GEFFEN DAVID 4
4 · DreamWorks Animation SKG, Inc. · Filed Oct 4, 2012
Insider Transaction Report
Form 4
GEFFEN DAVID
10% Owner
Transactions
- Conversion
Class A Common Stock, par value $0.01 per share
2012-10-02+1,051,770→ 1,051,770 total - Conversion
Class A Common Stock, par value $0.01 per share
2012-10-02+1,948,230→ 1,948,230 total(indirect: See Note) - Conversion
Class B Common Stock, par value $0.01 per share
2012-10-02−1,948,230→ 0 total(indirect: See Note)→ Class A Common Stock (1,948,230 underlying) - Conversion
Class B Common Stock, par value $0.01 per share
2012-10-02−1,051,770→ 0 total→ Class A Common Stock (1,051,770 underlying)
Footnotes (2)
- [F1]The reported securities are owned directly by DG-DW, L.P. and DG-DW, Inc., the general partner of DG-DW, L.P. and indirectly by David Geffen, as the President of DG-DW, Inc. David Geffen disclaims beneficial ownership of the shares held by DG-DW, L.P. and DG-DW, Inc., except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. The Class B Common Stock is immediately convertible and does not expire.