Home/Filings/4/0000950138-20-000325
4//SEC Filing

Haggerty Stephen G 4

Accession 0000950138-20-000325

CIK 0001784797other

Filed

Aug 9, 8:00 PM ET

Accepted

Aug 10, 6:58 PM ET

Size

7.7 KB

Accession

0000950138-20-000325

Insider Transaction Report

Form 4
Period: 2020-08-06
Transactions
  • Other

    Warrants (Right to Buy)

    2020-08-06+209,521209,521 total
    Exercise: $11.50From: 2019-11-14Exp: 2024-11-14Common Stock (209,521 underlying)
  • Other

    Common Stock

    2020-08-06+78,37096,320 total
Footnotes (3)
  • [F1]Pro rata distribution from HN Investors LLC, a Delaware limited liability company, of shares of the Issuer's common stock (the 'Common Stock').
  • [F2]Mr. Haggerty has a pecuniary interest in shares of the Common Stock and warrants to acquire one share of the Issuer's common stock (the 'Warrants') issued by the Issuer owned by Trinity Real Estate Investments LLC, a Delaware limited liability company ('Trinity Investments'), through Mr. Haggerty's ownership of an interest in Trinity Investments. In the aggregate, taking into account his ownership interest in Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 528,848 shares of Common Stock and 1,119 Warrants to acquire additional 1,119 shares of Common Stock.
  • [F3]Pro rata distribution from HN Investors LLC of the Warrants to acquire one share of the Issuer's common stock.

Issuer

Broadmark Realty Capital Inc.

CIK 0001784797

Entity typeother

Related Parties

1
  • filerCIK 0001472177

Filing Metadata

Form type
4
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 6:58 PM ET
Size
7.7 KB