Haggerty Stephen G 4
4 · Broadmark Realty Capital Inc. · Filed Aug 10, 2020
Insider Transaction Report
Form 4
Haggerty Stephen G
Director
Transactions
- Other
Warrants (Right to Buy)
2020-08-06+209,521→ 209,521 totalExercise: $11.50From: 2019-11-14Exp: 2024-11-14→ Common Stock (209,521 underlying) - Other
Common Stock
2020-08-06+78,370→ 96,320 total
Footnotes (3)
- [F1]Pro rata distribution from HN Investors LLC, a Delaware limited liability company, of shares of the Issuer's common stock (the 'Common Stock').
- [F2]Mr. Haggerty has a pecuniary interest in shares of the Common Stock and warrants to acquire one share of the Issuer's common stock (the 'Warrants') issued by the Issuer owned by Trinity Real Estate Investments LLC, a Delaware limited liability company ('Trinity Investments'), through Mr. Haggerty's ownership of an interest in Trinity Investments. In the aggregate, taking into account his ownership interest in Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 528,848 shares of Common Stock and 1,119 Warrants to acquire additional 1,119 shares of Common Stock.
- [F3]Pro rata distribution from HN Investors LLC of the Warrants to acquire one share of the Issuer's common stock.