4//SEC Filing
Yongye International, Inc. 4
Accession 0000950142-14-001532
CIK 0001398551operating
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 10:26 AM ET
Size
10.0 KB
Accession
0000950142-14-001532
Insider Transaction Report
Form 4
SUN HOMER
Director
Transactions
- Other
Series A Convertible Preferred Stock, par value $0.001
2014-07-03−0→ 0 total(indirect: See footnote)Exercise: $0.00→ Common stock (0 underlying) - Other
Common Stock
2014-07-03−0→ 0 total(indirect: See footnote)
Footnotes (3)
- [F1]On July 3, 2014, New York time, Yongye International, Inc. (the "Issuer") completed the merger pursuant to that certain Agreement and Plan of Merger dated as of September 23, 2013, and amended by that certain Amendment No. 1 to the Agreement and Plan of Merger, dated as of April 9, 2014 (the "Merger Agreement"), by and among the Issuer, Full Alliance International Limited, a British Virgin Islands company ("Holdco"), Yongye International Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands ("Parent"), Yongye International Merger Sub Limited, a Nevada corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and Mr. Sun ceasing to be a director of the Issuer.
- [F2]In connection with the Merger, MSPEA Agriculture Holding Limited, a Cayman Islands limited liability company ("MSPEA") contributed 2,128,043 shares of the Issuer's Common Stock and 6,505,113 shares of the Issuer's Series A Convertible Preferred Stock to Parent prior to the consummation of the Merger pursuant to that certain contribution agreement by and among MSPEA, Holdco, Parent and certain stockholders of the Issuer party thereto.
- [F3]Prior to the contribution to Parent described in footnote 2, MSPEA was the record holder of 6,505,113 shares of Series A Convertible Preferred Stock of the Issuer and 2,128,043 shares of Common Stock of the Issuer (collectively, the "Shares"). Mr. Homer Sun is the chief investment officer of Morgan Stanley Private Equity Asia, which is an affiliate of MSPEA. Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by Mr. Sun that he is the beneficial owner of any such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and Mr. Sun expressly disclaims the beneficial ownership thereof except to the extent of his pecuniary interest therein, if any.
Documents
Issuer
Yongye International, Inc.
CIK 0001398551
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001398551
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 10:26 AM ET
- Size
- 10.0 KB