4//SEC Filing
Sageview Capital Partners (A), LP 4
Accession 0000950142-19-001102
CIK 0001348036other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 4:53 PM ET
Size
45.2 KB
Accession
0000950142-19-001102
Insider Transaction Report
Form 4
AVALARA, INC.AVLR
Sageview Capital Partners (A), LP
10% Owner
Transactions
- Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Holdings
- 75,000(indirect: See Footnotes)
Common Stock
Sageview Capital Partners (B), LP
10% Owner
Transactions
- Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Holdings
- 75,000(indirect: See Footnotes)
Common Stock
Sageview Partners (C) (Master), LP
10% Owner
Transactions
- Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Holdings
- 75,000(indirect: See Footnotes)
Common Stock
Sageview Capital GenPar, Ltd.
10% Owner
Transactions
- Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Holdings
- 75,000(indirect: See Footnotes)
Common Stock
Sageview Capital GenPar, LP
10% Owner
Transactions
- Other
Common Stock
2019-05-13−2,911,229→ 5,566,155 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−212,378→ 406,060 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13−376,393→ 719,650 total(indirect: See Footnotes) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote) - Other
Common Stock
2019-05-13+489,217→ 489,217 total(indirect: See Footnote)
Holdings
- 75,000(indirect: See Footnotes)
Common Stock
Footnotes (8)
- [F1]Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC.
- [F2]On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members.
- [F3]Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
- [F4]Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
- [F5]Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
- [F6]Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family as a result of the distributions referred to in Note (2) above.
- [F7]Reflects shares held by trusts for the benefit of members of Mr. Stuart's family as a result of the distributions referred to in Note (2) above.
- [F8]Reflects shares held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
Issuer
AVALARA, INC.
CIK 0001348036
Entity typeother
Related Parties
1- filerCIK 0001363699
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 4:53 PM ET
- Size
- 45.2 KB