3//SEC Filing
GAP COINVESTMENTS IV LLC 3
Accession 0000950142-13-001623
CIK 0001569391other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:43 PM ET
Size
30.3 KB
Accession
0000950142-13-001623
Insider Transaction Report
Form 3
GA-GTCO Interholdco, LLC
10% OwnerOther
Holdings
- 28,493,943
Class A Common Stock, par value $0.01 per share
Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)
GENERAL ATLANTIC LLC
10% OwnerOther
Holdings
Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)- 28,493,943
Class A Common Stock, par value $0.01 per share
Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)
GENERAL ATLANTIC GENPAR, L.P.
10% OwnerOther
Holdings
Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)- 28,493,943
Class A Common Stock, par value $0.01 per share
Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)
GA-GTCO US AIV, L.P.
10% OwnerOther
Holdings
Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)- 28,493,943
Class A Common Stock, par value $0.01 per share
Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)
GA-GTCO AIV, L.P.
10% OwnerOther
Holdings
- 28,493,943
Class A Common Stock, par value $0.01 per share
Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)
GAP-W, LLC
10% OwnerOther
Holdings
- 28,493,943
Class A Common Stock, par value $0.01 per share
Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)
GAP COINVESTMENTS IV LLC
10% OwnerOther
Holdings
Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)- 28,493,943
Class A Common Stock, par value $0.01 per share
GENERAL ATLANTIC PARTNERS 83, L.P.
10% OwnerOther
Holdings
Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)- 28,493,943
Class A Common Stock, par value $0.01 per share
Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)
General Atlantic Partners 93, L.P.
10% OwnerOther
Holdings
Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)- 28,493,943
Class A Common Stock, par value $0.01 per share
Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)
GAP COINVESTMENTS III LLC
10% OwnerOther
Holdings
Class A Warrants
Exercise: $12.00From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (2,698,228 underlying)Class B Warrants
Exercise: $13.50From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (2,698,228 underlying)Class C Warrants
Exercise: $15.00From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (2,698,227 underlying)- 28,493,943
Class A Common Stock, par value $0.01 per share
Footnotes (8)
- [F1]GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company, is the direct record holder of 28,493,943 shares of the issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), 2,698,228 of the issuer's Class A Warrants (the "Class A Warrants"), 2,698,228 of the issuer's Class B Warrants (the "Class B Warrants") and 2,698,227 of the issuer's Class C Warrants (the "Class C Warrants" and, together with the Class A Warrants and the Class B Warrants, the "Warrants") .
- [F2]General Atlantic Partners 83, L.P., a Delaware limited partnership ("GAP 83"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 8,330,016 shares of Class A Common Stock held by GA-GTCO Interholdco; General Atlantic Partners 93, L.P., a Delaware limited partnership ("GAP 93"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 4,160,081 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO US AIV, L.P., a Delaware limited partnership ("GA US AIV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 4,555,636 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO AIV, L.P., a Delaware limited partnership ("GA AIV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 2,656,333 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 3)
- [F3](cont'd from footnote 2) GAP-W, LLC, a Delaware limited liability company ("GAP-W"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 5,901,264 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 2,038,580 shares of Common Stock held by GA-GTCO Interholdco; GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 485,834 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 38,950 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 4)
- [F4](cont'd from footnote 3) and GapStar, LLC, a Delaware limited liability company ("GapStar" and, together with GAP 83, GAP 93, GA US AIV, GA AIV, GAP-W, GAPCO III, GAPCO IV and GAPCO CDA, the "GA Funds"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 327,249 shares of Class A Common Stock held by GA-GTCO Interholdco.
- [F5]The general partner of GAP 83, GAP 93, GAP US AIV and GAP AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Class A Common Stock and Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6)
- [F6](cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein.
- [F7]GAP 83 indirectly beneficially owns 952,181 Class A Warrants held by GA-GTCO Interholdco, 952,181 Class B Warrants held by GA-GTCO Interholdco and 952,181 Class C Warrants held by GA-GTCO Interholdco; GA US AIV indirectly beneficially owns 520,742 Class A Warrants held by GA-GTCO Interholdco, 520,742 Class B Warrants held by GA-GTCO Interholdco and 520,742 Class C Warrants held by GA-GTCO Interholdco; GA AIV indirectly beneficially owns 303,638 Class A Warrants held by GA-GTCO Interholdco, 303,638 Class B Warrants held by GA-GTCO Interholdco and 303,638 Class C Warrants held by GA-GTCO Interholdco; GAP-W indirectly beneficially owns 674,557 Class A Warrants held by GA-GTCO Interholdco, 674,557 Class B Warrants held by GA-GTCO Interholdco and 674,557 Class C Warrants held by GA-GTCO Interholdco; (cont'd in footnote 8)
- [F8](cont'd from footnote 7) GAPCO III indirectly beneficially owns 166,695 Class A Warrants held by GA-GTCO Interholdco, 166,695 Class B Warrants held by GA-GTCO Interholdco and 166,694 Class C Warrants held by GA-GTCO Interholdco; GAPCO IV indirectly beneficially owns 39,891 Class A Warrants held by GA-GTCO Interholdco, 39,891 Class B Warrants held by GA-GTCO Interholdco and 39,891 Class C Warrants held by GA-GTCO Interholdco; GAPCO CDA indirectly beneficially owns 3,117 Class A Warrants held by GA-GTCO Interholdco, 3,117 Class B Warrants held by GA-GTCO Interholdco and 3,117 Class C Warrants held by GA-GTCO Interholdco; and GapStar indirectly beneficially owns 37,407 Class A Warrants held by GA-GTCO Interholdco, 37,407 Class B Warrants held by GA-GTCO Interholdco and 37,407 Class C Warrants held by GA-GTCO Interholdco.
Documents
Issuer
KCG Holdings, Inc.
CIK 0001569391
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001282372
Filing Metadata
- Form type
- 3
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 5:43 PM ET
- Size
- 30.3 KB