13F-HR 1 w48898e13f-hr.txt FORM 13F 1 --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0006 Expires: February 28, 1997 Estimated average burden hours per response....24.60 --------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 30, 2001 ------------------ -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: [ ] MARSHFIELD ASSOCIATES -------------------------------------------------------------------------------- Name of Institutional Investment Manager 21 DUPONT CIRCLE, NW, STE 310 WASHINGTON DC 20036 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) CHRIS NIEMCZEWSKI MANAGING DIRECTOR 202-828-6200 -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. -----------------------------------ATTENTION------------------------------------ INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of WASHINGTON and the State of DC on ------------------ ---------- the 9th day of May , 2001. ------- -------------------- MARSHFIELD ASSOCIATES ---------------------------------------------- (Name of Institutional Investment Manager) [SIG] ---------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ------------------------- ------------- ------------------------- ------------- 1. 6. ------------------------- ------------- ------------------------- ------------- 2. 7. ------------------------- ------------- ------------------------- ------------- 3. 8. ------------------------- ------------- ------------------------- ------------- 4. 9. ------------------------- ------------- ------------------------- ------------- 5. 10. ------------------------- ------------- ------------------------- ------------- SEC 1685 (5/91) 2 Marshfield Associates FORM 13F March 30, 2001

Voting Authority ---------------------- Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------- --------- -------- -------- --- ---- ------- -------- -------- ------ ----~~---~~ ~~A C Neilsen Corp COM 004833109 33488 923802 SH Sole 923802~~ Abbott Laboratories COM 002824100 ~~1108~~1172 ~~22877~~24827 SH Sole ~~22877~~24827 American Express Company COM 025816109 ~~9959~~7519 ~~181272~~182063 SH Sole ~~181272~~182063 American Home Products Corpora COM 026609107 ~~1756~~1251 ~~27638~~21288 SH Sole ~~27638~~21288 American International Group COM 026874107 ~~2191~~1368 ~~22233~~16994 SH Sole ~~22233~~16994 Anheuser-Busch Companies, Inc. COM 035229103 ~~1483~~1497 32599 SH Sole 32599 BP Amoco Plc - ADR COM 055622104 ~~228~~201 ~~4765~~4060 SH Sole ~~4765~~4060 Bank of America Corp COM 066050105 ~~485~~375 ~~10562~~6856 SH Sole ~~10562~~6856 Berkley W.R. Corp COM 084423102 ~~3773~~3070 ~~79953~~68119 SH Sole ~~79953~~68119 Berkshire Hathaway Class A COM 084670108 ~~23359~~21664 ~~329~~331 SH Sole ~~329~~331 Berkshire Hathaway Class B COM 084670207 ~~33622~~30908 ~~14283~~14204 SH Sole ~~14283~~14204 Bristol Myers-Squibb COM 110122108 ~~1982~~1518 ~~26803~~25558 SH Sole ~~26803~~25558 CCC Information Services COM 12487Q109 ~~7917~~11321 ~~1266707~~1307789 SH Sole ~~1266707~~1307789 ~~Chevron Corporation COM 166751107 203 2402 SH Sole 2402~~ Cisco Systems Inc COM 17275R102 ~~345~~168 ~~9023~~10603 SH Sole ~~9023~~10603 Citigroup