Home/Filings/4/0000950142-18-001327
4//SEC Filing

MCKERNAN JOHN R JR 4

Accession 0000950142-18-001327

CIK 0001580156other

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 8:45 PM ET

Size

10.6 KB

Accession

0000950142-18-001327

Insider Transaction Report

Form 4
Period: 2018-05-31
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2018-05-316,8830 total
    Common Stock (6,883 underlying)
  • Award

    Restricted Stock Units

    2018-05-31+12,50012,500 total
    Common Stock (12,500 underlying)
  • Award

    Phantom Stock

    2018-05-31+6,8836,883 total
    Common Stock (6,883 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
  • [F2]Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2017, the reporting person deferred the receipt of 6,883 shares of common stock and received instead 6,883 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
  • [F3]This grant of restricted stock units will vest on May 31, 2019, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan.

Issuer

Houghton Mifflin Harcourt Co

CIK 0001580156

Entity typeother

Related Parties

1
  • filerCIK 0001129822

Filing Metadata

Form type
4
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 8:45 PM ET
Size
10.6 KB