$ASPN·4

ASPEN AEROGELS INC · Dec 22, 7:57 PM ET

ASPEN AEROGELS INC 4

4 · ASPEN AEROGELS INC · Filed Dec 22, 2014

Insider Transaction Report

Form 4
Period: 2014-12-09
HUFF CRAIG A
Director10% Owner
Transactions
  • Other

    Common Stock

    2014-12-09+39,1082,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
  • Other

    Common Stock

    2014-12-09+4,766254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.)
Holdings
  • Common Stock

    7,727
Footnotes (2)
  • [F1]Pro rata distributions from limited partnerships in which the holder is a limited partner.
  • [F2]The securities held by Reservoir Capital Partners, L.P. ("RCP") or Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

Documents

1 file
  • 4
    es1401381_4-aspen.xmlPrimary

    OWNERSHIP DOCUMENT