4//SEC Filing
Pelch Steven J. 4
Accession 0000950138-17-000791
CIK 0000032604other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 1:17 PM ET
Size
21.8 KB
Accession
0000950138-17-000791
Insider Transaction Report
Form 4
Pelch Steven J.
VP - Organizational Planning
Transactions
- Exercise/Conversion
Common Stock
2017-12-06$30.02/sh+3,200$96,080→ 73,808 total - Tax Payment
Common Stock
2017-12-06$64.95/sh−688$44,689→ 73,120 total - Tax Payment
Common Stock
2017-12-06$64.97/sh−246$15,981→ 72,874 total - Exercise/Conversion
Common Stock
2017-12-06$53.31/sh+2,621$139,726→ 73,517 total - Sale
Common Stock
2017-12-06$65.25/sh−1,978$129,059→ 70,896 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-12-06−2,621→ 12,379 totalExercise: $53.31From: 2011-10-04Exp: 2020-10-04→ Common Stock (2,621 underlying) - Tax Payment
Common Stock
2017-12-06$64.97/sh−2,150$139,675→ 71,367 total - Gift
Common Stock
2017-12-06−750→ 70,617 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-12-06−3,200→ 0 totalExercise: $30.02From: 2010-02-09Exp: 2019-02-09→ Common Stock (3,200 underlying)
Holdings
- 1,353.832(indirect: By 401(k))
Common Stock
- 1,555.009(indirect: By 401(k))
Common Stock
Footnotes (10)
- [F1]Exercise of 2,666 non-qualified stock options and 534 incentive stock options exempt under Rule 16b-3.
- [F10]Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- [F2]Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
- [F3]Payment of option exercise price by delivering securities.
- [F4]The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.2471 to $65.25. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F5]When taken together with previously exercised options and the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
- [F6]Price is not applicable to stock options received as incentive compensation.
- [F7]Exercise of 2,621 incentive stock options exempt under Rule 16b-3.
- [F8]Options vested in three equal annual installments beginning on the date indicated.
- [F9]Bona fide gift by the Reporting Person of 750 shares to the Emerson Directors' and Officers' Charitable Trust.
Documents
Issuer
EMERSON ELECTRIC CO
CIK 0000032604
Entity typeother
Related Parties
1- filerCIK 0001596211
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 1:17 PM ET
- Size
- 21.8 KB