13F-HR 1 w42674e13f-hr.txt FORM 13F 1 --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0006 Expires: February 28, 1997 Estimated average burden hours per response....24.60 --------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2000 ------------------ -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: [ ] MARSHFIELD ASSOCIATES -------------------------------------------------------------------------------- Name of Institutional Investment Manager 21 DUPONT CIRCLE WASHINGTON DC 20036 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) CHRIS NIEMCZEWSKI MANAGING DIRECTOR 202-828-6200 -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. -----------------------------------ATTENTION------------------------------------ INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of WASHINGTON and the State of DC on ------------------ ---------- the 13th day of November , 2000. ------- -------------------- MARSHFIELD ASSOCIATES ---------------------------------------------- (Name of Institutional Investment Manager) [SIG] ---------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ------------------------- ------------- ------------------------- ------------- 1. 6. ------------------------- ------------- ------------------------- ------------- 2. 7. ------------------------- ------------- ------------------------- ------------- 3. 8. ------------------------- ------------- ------------------------- ------------- 4. 9. ------------------------- ------------- ------------------------- ------------- 5. 10. ------------------------- ------------- ------------------------- ------------- SEC 1685 (5/91) 2 Marshfield Associates FORM 13F September 29, 2000

VOTING AUTHORITY ------------------~~-------~~ TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ --------~~--------~~ --------- -------- -------- --- ---- ------- --------- -------- -------- ---- A C Neilsen Corp COM 004833109 ~~21825~~24206 ~~992023~~1016520 SH Sole ~~992023~~1016520 Abbott Laboratories COM 002824100 ~~977~~1066 ~~21922~~22422 SH Sole ~~21922~~22422 American Express Company COM 025816109 ~~15750~~16795 ~~302160~~276453 SH Sole ~~302160~~276453 American Home Products Corpora COM 026609107 ~~1647~~1582 28038 SH Sole 28038 American International Group COM 026874107 ~~1638~~2766 ~~13944~~28910 SH Sole ~~13944~~28910 Anheuser-Busch Companies, Inc. COM 035229103 ~~949~~1547 ~~12700~~36560 SH Sole ~~12700~~36560 BP Amoco Plc - ADR COM 055622104 279 ~~4937~~5265 SH Sole ~~4937~~5265 Bank of America Corp COM 066050105 ~~465~~549 ~~10804~~10482 SH Sole ~~10804~~10482 Berkley W.R. Corp COM 084423102 ~~6714~~6279 ~~358100~~181675 SH Sole ~~358100~~181675 Berkshire Hathaway Class A COM 084670108 ~~19529~~23248 ~~363~~361 SH Sole ~~363~~361 Berkshire Hathaway Class B COM 084670207 ~~26386~~31729 ~~14992~~15328 SH Sole ~~14992~~15328 Bestfoods COM 126149103 ~~1075~~1130 15528 SH Sole 15528 Bristol Myers-Squibb COM 110122108 ~~1523~~1561 ~~26153~~27153 SH Sole ~~26153~~27153 CCC Information Services COM 12487Q109 ~~14609~~11525 ~~1375005~~1429465 SH Sole ~~1375005~~1429465 Chase Manhattan Bank COM 16161A108 ~~207~~236 ~~4500~~5100 SH Sole ~~4500~~5100 Chevron Corporation COM 166751107 ~~204~~205 2402 SH Sole 2402 Cisco Systems Inc COM 17275R102 ~~470~~408 7390 SH Sole 7390 Citigroup COM 132187105 ~~12327~~13969 ~~204603~~258379 SH Sole ~~204603~~258379 Coca-Cola Company COM 191216100 ~~1584~~1373 ~~27575~~24905 SH