4 1 d97626be4.txt FORM 4 -------------------------------------------------------------------------------- SEC 1474 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTIONS OF INFORMATION (02-02) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. -------------------------------------------------------------------------------- ------ -------------------------- FORM 4 OMB APPROVAL ------ -------------------------- [ ] CHECK THIS BOX IF NO OMB Number: 3235-0287 LONGER SUBJECT TO Expires: January 31, 2005 SECTION 16. FORM 4 Estimated average burden OR FORM 5 OBLIGATIONS hours per response.... 0.5 MAY CONTINUE. SEE -------------------------- INSTRUCTION 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) APLIN, III ARCH FIRSTMARK CORP. ("FIRM") to Issuer (Check all applicable) --------------------------------------------- ---------------------------------------------- X Director 10% Owner (Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- --- Number of Reporting Month/Year Officer (give Other (Specify 327 Hwy. 2004 Person, if an entity MAY 2002 ---- title --- below) --------------------------------------------- (voluntary) ------------------- below) (Street) 5. If Amendment, LAKE JACKSON TEXAS 77566 --- --- Date of Original --------------------------------------------- -------------------- (Month/Year) -------------------------------- (City) (State) (Zip) N/A 7. Individual or Joint/Group Filing ------------- (Check Applicable Line) X Form filed by One Reporting --- Person Form filed by More than One --- Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ ------------------------------------ Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK, PAR VALUE $.20 PER SHARE 5/01/02 A V 25,000 A D ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK, PAR VALUE $.20 PER SHARE 5/30/02 P 150,000 A $.75 492,500 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1472 (02-02)

FORM 4 (CONTINUED)

6TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. ~~Owner~~Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities ~~Acquired~~Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or ~~Amount~~Date of(Instr. ~~ship~~ 3. and 4) ative Deriv- Day/ Disposed of (D) ~~Securities~~(Month/Day/ ~~Form:~~Secur- 7.ative ~~Transaction~~Year) (Instr. 3, 4, ~~and 5~~Year) ~~Beneficially~~ity ~~Direct~~Security ~~Nature~~and of5) 2(Instr. ~~Code~~5) ----------------------------------- ~~Owned~~Date atExpira- ~~End~~Amount ~~(D)~~ or ~~Indirect~~-------------------------- 1.Exer- ~~Transaction~~tion ~~(Instr.~~Title 8)Number of Code V (A) of(D) ~~Month~~cisable ~~Indirect~~Date ~~Beneficial~~Shares ~~Title~~------------------------------------------------------------------------------------------------------------------------------------ of------------------------------------------------------------------------------------------------------------------------------------ ~~Security~~------------------------------------------------------------------------------------------------------------------------------------ ~~Date~~------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ~~Amount~~------------------------------------------------------------------------------------------------------------------------------------ or------------------------------------------------------------------------------------------------------------------------------------ ~~Price~~------------------------------------------------------------------------------------------------------------------------------------ ~~(Instr~~9. 3Number ~~(I)~~of 10. Ownership ~~(Instr~~11. 3)Nature ~~(mm/dd/yy)~~of ~~Code~~Derivative VForm of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) ~~and~~(Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ~~Common~~------------------------------------------------------------------------------------------------------- ~~Stock,~~------------------------------------------------------------------------------------------------------- ~~par value $0.20 02/09/2001 S 1,000,000 D $0.71 15,994 D~~ ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- /s/ Arch Aplin, III June 10, 2002 ------------------------------- ~~====================================================================================================================================~~-------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form ar not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1472 (02-02)

10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ -------------------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================

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