Home/Filings/4/0000950142-07-001330
4//SEC Filing

CARNIVAL PLC 4

Accession 0000950142-07-001330

$CUKCIK 0001125259operating

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 6:24 PM ET

Size

43.2 KB

Accession

0000950142-07-001330

Insider Transaction Report

Form 4
Period: 2007-06-04
Transactions
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.78/sh19,026$966,140104,652 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.84/sh10,500$533,82027,552 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.75/sh8,174$414,831137,378 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.77/sh2,100$106,617123,678 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.90/sh8,300$422,4705,500 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.82/sh7,100$360,82248,052 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.94/sh500$25,4701,600 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.76/sh11,600$588,816125,778 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.96/sh800$40,768500 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.79/sh24,400$1,239,27680,252 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.83/sh10,000$508,30038,052 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.91/sh600$30,5464,900 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.93/sh2,500$127,3252,100 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.80/sh16,500$838,20063,752 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.81/sh8,600$436,96655,152 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.89/sh3,900$198,47113,800 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.86/sh1,600$81,37618,400 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.85/sh7,552$384,01920,000 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.87/sh300$15,26118,100 total
  • Sale

    Trust Shares (beneficial interest in special voting share)

    2007-06-04$50.88/sh400$20,35217,700 total
Holdings
  • Trust Shares (beneficial interest in special voting share)

    (indirect: By Children)
    1,200
  • Ordinary Shares

    0
Footnotes (5)
  • [F1]The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares (the "Trust Shares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose.
  • [F2]Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of the DLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
  • [F3]The prices included on this form represent the sales price for the paired Trust Shares and shares of Carnival Corporation Common Stock.
  • [F4]The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated April 30, 2007.
  • [F5]The reporting person acquired beneficial ownership of these shares through her children. The reporting person no longer has a reportable beneficial interest in the shares owned by her children and included in the reporting person's prior ownership reports.

Issuer

CARNIVAL PLC

CIK 0001125259

Entity typeoperating

Related Parties

1
  • filerCIK 0001125259

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 6:24 PM ET
Size
43.2 KB