100~~200,000 Call sole N/A ~~100~~200,000 ~~NTL~~UNITED ~~INCORPORATED~~PARCEL ~~Com~~SERVICE ~~629407107~~-CL ~~964~~B ~~80,000 SH sole N/A 80,000 NTL INCORPORATED~~ Com ~~629407107~~911312106 15,~~205~~198 100,000 Put sole N/A 100,000 ~~NTL~~UNITED ~~INCORPORATED~~PARCEL ~~Com~~SERVICE ~~629407107~~-CL ~~301~~B ~~25,000 Call sole N/A 25,000 NVIDIA CORP~~ Com ~~67066G104~~911312106 ~~464~~ 5,198 100,000 SHCall sole N/A 5100,000 ~~NVIDIA~~UNITEDGLOBALCOM ~~CORP~~INC ~~Com~~-CL ~~67066G104 13,913 150,000 Put sole N/~~A ~~150,000 NVIDIA CORP~~ Com ~~67066G104~~913247508 ~~4,638~~232 50100,000 Put sole N/A 50100,000 ~~OPENWAVE~~UNITEDGLOBALCOM ~~SYSTEMS~~ INC -CL A Com ~~683718100~~913247508 ~~2,082~~122 6052,~~000~~500 SHCall sole N/A 6052,~~000~~500 ~~OPENWAVE~~US ~~SYSTEMS~~CELLULAR ~~INC~~CORP Com ~~683718100~~911684108 32,~~470~~475 ~~100~~50,000 Put sole N/A ~~100~~50,000 ~~OPENWAVE~~WASHINGTON ~~SYSTEMS~~MUTUAL INC Com ~~683718100~~939322103 31,~~470~~924 ~~100~~50,000 Call sole N/A ~~100~~50,000 ~~ORION~~WATERS ~~POWER~~CORPORATION ~~HOLDINGS~~ Com ~~686286105~~941848103 1,~~905~~789 8050,000 Put sole N/A 8050,000 ~~PALM~~WATERS ~~INC~~CORPORATION Com ~~696642107~~941848103 14,~~214~~471 ~~200~~125,000 SHPut sole N/A ~~200~~125,000 ~~PALM~~WATERS ~~INC~~CORPORATION Com ~~696642107~~941848103 13,~~821~~577 ~~300~~100,000 Call sole N/A ~~300~~100,000 ~~PALM~~WATERS ~~INC~~CORPORATION Com ~~696642107~~941848103 35,~~035~~366 ~~500~~150,000 Call sole N/A ~~500~~150,000 ~~PATHMARK~~WHOLE ~~STORES~~FOODS MARKET INC~~-WTS~~ Com ~~70322A119~~966837106 ~~255~~1,571 2950,000 SHPut sole N/A 2950,000 ~~PEPSICO~~WILLAMETTE ~~INC~~INDUSTRIES Com ~~713448108~~969133107 72,~~426~~250 ~~168~~50,000 Call sole N/A ~~168~~50,000 ~~PILOT~~XM ~~NETWORK~~SATELLITE ~~SERVICES~~RADIO ~~INC~~HOLD-CL ~~Com 721596104 1 35,000 SH sole N/~~A ~~35,000 PRACTICEWORKS INC~~ Com ~~739419109~~983759101 ~~737~~524 ~~88,800 SH sole N/A 88,800 PRI AUTOMATION INC Com 69357H106 1,853~~ 100,000 ~~Put~~Call sole N/A 100,000

----------------------------------------------------------------------------------------------------------------------------------- Title or Shares/ Investment Other Sole Name of Issuer Class Cusip Value (000) Prin Amnt Shr/Put/Call Discretion Managers Voting Auth ----------------------------------------------------------------------------------------------------------------------------------- PRI AUTOMATION INC Com 69357H106 556 30,000 Call sole N/A 30,000 PRI AUTOMATION INC Com 69357H106 1,853 100,000 Call sole N/A 100,000 PRIDE INTERNATIONAL INC Com 741932107 2,850 150,000 Call sole N/A 150,000 PRIMUS TELECOMMUNICATIONS GP Com 741929103 82 100,000 SH sole N/A 100,000 PROVIDIAN FINANCIAL CORP Com 74406A102 770 13,000 