COM 132187105 ~~12734~~11384 ~~249378~~253095 SH Sole ~~249378~~253095 Coca-Cola Company COM 191216100 ~~1487~~1102 ~~24405~~24413 SH Sole ~~24405~~24413 Colgate-Palmolive Company COM 194162103 ~~581~~942 ~~9000~~17045 SH Sole ~~9000~~17045 Disney (Walt) Company COM 254687106 ~~1031~~748 ~~35616~~26147 SH Sole ~~35616~~26147 Dover Corp. COM 260003108 ~~7690~~6677 ~~189593~~186303 SH Sole ~~189593~~186303 Emerson Electric Co. COM 291011104 ~~1689~~1311 ~~21434~~21153 SH Sole ~~21434~~21153 Enron Corporation COM 293561106 ~~1405~~991 ~~16900~~17050 SH Sole ~~16900~~17050 Estee Lauder COM 518439104 ~~350~~291 8000 SH Sole 8000 ExxonMobil Corporation COM 30231G102 ~~2244~~1641 ~~25811~~20264 SH Sole ~~25811~~20264 Family Dollar Stores Inc COM 307000109 ~~360~~432 16800 SH Sole 16800 Federal Home Loan Mortgage Cor COM 313400301 ~~44273~~41029 ~~642803~~632875 SH Sole ~~642803~~632875 Federal National Mortgage Asso COM 313586109 ~~13119~~11398 ~~151223~~143197 SH Sole ~~151223~~143197 First Data Corp COM 319963104 ~~261~~219 ~~4954~~3669 SH Sole ~~4954~~3669 Gannett Inc. COM 364730101 ~~12157~~11409 ~~192777~~191047 SH Sole ~~192777~~191047 General Electric Company COM 369604103 ~~17768~~14656 ~~370656~~350114 SH Sole ~~370656~~350114 ~~Georgia-Pacific Group COM 373298108 347 11134 SH Sole 11134~~ Gillette Company, The COM 375766102 ~~1694~~1445 ~~46883~~46353 SH Sole ~~46883~~46353 Great Lakes Chemical COM 390568103 ~~649~~536 17446 SH Sole 17446 ~~H & R Block COM 093671105 1359 32852 SH Sole 32852~~ Heineken Holdings Cl A COM ~~984~~920 23292 SH Sole 23292 Heinz (H.J.) Company COM 423074103 ~~655~~548 ~~13816~~13634 SH Sole ~~13816~~13634 Hewlett Packard COM 428236103 ~~378~~369 ~~11964~~11814 SH Sole ~~11964~~11814 HomeFed Corp COM ~~302~~301 ~~355573~~348732 SH Sole ~~355573~~348732 ~~Honeywell International Inc. COM 438506107 219 4635 SH Sole 4635~~ Intel Corp COM 458140100 ~~1991~~1783 ~~66238~~67748 SH Sole ~~66238~~67748 Intl Business Machines Corpora COM 459200101 ~~771~~894 ~~9068~~9295 SH Sole ~~9068~~9295 J.P. Morgan Chase & Co. COM 16161A108 ~~232~~318 ~~5100~~7075 SH Sole ~~5100~~7075 Johnson & Johnson COM 478160104 ~~26611~~21515 ~~253283~~245974 SH Sole ~~253283~~245974 Leucadia National Corporation COM 527288104 ~~21361~~19338 ~~602766~~601124 SH Sole ~~602766~~601124 ~~Lindt & Sprungli COM 218 380 SH Sole 380~~ Lucent Technologies COM 549463107 ~~232~~177 ~~17210~~17737 SH Sole ~~17210~~17737 Markel Corp COM 570535104 ~~19231~~19894 ~~106247~~106384 SH Sole ~~106247~~106384 Marriott International Inc Cla COM 571900109 ~~11643~~11152 ~~275565~~270805 SH Sole ~~275565~~270805 Martin Marietta Materials COM 894 20940 SH Sole 20940 Mattel, Inc COM 577081102 ~~13511~~478 ~~935680~~26928 SH Sole ~~935680~~26928 Mc Donald's Corporation COM 580135101 ~~16354~~16339 ~~480993~~615408 SH Sole ~~480993~~615408 Merck & Co., Inc. COM 589331107 ~~7295~~5951 ~~77919~~78411 SH Sole ~~77919~~78411 Microsoft Corporation COM 594918104 ~~1357~~1734 ~~31274~~31702 SH Sole ~~31274~~31702 Minnesota Mining & Manufacturi COM 604059105 2366 22772 SH Sole 22772 Mohawk Industries COM MHK 15148 539449 