Home/Filings/4/0000950138-09-000794
4//SEC Filing

KAHN J ALAN 4

Accession 0000950138-09-000794

CIK 0000890491other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 8:09 PM ET

Size

10.3 KB

Accession

0000950138-09-000794

Insider Transaction Report

Form 4
Period: 2009-11-30
KAHN J ALAN
Pres. B&N Publishing Group
Transactions
  • Sale

    Common Stock

    2009-11-30$23.52/sh52,788$1,241,54214,177 total
  • Exercise/Conversion

    Common Stock

    2009-11-30$16.52/sh+52,788$872,05866,965 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2009-11-3052,7880 total
    Exercise: $16.52Exp: 2010-01-04Common Stock (52,788 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    7,707.601
Footnotes (3)
  • [F1]Represents the sale of 52,788 shares in 16 transactions at prices ranging from $23.50 to $23.67 per share, resulting in an average weighted sale price per share of $23.5194. The Reporting Person undertakes to provide to Barnes & Noble, Inc., any security holder of Barnes & Noble, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
  • [F2]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of September 30, 2009. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
  • [F3]The options vested in four equal annual installments on January 5 of each of the years 2001 through 2004.

Issuer

BARNES & NOBLE INC

CIK 0000890491

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001057414

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 8:09 PM ET
Size
10.3 KB