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4//SEC Filing

HRG GROUP, INC. 4

Accession 0000950142-15-001559

$SPBCIK 0000109177operating
View on SEC.govCompany Profile

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 8:20 PM ET

Size

23.3 KB

Accession

0000950142-15-001559

Insider Transaction Report

Form 4
Period: 2015-06-26
HRG GROUP, INC.HRG
HARBINGER CAPITAL PARTNERS LLC
10% OwnerOther
Transactions
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−2,073,153$27,282,693→ 715,753 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−4,414,849$58,099,413→ 24,505,033 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−6,734$88,687→ 24,498,299 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−3,162$41,644→ 712,591 total
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
10% OwnerOther
Transactions
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−4,414,849$58,099,413→ 24,505,033 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−3,162$41,644→ 712,591 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−6,734$88,687→ 24,498,299 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−2,073,153$27,282,693→ 715,753 total
FALCONE PHILIP
10% OwnerOther
Transactions
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−2,073,153$27,282,693→ 715,753 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−3,162$41,644→ 712,591 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−6,734$88,687→ 24,498,299 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−4,414,849$58,099,413→ 24,505,033 total
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
10% OwnerOther
Transactions
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−6,734$88,687→ 24,498,299 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−2,073,153$27,282,693→ 715,753 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−4,414,849$58,099,413→ 24,505,033 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−3,162$41,644→ 712,591 total
HARBINGER HOLDINGS, LLC
10% OwnerOther
Transactions
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−6,734$88,687→ 24,498,299 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−4,414,849$58,099,413→ 24,505,033 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−3,162$41,644→ 712,591 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−2,073,153$27,282,693→ 715,753 total
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
10% OwnerOther
Transactions
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−2,073,153$27,282,693→ 715,753 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−3,162$41,644→ 712,591 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-26$13.16/sh−4,414,849$58,099,413→ 24,505,033 total
  • Sale

    Common Stock (par value $0.01 per share)

    2015-06-29$13.17/sh−6,734$88,687→ 24,498,299 total
Footnotes (11)
  • [F1]The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.21 to $13.30, inclusive.
  • [F10]Each Reporting Person listed in Footnote 9 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F11]The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.21 to $13.245, inclusive.
  • [F2]The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, HRG Group, Inc. ("HRG") or a security holder of HRG full information regarding the number of Shares sold at each separate price within the range set forth on this line.
  • [F3]These Shares are owned directly by Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"), which is a Reporting Person.
  • [F4]These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.
  • [F5]Each person listed in Footnote 4 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F6]The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.21 to $13.245, inclusive.
  • [F7]The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.21 to $13.30, inclusive.
  • [F8]These Shares are owned directly by Harbinger Capital Partners Special Situations Fund, L.P. (the "Special Situations Fund"), which is a Reporting Person.
  • [F9]These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, the managing member of HCPSS; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Special Situations Fund.

Documents

1 file

Issuer

HRG GROUP, INC.

CIK 0000109177

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000109177

Filing Metadata

Form type
4
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 8:20 PM ET
Size
23.3 KB
View on SEC.gov