Home/Filings/4/A/0000950142-04-004316
4/A//SEC Filing

BIOENVISION INC 4/A

Accession 0000950142-04-004316

CIK 0001028205operating

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 9:54 AM ET

Size

10.6 KB

Accession

0000950142-04-004316

Insider Transaction Report

Form 4/AAmended
Period: 2004-12-13
Transactions
  • Conversion

    Common Stock, $0.001 par value ("Common Stock")

    2004-12-13+1,500,0001,875,044 total
  • Other

    Common Stock

    2004-12-131,500,000375,044 total
  • Conversion

    Series A Convertible Participating Preferred Stock

    2004-12-13750,0002,250,000 total
    Common Stock (1,500,000 underlying)
Footnotes (3)
  • [F1]All of the securities reported herein are held for the account of Perseus-Soros BioPharmaceutical Fund, LP ("Perseus-Soros").
  • [F2]On December 13, 2004, Perseus-Soros converted 750,000 shares of the Issuer's Series A Convertible Participating Preferred Stock ("Series A Preferred Stock") into 1,500,000 shares of common stock at a ratio of 2.0 shares of Common Stock for each share of Series A Preferred Stock. On that same date, Perseus-Soros distributed 1,500,000 shares of the Issuer's Common Stock to its partners in a pro rata distribution. No consideration was paid in connection with this distribution.
  • [F3]Shares of Series A Preferred Stock are convertible into shares of common stock from the date of issuance, May 8, 2002, and any time thereafter. The conversion price of Series A Preferred Stock is equal to $1.50 per share of Common Stock, subject to adjustment upon the occurrence of certain events set forth in the Certificate of Designations for the Series A Preferred Stock. The number of shares of Common Stock issuable upon conversion of the Series A Preferred Stock will be such number equal to the quotient obtained from dividing the then applicable liquidation amount of the share of Series A Preferred Stock by the then applicable conversion price as set forth in the Certificate of Designations for the Series A Preferred Stock. No consideration was paid by Perseus-Soros with respect to the conversion of the Series A Preferred Stock.

Issuer

BIOENVISION INC

CIK 0001028205

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001028205

Filing Metadata

Form type
4/A
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 9:54 AM ET
Size
10.6 KB