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4//SEC Filing

HAVEL JAMES M 4

Accession 0000950138-18-000679

CIK 0001532063other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 4:38 PM ET

Size

8.3 KB

Accession

0000950138-18-000679

Insider Transaction Report

Form 4
Period: 2018-12-20
HAVEL JAMES M
Exec. VP and Interim CFO
Transactions
  • Disposition to Issuer

    Common Stock

    2018-12-2057,8330 total
  • Disposition to Issuer

    Phantom Stock Units

    2018-12-2023.8230 total
    Exercise: $0.00Express Scripts Holding Company Common Stock (23.823 underlying)
Footnotes (5)
  • [F1]Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
  • [F2]Phantom Stock Unit credited under the Company's Executive Deferred Compensation Plan.
  • [F3]Upon distribution, each phantom stock unit would have converted into one share of the Issuer's common stock.
  • [F4]Pursuant to the Merger Agreement, upon closing of the Merger, each phantom stock unit was converted into a stock unit relating to the common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
  • [F5]Basic Company Credit by the Issuer to Reporting Person's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates.

Issuer

Express Scripts Holding Co.

CIK 0001532063

Entity typeother

Related Parties

1
  • filerCIK 0001602629

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:38 PM ET
Size
8.3 KB