BUILD A BEAR WORKSHOP INC 4

Accession 0000950138-15-000161

$BBWCIK 0001113809operating

View on SEC.gov Company Profile

Filed

Feb 25, 7:00 PM ET

Accepted

Feb 26, 4:16 PM ET

Size

24.9 KB

Accession

0000950138-15-000161

Insider Transaction Report

Form 4

Period: 2015-02-24

BUILD A BEAR WORKSHOP INCBBW

Klocke Tina

Chief Oper. & Financial Bear

Transactions

Exercise/Conversion
Common Stock
2015-02-24$5.11/sh+8,600$43,946→ 174,116 total
Sale
Common Stock
2015-02-24$20.09/sh−8,600$172,774→ 165,516 total
Exercise/Conversion
Common Stock
2015-02-25$5.11/sh+28,108$143,632→ 193,624 total
Exercise/Conversion
Common Stock
2015-02-25$6.59/sh+29,872$196,856→ 223,496 total
Exercise/Conversion
Common Stock
2015-02-25$6.21/sh+11,535$71,632→ 235,031 total
Sale
Common Stock
2015-02-25$20.14/sh−69,515$1,400,032→ 165,516 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-24−8,600→ 28,108 total
Exercise: $5.11Exp: 2019-03-17→ Common Stock (8,600 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-25−28,108→ 0 total
Exercise: $5.11Exp: 2019-03-17→ Common Stock (28,108 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-25−29,872→ 0 total
Exercise: $6.59Exp: 2020-03-23→ Common Stock (29,872 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-25−11,535→ 3,845 total
Exercise: $6.21Exp: 2021-03-22→ Common Stock (11,535 underlying)

Holdings

Common Stock
(indirect: By Trust)
100
Common Stock
(indirect: By Trust)
100
Common Stock
(indirect: By Spouse)
300

Footnotes (7)

[F1]Shares sold as part of cashless exercises of employee stock options.
[F2]The reporting price is the weighted average sale price per share for 12 transactions in which the sale prices range from $20.00 to $20.37 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
[F3]The reporting price is the weighted average sale price per share for 53 transactions in which the sale prices range from $20.00 to $20.53 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
[F4]After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 127,500 shares of common stock and 38,016 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds vested options to purchase 6,500 shares and unvested options to purchase 17,987 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
[F5]Under the terms of the grant, the options vested in four equal annual installments beginning on March 17, 2010, which was the first anniversary of the date of the grant.
[F6]Under the terms of the grant, the options vested in four equal annual installments beginning on March 23, 2011, which was the first anniversary of the date of the grant.
[F7]Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniversary of the date of the grant.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

BUILD A BEAR WORKSHOP INC

CIK 0001113809

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001113809

Filing Metadata

Form type: 4
Filed: Feb 25, 7:00 PM ET
Accepted: Feb 26, 4:16 PM ET
Size: 24.9 KB

View on SEC.gov