4//SEC Filing
Haggerty Stephen G 4
Accession 0000950138-20-000286
CIK 0001784797other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:25 PM ET
Size
6.1 KB
Accession
0000950138-20-000286
Insider Transaction Report
Form 4
Haggerty Stephen G
Director
Transactions
- Award
Common Stock
2020-06-16+9,337→ 17,950 total
Footnotes (2)
- [F1]Represents a grant of 9,337 restricted stock units ("RSUs") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the Issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with a change in control. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.
- [F2]Mr. Haggerty has a pecuniary interest in shares of the Issuer's common stock (the "Common Stock") and warrants to acquire one share of Common Stock (the "Warrants") issued by the Issuer owned by HN Investors LLC, including through Mr. Haggerty's ownership of an interest in HN Investors LLC and in Trinity Real Estate Investments LLC, a Delaware limited liability company and an entity with which HN Investors LLC is affiliated ("Trinity Investments"). In the aggregate, taking into account his ownership interests in both HN Investors LLC and Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 647,028 shares of Common Stock and 210,640 Warrants to acquire additional 210,640 shares of Common Stock, representing, in the aggregate, a less than 1% beneficial ownership interest by Mr. Haggerty in the Issuer to the extent these securities are deemed to be beneficially owned by him.
Documents
Issuer
Broadmark Realty Capital Inc.
CIK 0001784797
Entity typeother
Related Parties
1- filerCIK 0001472177
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 4:25 PM ET
- Size
- 6.1 KB