BARNES & NOBLE INC 4
4 · BARNES & NOBLE INC · Filed Feb 9, 2016
Insider Transaction Report
Form 4
BOTTINI MARK
V.P., Director of Stores
Transactions
- Tax Payment
Common Stock
2016-02-07$8.26/sh−9,634$79,577→ 89,839 total
Holdings
- 585.615(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- [F2]Includes additional unvested restricted stock units (payable solely in common stock of the Issuer on each vesting date) acquired by the Reporting Person as a result of the conversion associated with the Issuer's spin-off of Barnes & Noble Education, Inc., which was completed on August 2, 2015.
- [F3]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2015. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.