4//SEC Filing
TARANTO HARRI V 4
Accession 0000950142-09-001108
CIK 0000908259other
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 5:17 PM ET
Size
16.1 KB
Accession
0000950142-09-001108
Insider Transaction Report
Form 4
OXIGENE INCOXGN
Symphony Capital Partners LP
Director10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock Warrant (right to buy)
2008-12-30−11,281,877→ 0 total(indirect: See Footnotes)Exercise: $1.11Exp: 2018-10-17→ Common Stock (11,281,877 underlying) - Exercise of In-Money
Common Stock
2008-12-30$1.11/sh+11,281,877$12,522,883→ 17,117,118 total(indirect: See Footnotes)
SYMPHONY CAPITAL GP, L.P.
Director10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock
2008-12-30$1.11/sh+11,281,877$12,522,883→ 17,117,118 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock Warrant (right to buy)
2008-12-30−11,281,877→ 0 total(indirect: See Footnotes)Exercise: $1.11Exp: 2018-10-17→ Common Stock (11,281,877 underlying)
SYMPHONY GP, LLC
Director10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock Warrant (right to buy)
2008-12-30−11,281,877→ 0 total(indirect: See Footnotes)Exercise: $1.11Exp: 2018-10-17→ Common Stock (11,281,877 underlying) - Exercise of In-Money
Common Stock
2008-12-30$1.11/sh+11,281,877$12,522,883→ 17,117,118 total(indirect: See Footnotes)
SYMPHONY ViDA HOLDINGS LLC
Director10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock
2008-12-30$1.11/sh+11,281,877$12,522,883→ 17,117,118 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock Warrant (right to buy)
2008-12-30−11,281,877→ 0 total(indirect: See Footnotes)Exercise: $1.11Exp: 2018-10-17→ Common Stock (11,281,877 underlying)
TARANTO HARRI V
Director10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock Warrant (right to buy)
2008-12-30−11,281,877→ 0 total(indirect: See Footnotes)Exercise: $1.11Exp: 2018-10-17→ Common Stock (11,281,877 underlying) - Exercise of In-Money
Common Stock
2008-12-30$1.11/sh+11,281,877$12,522,883→ 17,117,118 total(indirect: See Footnotes)
Footnotes (4)
- [F1]In accordance with the terms of the Stock and Warrant Purchase Agreement (the "SWPA") entered into between Symphony ViDA Holdings LLC ("Holdings") and OXiGENE, Inc. (the "Issuer") on October 1, 2008, Holdings exercised a warrant to purchase 11,281,877 shares of common stock of the Issuer (the "Warrant") on December 30, 2008.
- [F2]Includes 17,117,118 shares of common stock directly owned by Holdings.
- [F3]Symphony Capital Partners, L.P. ("SCP L.P.") is the manager of Holdings; Symphony GP, LLC ("SGP LLC") is the general partner of Symphony Capital GP, L.P. ("SC GP L.P."), which is the general partner of SCP L.P. (collectively, the "Symphony Entities"). Mark Kessel and Harri V. Taranto are managing members of SGP LLC. Mr. Kessel, Mr. Taranto and the Symphony Entities are referred to as the "Reporting Persons." Mr. Kessel is also a member of the Issuer's board of directors. As such, the Reporting Persons other than Mr. Kessel may be deemed to be a director of the Issuer by deputization.
- [F4]Pursuant to the SWPA, Holdings could not exercise the Warrant (subject to limited exceptions) until the Issuer's stockholders approved the issuance and sale of the common stock underlying the Warrant. On December 9, 2008, the Issuer held a special meeting of its stockholders and obtained the requisite stockholder approval for the issuance.
Documents
Issuer
OXIGENE INC
CIK 0000908259
Entity typeother
Related Parties
1- filerCIK 0001469948
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 5:17 PM ET
- Size
- 16.1 KB