4//SEC Filing
CARNIVAL PLC 4
Accession 0000950142-16-003048
$CUKCIK 0001125259operating
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 5:19 PM ET
Size
9.4 KB
Accession
0000950142-16-003048
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
ARISON MICKY MEIR
DirectorChairman & CEO10% Owner
Transactions
- Exercise/Conversion
Trust Shares (Beneficial Interest in Special Voting Share)
2016-02-09+17,798→ 3,256,008 total(indirect: By Trust) - Tax Payment
Trust Shares (Beneficial Interest in Special Voting Share)
2016-02-09$40.79/sh−4,856$198,076→ 3,251,154 total(indirect: By Trust)
Holdings
- 87,419,457(indirect: By Trust)
Trust Shares (Beneficial Interest in Special Voting Share)
Footnotes (4)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]17,798 performance based restricted stock units of Carnival Corporation granted in 2013 were released in the form of Carnival Corporation Common Stock (including Trust Shares).
- [F3]Represents a surrender of shares of Carnival Corporation Common Stock (including Trust Shares) to satisfy the tax obligation on the release of performance based restricted stock units of Carnival Corporation granted in 2013.
- [F4]Includes Trust Shares paired with (i) 85,736,445 shares of Carnival Corporation Common Stock held by MA 1994 B Shares L.P., (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2015-08 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and the KA 2015-08 Trust.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeoperating
Related Parties
1- filerCIK 0001125259
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 5:19 PM ET
- Size
- 9.4 KB