4/A//SEC Filing
ACA Capital Holdings Inc 4/A
Accession 0000950142-07-000745
CIK 0001304623operating
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:33 PM ET
Size
15.7 KB
Accession
0000950142-07-000745
Insider Transaction Report
Form 4/AAmended
GROUP III 31 LLC
Other
Transactions
- Conversion
Common Stock
2006-11-15+105,956.01→ 105,956 total - Conversion
Senior Convertible Preferred Stock
2006-11-15−87.89→ 0 totalExercise: $0.00→ Comm Stock (527,324.18 underlying) - Conversion
Series B Senior Convertible Preferred Stock
2006-11-15−17,659.34→ 0 totalExercise: $0.00→ Comm Stock (105,956.01 underlying) - Conversion
Common Stock
2006-11-15+527,324.18→ 633,280.19 total
CRANDALL J TAYLOR
Other
Transactions
- Conversion
Common Stock
2006-11-15+527,324.18→ 633,280.19 total - Conversion
Series B Senior Convertible Preferred Stock
2006-11-15−17,659.34→ 0 totalExercise: $0.00→ Comm Stock (105,956.01 underlying) - Conversion
Common Stock
2006-11-15+105,956.01→ 105,956 total - Conversion
Senior Convertible Preferred Stock
2006-11-15−87.89→ 0 totalExercise: $0.00→ Comm Stock (527,324.18 underlying)
Transactions
- Conversion
Series B Senior Convertible Preferred Stock
2006-11-15−17,659.34→ 0 totalExercise: $0.00→ Comm Stock (105,956.01 underlying) - Conversion
Common Stock
2006-11-15+527,324.18→ 633,280.19 total - Conversion
Common Stock
2006-11-15+105,956.01→ 105,956 total - Conversion
Senior Convertible Preferred Stock
2006-11-15−87.89→ 0 totalExercise: $0.00→ Comm Stock (527,324.18 underlying)
Footnotes (4)
- [F1]This amendment is being filed to reflect the appropriate beneficial ownership structure.
- [F2]The Series B Senior Convertible Preferred Stock converted into shares of the issuer's common stock on a 6-for-1 basis upon the closing of the initial public offering of the issuer's common stock and had no expiration date.
- [F3]The Convertible Preferred Stock converted into shares of the issuer's common stock on a 6,000-for-1 basis upon the closing of the initial public offering of the issuer's common stock and had no expiration date.
- [F4]Group III 31, L.L.C. is the general partner of FW ACA Investors, L.P. and Mr. Crandall is the sole member of Group III 31, L.L.C.
Documents
Issuer
ACA Capital Holdings Inc
CIK 0001304623
Entity typeoperating
Related Parties
1- filerCIK 0001304623
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 4:33 PM ET
- Size
- 15.7 KB