Home/Filings/4/0000950142-18-002286
4//SEC Filing

Centre Partners V, L.P. 4

Accession 0000950142-18-002286

CIK 0000874396other

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 6:14 PM ET

Size

23.4 KB

Accession

0000950142-18-002286

Insider Transaction Report

Form 4
Period: 2018-11-15
JRJ V LP
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
JRJ Inc.
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
JAFFE DAVID
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
Transactions
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-15$10.48/sh+1,116$11,7015,622,445 total(indirect: See footnotes)
  • Purchase

    Common Stock, par value $0.01, per share

    2018-11-19$10.78/sh+9,337$100,6495,631,782 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.01, per share

    7,086
Footnotes (8)
  • [F1]Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.
  • [F2]The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F3]Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").
  • [F4]CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)
  • [F5](Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.
  • [F6]Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.
  • [F7]The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F8]These shares are directly owned by Mr. Pollack.

Issuer

LIFETIME BRANDS, INC

CIK 0000874396

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001732873

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 6:14 PM ET
Size
23.4 KB