Home/Filings/4/0000950138-18-000477
4//SEC Filing

Herpich Peter M 4

Accession 0000950138-18-000477

CIK 0000890491other

Filed

Jul 16, 8:00 PM ET

Accepted

Jul 17, 5:18 PM ET

Size

12.3 KB

Accession

0000950138-18-000477

Insider Transaction Report

Form 4
Period: 2018-07-13
Herpich Peter M
Principal Accounting Officer
Transactions
  • Tax Payment

    Common Stock

    2018-07-15$5.40/sh2,368$12,78728,633 total
  • Tax Payment

    Common Stock

    2018-07-13$5.40/sh2,509$13,54928,667 total
  • Tax Payment

    Common Stock

    2018-07-15$5.40/sh1,008$5,44326,188 total
  • Tax Payment

    Common Stock

    2018-07-14$5.40/sh1,471$7,94327,196 total
  • Award

    Common Stock

    2018-07-15+4,81331,001 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,009.518
Footnotes (4)
  • [F1]Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
  • [F2]Shares issued upon vesting of performance-based restricted stock units.
  • [F3]Shares withheld by the Issuer on vesting of performance-based restricted stock units to cover applicable withholding taxes.
  • [F4]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2018. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.

Issuer

BARNES & NOBLE INC

CIK 0000890491

Entity typeother

Related Parties

1
  • filerCIK 0001592920

Filing Metadata

Form type
4
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 5:18 PM ET
Size
12.3 KB