SH Sole 539449 Morgan Stanley Dean Witter & C COM 24240V101 14566 272263 SH Sole 272263 Nestle ADR (Regular Shares) COM 641069406 845 8170 SH Sole 8170 Nestle Ltd. (Registered) COM 482 230 SH Sole 230 Nike Inc Cl B COM 654106103 451 11110 SH Sole 11110 Pacific Gas and Electric Compa COM 69331C108 532 44945 SH Sole 44945 PepsiCo, Inc. COM 713448108 11250 255980 SH Sole 255980 Pfizer Inc. COM 717081103 2831 69128 SH Sole 69128 Philip Morris Companies Inc. COM 718154107 273 5754 SH Sole 5754 Procter & Gamble Company, The COM 742718109 1721 27489 SH Sole 27489

3 Marshfield Associates FORM 13F March 30, 2001

Voting Authority ------------------------ Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ --------- --------- -------- -------- --- ---- ------- -------- -------- ------- ------- Minnesota Mining & Manufacturi COM 604059105 2740 22740 SH Sole 22740 Mohawk Industries COM MHK 14781 539956 SH Sole 539956 Morgan Stanley Dean Witter & C COM 24240V101 22047 278201 SH Sole 278201 Nestle ADR (Regular Shares) COM 641069406 961 8270 SH Sole 8270 Nestle Ltd. (Registered) COM 537 230 SH Sole 230 Nike Inc Cl B COM 654106103 5063 90715 SH Sole 90715 Penn. Va. Corp. COM 707882106 212 6400 SH Sole 6400 PepsiCo, Inc. COM 713448108 12797 258195 SH Sole 258195 Pfizer Inc. COM 717081103 2976 64688 SH Sole 64688 Philip Morris Companies Inc. COM 718154107 247 5623 SH Sole 5623 Procter & Gamble Company, The COM 742718109 2112 26932 SH Sole 26932 Reuters Group PLC Sponsored AD COM 761324201 204 2072 SH Sole 2072 Roper Industries Inc COM 776696106 ~~6095~~6525 ~~184340~~182270 SH Sole ~~184340~~182270 SBC Communications Inc COM 78387G103 ~~640~~531 ~~13398~~11908 SH Sole ~~13398~~11908 Sabre Holdings Corp Cl A COM 785905100 ~~22334~~12109 ~~517901~~262274 SH Sole ~~517901~~262274 Schering-Plough Corp. COM 806605101 ~~1088~~321 ~~19180~~8780 SH Sole ~~19180~~8780 ~~Solectron Corp COM 834182107 275 8104 SH Sole 8104~~ St. Paul Companies COM 792860108 ~~3932~~3172 ~~72400~~72000 SH Sole ~~72400~~72000 State Street Corp COM 857477103 ~~534~~402 4300 SH Sole 4300 Student Loan Corp COM 863902102 ~~406~~521 7450 SH Sole 7450 Tribune Co COM ~~344~~332 8147 SH Sole 8147 Tricon Global Restaurants COM 895953107 ~~36158~~41777 ~~1095685~~1093936 SH Sole ~~1095685~~1093936 Verizon Communications COM 077853109 ~~798~~760 ~~15920~~15423 SH Sole ~~15920~~15423 ~~WGL Holdings Inc COM 938837101 225 7384 SH Sole 7384~~ Wachovia Corp COM 929771103 ~~456~~474 ~~7852~~7872 SH Sole ~~7852~~7872 Wal-Mart Stores, Inc. COM 931142103 ~~296~~466 ~~5568~~9218 SH Sole ~~5568~~9218 Washington Post Co Cl B COM 939640108 ~~3792~~3567 ~~6147~~6172 SH Sole ~~6147~~6172 Wells Fargo & Company COM 949740104 ~~28400~~25113 ~~509985~~507635 SH Sole ~~509985~~507635 White Mountains Insurance Grou COM ~~64011~~65406 ~~200662~~199106 SH Sole ~~200662~~199106 Williams Companies, The COM 969457100 ~~359~~386 9000 SH Sole 9000 Markel Contingent Value Rights 899 ~~29829~~29771 SH Sole ~~29829~~29771 REPORT SUMMARY 8375 DATA RECORDS ~~601352~~503185 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

Filing Compare · MARSHFIELD ASSOCIATES/DC/ /ADV