Lindstrom Allen W 4
4 · BARNES & NOBLE INC · Filed Jul 17, 2018
Insider Transaction Report
Form 4
Lindstrom Allen W
Vice Pres., Corp. Controller
Transactions
- Tax Payment
Common Stock
2018-07-13$5.40/sh−6,764$36,526→ 155,622 total - Tax Payment
Common Stock
2018-07-14$5.40/sh−3,994$21,568→ 151,628 total - Tax Payment
Common Stock
2018-07-15$5.40/sh−2,714$14,656→ 148,914 total - Award
Common Stock
2018-07-15+12,837→ 161,751 total - Tax Payment
Common Stock
2018-07-15$5.40/sh−6,382$34,463→ 155,369 total
Holdings
- 1,865.341(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- [F2]Shares issued upon vesting of performance-based restricted stock units.
- [F3]Shares withheld by the Issuer on vesting of performance-based restricted stock units to cover applicable withholding taxes.
- [F4]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2018. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.