4//SEC Filing
PLY GEM HOLDINGS INC 4
Accession 0000950142-13-002224
CIK 0001284807operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 8:50 AM ET
Size
6.9 KB
Accession
0000950142-13-002224
Insider Transaction Report
Form 4
LEFKOWITZ STEVEN M
Director10% Owner
Transactions
- Purchase
Common stock
2013-11-08$14.63/sh+10,000$146,300→ 10,000 total
Holdings
- 9,985,631(indirect: See Footnote)
Common stock
- 35,709,612(indirect: See Footnote)
Common stock
Footnotes (3)
- [F1]Represents shares of common stock of Ply Gem Holdings, Inc. (the "Issuer") beneficially owned as a result of the Agreement and Plan of Merger, dated as of May 22, 2013, by and between Ply Gem Prime Holdings, Inc. and the Issuer. Mr. Lefkowitz (the "Reporting Person") is a director of Rajaconda Holdings, Inc. (the "CI General Partner"), which is the sole general partner of Caxton-Iseman (Ply Gem), L.P. ("CI Partnership I") and Caxton-Iseman (Ply Gem) II, L.P. ("CI Partnership II" and, together with CI Partnership I, the "CI Partnerships"). The Reporting Person's pecuniary interest in the securities held by the CI Partnerships is limited to his percentage interest in the CI Partnerships' interests in such securities.
- [F2]By CI Partnership I.
- [F3]By CI Partnership II.
Documents
Issuer
PLY GEM HOLDINGS INC
CIK 0001284807
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001284807
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 8:50 AM ET
- Size
- 6.9 KB