$CCL·4

CARNIVAL CORP · Nov 20, 7:43 PM ET

CARNIVAL CORP 4

4 · CARNIVAL CORP · Filed Nov 20, 2012

Insider Transaction Report

Form 4
Period: 2012-11-16
Transactions
  • Sale

    Common Stock

    2012-11-19$38.09/sh+466,764$17,777,54760,082,380 total
  • Sale

    Common Stock

    2012-11-16$37.44/sh493,013$18,459,24560,549,144 total
Footnotes (3)
  • [F1]These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock.
  • [F2]The transaction was executed in multiple trades at prices ranging from $37.00 to $37.99. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F3]The transaction was executed in multiple trades at prices ranging from $37.8150 to $38.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Documents

1 file
  • 4
    es1201222_4-eft.xmlPrimary

    OWNERSHIP DOCUMENT