Sole ~~27575~~24905 Colgate-Palmolive Company COM 194162103 ~~659~~519 11000 SH Sole 11000 ~~Computer Associates Internatio COM 204912109 243 4755 SH Sole 4755~~ Disney (Walt) Company COM 254687106 ~~1902~~1331 ~~48999~~34797 SH Sole ~~48999~~34797 Dover Corp. COM 260003108 ~~8177~~9506 ~~201600~~202532 SH Sole ~~201600~~202532 Eli Lilly COM 532457108 ~~283~~262 ~~2832~~3232 SH Sole ~~2832~~3232 Emerson Electric Co. COM 291011104 ~~962~~1401 ~~15928~~20913 SH Sole ~~15928~~20913 Enron Corporation COM 293561106 ~~1096~~1481 ~~17000~~16900 SH Sole ~~17000~~16900 Estee Lauder COM 518439104 ~~395~~293 8000 SH Sole 8000 ExxonMobil Corporation COM 30231G102 ~~2362~~2439 ~~30086~~27361 SH Sole ~~30086~~27361 Family Dollar Stores Inc COM 307000109 ~~329~~323 16800 SH Sole 16800 Federal Home Loan Mortgage Cor COM 313400301 ~~27020~~37015 ~~667163~~684673 SH Sole ~~667163~~684673 Federal National Mortgage Asso COM 313586109 ~~7920~~11083 ~~151769~~155004 SH Sole ~~151769~~155004 ~~First Data Corp COM 319963104 246 4954 SH Sole 4954~~ Gannett Inc. COM 364730101 ~~10825~~10287 ~~180985~~194085 SH Sole ~~180985~~194085 General Electric Company COM 369604103 ~~20766~~21672 ~~391812~~374876 SH Sole ~~391812~~374876 Georgia-Pacific Group COM 373298108 ~~292~~262 11134 SH Sole 11134 Gillette Company, The COM 375766102 ~~1338~~1466 ~~38283~~47483 SH Sole ~~38283~~47483 Great Lakes Chemical COM 390568103 ~~921~~778 ~~29241~~26546 SH Sole ~~29241~~26546 H & R Block COM 093671105 ~~1169~~1447 ~~36112~~39037 SH Sole ~~36112~~39037 Heineken Holdings Cl A COM ~~1092~~825 ~~29123~~23292 SH Sole ~~29123~~23292 Heinz (H.J.) Company COM 423074103 ~~1368~~878 ~~31258~~23686 SH Sole ~~31258~~23686 Hewlett Packard COM 428236103 ~~747~~580 5982 SH Sole 5982 HomeFed Corp COM ~~246~~222 ~~366789~~370775 SH Sole ~~366789~~370775 Intel Corp COM 458140100 ~~4521~~2861 ~~33819~~68838 SH Sole ~~33819~~68838 Intl Business Machines Corpora COM 459200101 ~~622~~639 5674 SH Sole 5674 Johnson & Johnson COM 478160104 ~~27188~~24480 ~~266880~~260594 SH Sole ~~266880~~260594 Leucadia National Corporation COM 527288104 ~~14378~~18044 ~~630259~~674550 SH Sole ~~630259~~674550 ~~Lindt & Sprungli COM 203 440 SH Sole 440~~ Lucent Technologies COM 549463107 ~~1242~~583 ~~20966~~19062 SH Sole ~~20966~~19062 Markel Corp COM 570535104 ~~15151~~16952 ~~106981~~111708 SH Sole ~~106981~~111708 Marriott International Inc Cla COM 571900109 ~~10315~~10396 ~~286025~~285310 SH Sole ~~286025~~285310 Mattel, Inc COM 577081102 ~~14041~~11754 ~~1064744~~1050665 SH Sole ~~1064744~~1050665 Mc Donald's Corporation COM 580135101 ~~14844~~15188 ~~450679~~503135 SH Sole ~~450679~~503135 Merck & Co., Inc. COM 589331107 ~~5955~~5770 ~~77711~~77509 SH Sole ~~77711~~77509 Microsoft Corporation COM 594918104 ~~2641~~1987 ~~33013~~32949 SH Sole ~~33013~~32949 Minnesota Mining & Manufacturi COM 604059105 ~~1878~~2072 ~~22769~~22740 SH Sole ~~22769~~22740 Morgan Stanley Dean Witter & C COM 24240V101 ~~24600~~25859 ~~295493~~282805 SH Sole ~~295493~~282805 Nestle ADR (Regular Shares) COM 641069406 ~~877~~911 ~~8720~~8470 SH Sole ~~8720~~8470 Nestle Ltd. (Registered) COM ~~464~~479 230 SH Sole 230 Nike Inc Cl B COM 654106103 21355 533047 SH Sole 533047 Oracle Corp COM 68389X105 200 2540 SH Sole 2540 PepsiCo, Inc. COM 713448108 12826 278824 SH Sole 278824

3 Marshfield Associates FORM 13F September 29, 2000

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