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4//SEC Filing

Gato Investments LP 4

Accession 0000950142-18-000839

CIK 0001567345other

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 5:16 PM ET

Size

9.1 KB

Accession

0000950142-18-000839

Insider Transaction Report

Form 4
Period: 2018-04-04
Transactions
  • Disposition to Issuer

    Class B Common Stock

    2018-04-04749,75815,744,913 total(indirect: By Gato Investments LP)
    Class A Common Stock (749,758 underlying)
Transactions
  • Disposition to Issuer

    Class B Common Stock

    2018-04-04749,75815,744,913 total(indirect: By Gato Investments LP)
    Class A Common Stock (749,758 underlying)
Footnotes (3)
  • [F1]In accordance with the terms of the amended and restated certificate of incorporation of Hemisphere Media Group, Inc. (the "Company"), each share of the Company's Class B common stock, par value $0.0001 per share, is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), and has no expiration date.
  • [F2]Represents the forfeiture of shares of Class B Common Stock to the Company pursuant to the terms of the Equity Restructuring and Warrant Purchase Agreement, dated as of January 22, 2013, by and among Azteca Acquisition Holdings, LLC, Brener International Group, LLC, InterMedia Partners VII, L.P., InterMedia Cine Latino, LLC, Cinema Aeropuerto, S.A. de C.V., the Company and the other parties identified therein, whereby the closing sales price of the Class A Common Stock did not equal or exceed $15.00 per share for any 20 trading days within at least one 30-trading day period within 60 months of April 4, 2013.
  • [F3]The reported securities are owned directly by Gato Investments LP (the "Investor") and indirectly by Gemini Latin Holdings, LLC (the "General Partner"), as general partner of the Investor and Peter M. Kern, as the managing member of the General Partner. The General Partner and Mr. Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Issuer

HEMISPHERE MEDIA GROUP, INC.

CIK 0001567345

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001687993

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 5:16 PM ET
Size
9.1 KB