4//SEC Filing
MATLINPATTERSON LLC 4
Accession 0000950142-04-004551
CIK 0001013871other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 7:39 PM ET
Size
16.1 KB
Accession
0000950142-04-004551
Insider Transaction Report
Form 4
NRG ENERGY, INC.NRGEV
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
MATLINPATTERSON LLC
Other
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
PATTERSON MARK R
Other
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
MATLIN DAVID J
Other
Transactions
- Award
Common Stock
2004-03-12+11,294→ 21,516,338 total(indirect: See footnote)
Footnotes (3)
- [F1]Represents Deferred Stock Units issued on March 12, 2004 to Mr. Patterson by NRG Energy, Inc. under NRG Energy, Inc.'s Long Term Incentive Plan. Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $0.01. Mr. Patterson will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.
- [F2]MatlinPatterson Global Opportunities Partners L.P. (the "Delaware Fund") is the direct beneficial owner of 15,947,947 shares of Common Stock of the Issuer. MatlinPatterson Global Opportunities Partners (Bermuda) L.P. (the "Bermuda Fund" and together with the Delaware Fund, the "Fund") is the direct beneficial owner of 5,557,097 shares of Common Stock of the Issuer. Mr. Patterson is the direct beneficial owner of 11,294 shares of Common Stock.
- [F3]MatlinPatterson Global Partners LLC ("Matlin Partners") is the general partner of the Fund. MatlinPatterson Asset Management LLC ("Matlin Asset Management") is the managing member of Matlin Partners and Matlin Advisers. MatlinPatterson LLC ("Matlin Patterson") is the managing member of Matlin Asset Management. David J. Matlin and Mark R. Patterson each own 50% of the membership interests of MatlinPatterson. Mark R. Patterson serves on the Board of Directors of the Issuer. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein and as set forth in footnote (2).
Documents
Issuer
NRG ENERGY, INC.
CIK 0001013871
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001178798
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 7:39 PM ET
- Size
- 16.1 KB