SH sole N/A 13,000 PROVIDIAN FINANCIAL CORP Com 74406A102 5,920 100,000 Put sole N/A 100,000 QUAKER OATS CO Com 747402105 3,194 35,000 Put sole N/A 35,000 QUALCOMM INC Com 747525103 5,848 100,000 Put sole N/A 100,000 QUALCOMM INC Com 747525103 5,848 100,000 Call sole N/A 100,000 RALSTON-RALSTON PURINA GROUP Com 751277302 741 24,700 SH sole N/A 24,700 RAMBUS INC Com 750917106 1,403 114,000 SH sole N/A 114,000 READ-RITE CORP Com 755246105 320 60,000 SH sole N/A 60,000 REDBACK NETWORKS Com 757209101 892 100,000 Call sole N/A 100,000 RELIANT RESOURCES INC Com 75952B105 618 25,000 SH sole N/A 25,000 REMEDY CORP Com 759548100 4,698 135,000 SH sole N/A 135,000 RESONATE INC Com 76115Q104 125 30,000 SH sole N/A 30,000 RIVERSTONE NETWORKS INC Com 769320102 995 50,000 Put sole N/A 50,000 SCHERING-PLOUGH CORP Com 806605101 5,074 140,000 SH sole N/A 140,000 SCHERING-PLOUGH CORP Com 806605101 3,624 100,000 Put sole N/A 100,000 SCHERING-PLOUGH CORP Com 806605101 7,248 200,000 Call sole N/A 200,000 SCHERING-PLOUGH CORP Com 806605101 3,624 100,000 Call sole N/A 100,000 SCHERING-PLOUGH CORP Com 806605101 3,624 100,000 Call sole N/A 100,000 SCHWAB (CHARLES) CORP Com 808513105 9,180 600,000 Call sole N/A 600,000 SHAW GROUP INC Com 820280105 4,612 115,000 SH sole N/A 115,000 SHAW GROUP INC Com 820280105 4,010 100,000 Put sole N/A 100,000 SHAW GROUP INC Com 820280105 2,005 50,000 Put sole N/A 50,000 SHAW GROUP INC Com 820280105 1,003 25,000 Call sole N/A 25,000 SHUFFLE MASTER INC Com 825549108 630 30,000 SH sole N/A 30,000 SIEBEL SYSTEMS INC Com 826170102 2,345 50,000 Put sole N/A 50,000 SIEBEL SYSTEMS INC Com 826170102 4,690 100,000 Call sole N/A 100,000 SOLECTRON CORP Com 834182107 2,013 110,000 SH sole N/A 110,000 SOLECTRON CORP Com 834182107 2,745 150,000 Call sole N/A 150,000 STARTEC GLOBAL COMMUNICATION Com 85569E103 14 95,000 SH sole N/A 95,000 STARWOOD HOTELS & RESORTS WO Com 85590A203 373 10,000 SH sole N/A 10,000 STARWOOD HOTELS & RESORTS WO Com 85590A203 3,728 100,000 Put sole N/A 100,000 STORAGENETWORKS INC Com 86211E103 1,699 100,000 Put sole N/A 100,000 STORAGENETWORKS INC Com 86211E103 1,699 100,000 Put sole N/A 100,000 SUIZA FOODS CORP Com 865077101 266 5,000 Call sole N/A 5,000 SUN MICROSYSTEMS INC Com 866810104 3,144 200,000 Call sole N/A 200,000 SYMANTEC CORP Com 871503108 1,092 25,000 SH sole N/A 25,000 SYMANTEC CORP Com 871503108 1,311 30,000 Call sole N/A 30,000 TALK.COM INC Com 874264104 279 297,100 SH sole N/A 297,100 TEKTRONIX INC Com 879131100 679 25,000 SH sole N/A 25,000

