EMERSON ELECTRIC CO·4

Dec 31, 1:59 PM ET

STEEVES FRANK L 4

4 · EMERSON ELECTRIC CO · Filed Dec 31, 2012

Insider Transaction Report

Form 4
Period: 2012-12-27
STEEVES FRANK L
Sr. VP, Secy & Gen. Counsel
Transactions
  • Tax Payment

    Common Stock

    2012-12-27$52.84/sh6,722$355,157121,389 total
  • Exercise/Conversion

    Common Stock

    2012-12-27$42.91/sh+10,000$429,100131,389 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-12-2743,3340 total
    Exercise: $30.02From: 2010-02-19Exp: 2019-02-19Common Stock (43,334 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-12-2710,00090,000 total
    Exercise: $42.91From: 2008-04-03Exp: 2017-04-03Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2012-12-27$30.02/sh+43,334$1,301,103128,111 total
  • Tax Payment

    Common Stock

    2012-12-27$52.84/sh798$42,162130,591 total
  • Sale

    Common Stock

    2012-12-27$52.41/sh45,814$2,401,28684,777 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    2,556.101
  • Common Stock

    (indirect: By 401(k))
    850.774
Footnotes (6)
  • [F1]Exercise of 6,660 incentive stock options and 36,674 non-qualified stock options exempt under Rule 16b-3.
  • [F2]Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
  • [F3]Exercise of 10,000 non-qualified stock options exempt under Rule 16b-3.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.10 to $52.78. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  • [F5]When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
  • [F6]Price is not applicable to stock options received as incentive compensation.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT