PLY GEM HOLDINGS INC 4
4 · PLY GEM HOLDINGS INC · Filed Jul 1, 2014
Insider Transaction Report
Form 4
LEFKOWITZ STEVEN M
Director10% Owner
Transactions
- Other
Common stock
2014-06-30−35,709,612→ 0 total(indirect: See Footnote) - Other
Common stock
2014-06-30−9,985,631→ 0 total(indirect: See Footnote)
Holdings
- 10,000
Common stock
Footnotes (4)
- [F1]Effective June 30, 2014, Mr. Lefkowitz (the "Reporting Person") resigned as director of Rajaconda Holdings, Inc. ("Rajaconda"), which is the sole general partner of Caxton-Iseman (Ply Gem), L.P. ("CI Partnership I") and Caxton-Iseman (Ply Gem) II, L.P. ("CI Partnership II" and, together with CI Partnership I, the "CI Partnerships"). As a result of his resignation, the Reporting Person no longer has any investment control over the shares of common stock of Ply Gem Holdings, Inc. (the "Issuer") held by the CI Partnerships and therefore has ceased to beneficially own such shares. No consideration was paid in connection with the Reporting Person's resignation as director of Rajaconda.
- [F2]To the extent the Reporting Person previously reported shares of common stock of the Issuer held by the CI Partnerships, he hereby disclaims such beneficial ownership except to the extent of his pecuniary interest in such shares.
- [F3]By CI Partnership I.
- [F4]By CI Partnership II.