KEATING MARY ELLEN 4
4 · BARNES & NOBLE INC · Filed Jul 16, 2019
Insider Transaction Report
Form 4
KEATING MARY ELLEN
Sr. V.P., Corp. Communications
Transactions
- Tax Payment
Common Stock
2019-07-14$6.69/sh−3,008$20,124→ 80,085 total - Tax Payment
Common Stock
2019-07-14$6.69/sh−1,592$10,650→ 77,441 total - Award
Common Stock
2019-07-14+5,652→ 83,093 total - Tax Payment
Common Stock
2019-07-13$6.69/sh−2,716$18,170→ 79,033 total
Holdings
- 5,325.363(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- [F2]Shares issued upon vesting of performance-based restricted stock units.
- [F3]Shares withheld by the Issuer on vesting of performance-based restricted stock units to cover applicable withholding taxes.
- [F4]Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2019. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.