4//SEC Filing
BOTTINI MARK 4
Accession 0000950138-13-000115
CIK 0000890491other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 6:07 PM ET
Size
10.4 KB
Accession
0000950138-13-000115
Insider Transaction Report
Form 4
BOTTINI MARK
V.P., Director of Stores
Transactions
- Exercise/Conversion
Common Stock
2013-03-11$11.27/sh+996$11,224→ 53,124 total - Sale
Common Stock
2013-03-11$16.60/sh−996$16,534→ 52,128 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-03-11−996→ 0 totalExercise: $11.27Exp: 2013-03-12→ Common Stock (996 underlying)
Holdings
- 574.054(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number.
- [F2]The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $16.60 to $16.6004, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- [F3]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2012. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
- [F4]One-fourth of these options became exercisable on March 13 of each of the years 2004 through 2007.
Documents
Issuer
BARNES & NOBLE INC
CIK 0000890491
Entity typeother
Related Parties
1- filerCIK 0001267420
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 6:07 PM ET
- Size
- 10.4 KB