CARNIVAL CORP 4
4 · CARNIVAL CORP · Filed Feb 11, 2016
Insider Transaction Report
Form 4
ARISON MICKY MEIR
DirectorChairman & CEO10% Owner
Transactions
- Exercise/Conversion
Common Stock
2016-02-09+17,798→ 3,256,008 total(indirect: By Trust) - Tax Payment
Common Stock
2016-02-09$40.79/sh−4,854$197,995→ 3,251,154 total(indirect: By Trust)
Holdings
- 87,419,457(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]17,798 performance based restricted stock units of Carnival Corporation granted in 2013 were released in the form of Carnival Corporation Common Stock.
- [F2]Represents a surrender of shares of Carnival Corporation Common Stock to satisfy the tax obligation on the release of performance based restricted stock units of Carnival Corporation granted in 2013.
- [F3]Includes (i) 85,736,445 shares of Carnival Corporation Common Stock held by MA 1994 B Shares L.P., (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2015-08 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and the KA 2015-08 Trust.