CARNIVAL PLC 4
4 · CARNIVAL PLC · Filed Feb 19, 2015
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
ARISON MICKY MEIR
DirectorChairman & CEO10% Owner
Transactions
- Tax Payment
Trust Shares (Beneficial Interest in Special Voting Share)
2015-02-17$43.33/sh−33,024$1,431,003→ 3,238,210 total(indirect: By Trust)
Holdings
- 87,419,457(indirect: By Trust)
Trust Shares (Beneficial Interest in Special Voting Share)
Footnotes (3)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Represents a surrender of shares of Carnival Corporation Common Stock (including Trust Shares) to satisfy the tax obligation on the vesting of restricted stock granted in 2012.
- [F3]Includes Trust Shares paired with (i) 85,736,445 shares of Carnival Corporation Common Stock held by MA 1994 B Shares L.P., (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2008 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.