BUILD A BEAR WORKSHOP INC 4
4 · BUILD A BEAR WORKSHOP INC · Filed Nov 1, 2013
Insider Transaction Report
Form 4
Kroll Teresa
Chief Marketing Bear
Transactions
- Exercise/Conversion
Common Stock
2013-10-31$5.11/sh+7,140$36,485→ 33,784 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-31−3,846→ 3,846 totalExercise: $6.21Exp: 2021-03-22→ Common Stock (3,846 underlying) - Sale
Common Stock
2013-10-31$7.43/sh−23,311$173,201→ 21,039 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-31−6,720→ 3,360 totalExercise: $6.59Exp: 2020-03-23→ Common Stock (6,720 underlying) - Exercise/Conversion
Common Stock
2013-10-31$6.21/sh+3,846$23,884→ 44,350 total - Exercise/Conversion
Common Stock
2013-10-31$6.59/sh+6,720$44,285→ 40,504 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-31−7,140→ 0 totalExercise: $5.11Exp: 2019-03-17→ Common Stock (7,140 underlying)
Footnotes (6)
- [F1]Exercise of stock options exempt under Rule 16b-3.
- [F2]17,706 of such shares sold as part of a cashless exercise of employee stock options.
- [F3]After giving effect to the transactions reported in this Form 4, Ms. Kroll directly beneficially owns 0 shares of common stock and 21,039 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Kroll holds vested options to purchase 16,500 shares and unvested options to purchase 7,206 shares of Build-A-Bear Workshop, Inc. common stock.
- [F4]Under the terms of the grant, the options vested in four equal annual installments beginning on March 17, 2010, which was the first anniversary of the date of the grant.
- [F5]Under the terms of the grant, the options vested in four equal annual installments beginning on March 23, 2011, which was the first anniversary of the date of the grant.
- [F6]Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniversary of the date of the grant.