----------------------------------------------------------------------------------------------------------------------------------- Title or Shares/ Investment Other Sole Name of Issuer Class Cusip Value (000) Prin Amnt Shr/Put/Call Discretion Managers Voting Auth ----------------------------------------------------------------------------------------------------------------------------------- TELLABS INC Com 879664100 578 30,000 SH sole N/A 30,000 TELLABS INC Com 879664100 1,928 100,000 Call sole N/A 100,000 TEVA PHARMACEUTICAL-SP ADR Com 881624209 374 6,000 SH sole N/A 6,000 TEVA PHARMACEUTICAL-SP ADR Com 881624209 3,115 50,000 Put sole N/A 50,000 TEXACO INC Com 881694103 2,331 35,000 SH sole N/A 35,000 TEXAS INSTRUMENTS INC Com 882508104 945 30,000 SH sole N/A 30,000 TEXAS INSTRUMENTS INC Com 882508104 3,150 100,000 Call sole N/A 100,000 TEXAS INSTRUMENTS INC Com 882508104 4,725 150,000 Call sole N/A 150,000 TEXAS INSTRUMENTS INC Com 882508104 6,300 200,000 Call sole N/A 200,000 TIBCO SOFTWARE INC Com 88632Q103 639 50,000 SH sole N/A 50,000 TIBCO SOFTWARE INC Com 88632Q103 639 50,000 Put sole N/A 50,000 TMP WORLDWIDE INC Com 872941109 2,956 50,000 Put sole N/A 50,000 TRANSKARYOTIC THERAPIES INC Com 893735100 147 5,000 Put sole N/A 5,000 TRANSKARYOTIC THERAPIES INC Com 893735100 884 30,000 Call sole N/A 30,000 TRANSMETA CORP/DELAWARE Com 89376R109 837 150,000 Put sole N/A 150,000 TRANSOCEAN SEDCO FOREX INC Com G90078109 4,125 100,000 Call sole N/A 100,000 TYCO INTERNATIONAL LTD Com 902124106 2,725 50,000 Put sole N/A 50,000 ULTRAMAR DIAMOND SHAMROCK CP Com 904000106 236 5,000 SH sole N/A 5,000 UNISYS CORP Com 909214108 1,471 100,000 Put sole N/A 100,000 UNISYS CORP Com 909214108 2,942 200,000 Call sole N/A 200,000 UNISYS CORP Com 909214108 4,413 300,000 Call sole N/A 300,000 VERITAS SOFTWARE CORP Com 923436109 1,663 25,000 Put sole N/A 25,000 VERITAS SOFTWARE CORP Com 923436109 6,653 100,000 Call sole N/A 100,000 VERIZON COMMUNICATIONS Com 92343V104 4,815 90,000 SH sole N/A 90,000 VINTAGE PETROLEUM INC Com 927460105 935 50,000 SH sole N/A 50,000 VINTAGE PETROLEUM INC Com 927460105 935 50,000 Put sole N/A 50,000 VINTAGE PETROLEUM INC Com 927460105 935 50,000 Call sole N/A 50,000 VIRATA CORP Com 927646109 2,133 180,000 SH sole N/A 180,000 VIRATA CORP Com 927646109 1,778 150,000 Put sole N/A 150,000 VIRATA CORP Com 927646109 1,185 100,000 Put sole N/A 100,000 WATERS CORPORATION Com 941848103 552 20,000 SH sole N/A 20,000 WATERS CORPORATION Com 941848103 1,657 60,000 Call sole N/A 60,000 WESTERN GAS RESOURCES INC Com 958259103 1,304 40,000 SH sole N/A 40,000 WESTERN GAS RESOURCES INC Com 958259103 1,630 50,000 Put sole N/A 50,000 WorldCom Com 98157D106 4,506 300,000 Call sole N/A 300,000 XILINX INC Com 983919101 825 20,000 SH sole N/A 20,000 XM SATELLITE RADIO HOLD-CL A Com 983759101 1,620 100,000 Call sole N/A 100,000 YAHOO! INC Com 984332106 3,998 200,000 Call sole N/A 200,000

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