Herpich Peter M 4
4 · BARNES & NOBLE INC · Filed Jul 18, 2017
Insider Transaction Report
Form 4
Herpich Peter M
Principal Accounting Officer
Transactions
- Tax Payment
Common Stock
2017-07-14$7.40/sh−1,106$8,184→ 31,927 total - Tax Payment
Common Stock
2017-07-15$7.40/sh−751$5,557→ 31,176 total
Holdings
- 919.471(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- [F2]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2017. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.