Home/Filings/4/0000950142-19-001101

4//SEC Filing

GILHULY EDWARD A 4

Accession 0000950142-19-001101

CIK 0001348036other

View on SEC.gov Company Profile

Filed

May 14, 8:00 PM ET

Accepted

May 15, 4:51 PM ET

Size

52.9 KB

Accession

0000950142-19-001101

Insider Transaction Report

Form 4

Period: 2019-05-13

AVALARA, INC.AVLR

SAGEVIEW CAPITAL LP

10% Owner

Transactions

Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnotes)
75,000

SAGEVIEW CAPITAL MASTER, L.P.

10% Owner

Transactions

Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)

Holdings

Common Stock
(indirect: See Footnotes)
75,000

Sageview Avalara Partners, L.P.

10% Owner

Transactions

Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)

Holdings

Common Stock
(indirect: See Footnotes)
75,000

Sageview Avalara Partners I, L.P.

10% Owner

Transactions

Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)

Holdings

Common Stock
(indirect: See Footnotes)
75,000

Sageview Capital MGP, LLC

10% Owner

Transactions

Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)

Holdings

Common Stock
(indirect: See Footnotes)
75,000

STUART SCOTT M

10% Owner

Transactions

Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnotes)
75,000

GILHULY EDWARD A

Director10% Owner

Transactions

Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)

Holdings

Common Stock
(indirect: See Footnotes)
75,000

Footnotes (8)

[F1]Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC.
[F2]On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members.
[F3]Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
[F4]Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
[F5]Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
[F6]Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family as a result of the distributions referred to in Note (2) above.
[F7]Reflects shares held by trusts for the benefit of members of Mr. Stuart's family as a result of the distributions referred to in Note (2) above.
[F8]Reflects shares held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

Documents

2 files

Issuer

AVALARA, INC.

CIK 0001348036

→

Entity typeother

Related Parties

filerCIK 0001206780

Filing Metadata

Form type: 4
Filed: May 14, 8:00 PM ET
Accepted: May 15, 4:51 PM ET
Size: 52.9 KB

View on SEC.gov