4//SEC Filing
Herpich Peter M 4
Accession 0000950138-19-000377
CIK 0000890491other
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 4:53 PM ET
Size
11.1 KB
Accession
0000950138-19-000377
Insider Transaction Report
Form 4
Herpich Peter M
Principal Accounting Officer
Transactions
- Tax Payment
Common Stock
2019-07-14$6.69/sh−2,768$18,518→ 48,125 total - Award
Common Stock
2019-07-14+5,652→ 50,893 total - Tax Payment
Common Stock
2019-07-13$6.69/sh−2,475$16,558→ 46,706 total - Tax Payment
Common Stock
2019-07-14$6.69/sh−1,465$9,801→ 45,241 total
Holdings
- 1,114.765(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- [F2]The number of securities beneficially owned is adjusted to eliminate an inaccurate withholding of shares as reported on Form 4 filed on July 17, 2018, resulting from an error in the computer systems of a third party service provider. The calculations inadvertently included an inaccurate withholding amount.
- [F3]Shares issued upon vesting of performance-based restricted stock units.
- [F4]Shares withheld by the Issuer on vesting of performance-based restricted stock units to cover applicable withholding taxes.
- [F5]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2019. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
Documents
Issuer
BARNES & NOBLE INC
CIK 0000890491
Entity typeother
Related Parties
1- filerCIK 0001592920
Filing Metadata
- Form type
- 4
- Filed
- Jul 15, 8:00 PM ET
- Accepted
- Jul 16, 4:53 PM ET
- Size
- 11.1 KB