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PYXIS INNOVATIONS INC 4/A

Accession 0000950138-10-000596

CIK 0001037649other
View on SEC.govCompany Profile

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 5:03 PM ET

Size

24.8 KB

Accession

0000950138-10-000596

Insider Transaction Report

Form 4/AAmended
Period: 2008-06-10
INTERLEUKIN GENETICS INCILI
PYXIS INNOVATIONS INC
10% Owner
Transactions
  • Purchase

    Convertible Promissory Note

    2009-05-29→ 29,040,747 total
    Exercise: $5.68→ Common Stock (176,110 underlying)
  • Purchase

    Convertible Promissory Note

    2008-06-10→ 28,864,637 total
    Exercise: $5.68→ Common Stock (704,437 underlying)
  • Purchase

    Convertible Promissory Note

    2009-11-09→ 29,392,966 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2010-02-01→ 29,745,185 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2010-09-30→ 30,097,404 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
SOLSTICE HOLDINGS INC
10% Owner
Transactions
  • Purchase

    Convertible Promissory Note

    2010-02-01→ 29,745,185 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2010-09-30→ 30,097,404 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2008-06-10→ 28,864,637 total
    Exercise: $5.68→ Common Stock (704,437 underlying)
  • Purchase

    Convertible Promissory Note

    2009-05-29→ 29,040,747 total
    Exercise: $5.68→ Common Stock (176,110 underlying)
  • Purchase

    Convertible Promissory Note

    2009-11-09→ 29,392,966 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
Alticor Global Holdings Inc.
10% Owner
Transactions
  • Purchase

    Convertible Promissory Note

    2009-11-09→ 29,392,966 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2010-02-01→ 29,745,185 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2010-09-30→ 30,097,404 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2008-06-10→ 28,864,637 total
    Exercise: $5.68→ Common Stock (704,437 underlying)
  • Purchase

    Convertible Promissory Note

    2009-05-29→ 29,040,747 total
    Exercise: $5.68→ Common Stock (176,110 underlying)
ALTICOR INC
10% Owner
Transactions
  • Purchase

    Convertible Promissory Note

    2009-11-09→ 29,392,966 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2009-05-29→ 29,040,747 total
    Exercise: $5.68→ Common Stock (176,110 underlying)
  • Purchase

    Convertible Promissory Note

    2010-09-30→ 30,097,404 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
  • Purchase

    Convertible Promissory Note

    2008-06-10→ 28,864,637 total
    Exercise: $5.68→ Common Stock (704,437 underlying)
  • Purchase

    Convertible Promissory Note

    2010-02-01→ 29,745,185 total
    Exercise: $5.68→ Common Stock (352,219 underlying)
Footnotes (6)
  • [F1]On June 10, 2008, Pyxis was issued a convertible promissory note by the Issuer with an original principal amount of $4,000,000. On September 30, 2010, this convertible promissory note was amended and restated to extend the maturity date on which the principal amount of the convertible promissory note will be payable to June 30, 2012. The original principal amount of the convertible promissory note, plus accrued interest thereon, is convertible into the Issuer's common stock at any time at the option of Pyxis. The maximum number of shares of common stock into which the balance of this convertible promissory note may be converted is determined by dividing the aggregate principal amount to be converted, together with all accrued interest to the date of conversion, by $5.6783. As of June 10, 2008, the convertible promissory note would have been convertible into 704,437 shares of the Issuer's common stock.
  • [F2]On May 29, 2009, Pyxis was issued a convertible promissory note by the Issuer with an original principal amount of $1,000,000. On September 30, 2010, this convertible promissory note was amended and restated to extend the maturity date on which the principal amount of the convertible promissory note will be payable to June 30, 2012. The original principal amount of the convertible promissory note, plus accrued interest thereon, is convertible into the Issuer's common stock at any time at the option of Pyxis. The maximum number of shares of common stock into which the balance of this convertible promissory note may be converted is determined by dividing the aggregate principal amount to be converted, together with all accrued interest to the date of conversion, by $5.6783. As of May 29, 2009, the convertible promissory note would have been convertible into 176,110 shares of the Issuer's common stock.
  • [F3]On November 9, 2009, Pyxis was issued a convertible promissory note by the Issuer with an original principal amount of $2,000,000. On September 30, 2010, this convertible promissory note was amended and restated to extend the maturity date on which the principal amount of the convertible promissory note will be payable to June 30, 2012. The original principal amount of the convertible promissory note, plus accrued interest thereon, is convertible into the Issuer's common stock at any time at the option of Pyxis. The maximum number of shares of common stock into which the balance of this convertible promissory note may be converted is determined by dividing the aggregate principal amount to be converted, together with all accrued interest to the date of conversion, by $5.6783. As of November 9, 2009, the convertible promissory note would have been convertible into 352,219 shares of the Issuer's common stock.
  • [F4]On February 1, 2010, Pyxis was issued a convertible promissory note by the Issuer with an original principal amount of $2,000,000. On September 30, 2010, this convertible promissory note was amended and restated to extend the maturity date on which the principal amount of the convertible promissory note will be payable to June 30, 2012. The original principal amount of the convertible promissory note, plus accrued interest thereon, is convertible into the Issuer's common stock at any time at the option of Pyxis. The maximum number of shares of common stock into which the balance of this convertible promissory note may be converted is determined by dividing the aggregate principal amount to be converted, together with all accrued interest to the date of conversion, by $5.6783. As of February 1, 2010, the convertible promissory note would have been convertible into 352,219 shares of the Issuer's common stock.
  • [F5]On September 30, 2010, Pyxis was issued a convertible promissory note by the Issuer with an original principal amount of $2,000,000. The maturity date of this convertible promissory note is June 30, 2012. The original principal amount of the convertible promissory note, plus accrued interest thereon, is convertible into the Issuer's common stock at any time at the option of Pyxis. The maximum number of shares of common stock into which the balance of this convertible promissory note may be converted is determined by dividing the aggregate principal amount to be converted, together with all accrued interest to the date of conversion, by $5.6783. As of September 30, 2010, the convertible promissory note would have been convertible into 352,219 shares of the Issuer's common stock.
  • [F6]This amount includes 5,000,000 shares of the Issuer's Series A preferred stock held by Pyxis, which are convertible into 28,160,200 shares of common stock. As of September 30, 2010, Pyxis holds five convertible promissory notes issued by the Issuer in the aggregate principal amount of $11,000,000. Taking into account accrued interest as of September 30, 2010, these notes are currently convertible into a maximum of 1,946,044 shares of common stock of Pyxis. As of September 30, 2010, Pyxis is the holder of preferred stock and notes (including accrued interest) convertible into an aggregate of 30,106,244 shares of common stock.

Documents

1 file

Issuer

INTERLEUKIN GENETICS INC

CIK 0001037649

→
Entity typeother

Related Parties

1
  • filerCIK 0001221575

Filing Metadata

Form type
4/A
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:03 PM ET
Size
24.8 KB
View on SEC.gov