4/A//SEC Filing
BARNES & NOBLE INC 4/A
Accession 0000950138-14-000559
CIK 0000890491operating
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:35 PM ET
Size
11.1 KB
Accession
0000950138-14-000559
Insider Transaction Report
Form 4/AAmended
Troia Christopher
Chief Information Officer
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2012-06-21−8,846→ 0 totalExercise: $13.23Exp: 2012-07-23→ Common Stock (8,846 underlying) - Sale
Common Stock
2012-06-21$15.23/sh−8,846$134,732→ 28,800 total - Exercise/Conversion
Common Stock
2012-06-21$13.23/sh+8,846$117,002→ 37,646 total
Holdings
- 1,020.323(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number.
- [F2]The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.31, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- [F3]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of March 31, 2012. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
- [F4]One fourth of these options became exercisable on July 24 of each of the years 2003 through 2006.
Documents
Issuer
BARNES & NOBLE INC
CIK 0000890491
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000890491
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:35 PM ET
- Size
- 11.1 KB