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GILHULY EDWARD A 4

Accession 0000950142-19-001131

CIK 0001348036other

View on SEC.gov Company Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 6:28 PM ET

Size

50.2 KB

Accession

0000950142-19-001131

Insider Transaction Report

Form 4

Period: 2019-05-20

AVALARA, INC.AVLR

SAGEVIEW CAPITAL LP

10% Owner

Transactions

Sale
Common Stock
2019-05-20$69.00/sh−2,079,449$143,481,981→ 3,486,706 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−151,699$10,467,231→ 254,361 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−268,852$18,550,788→ 450,798 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnotes)
75,000

Sageview Avalara Partners, L.P.

10% Owner

Transactions

Sale
Common Stock
2019-05-20$69.00/sh−151,699$10,467,231→ 254,361 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−2,079,449$143,481,981→ 3,486,706 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−268,852$18,550,788→ 450,798 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnotes)
75,000

Sageview Avalara Partners I, L.P.

10% Owner

Transactions

Sale
Common Stock
2019-05-20$69.00/sh−151,699$10,467,231→ 254,361 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−268,852$18,550,788→ 450,798 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−2,079,449$143,481,981→ 3,486,706 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnotes)
75,000

Sageview Capital MGP, LLC

10% Owner

Transactions

Sale
Common Stock
2019-05-20$69.00/sh−2,079,449$143,481,981→ 3,486,706 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−151,699$10,467,231→ 254,361 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−268,852$18,550,788→ 450,798 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnotes)
75,000

STUART SCOTT M

10% Owner

Transactions

Sale
Common Stock
2019-05-20$69.00/sh−268,852$18,550,788→ 450,798 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−2,079,449$143,481,981→ 3,486,706 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−151,699$10,467,231→ 254,361 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnotes)
75,000

GILHULY EDWARD A

Director10% Owner

Transactions

Sale
Common Stock
2019-05-20$69.00/sh−2,079,449$143,481,981→ 3,486,706 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−151,699$10,467,231→ 254,361 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−268,852$18,550,788→ 450,798 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnotes)
75,000

SAGEVIEW CAPITAL MASTER, L.P.

10% Owner

Transactions

Sale
Common Stock
2019-05-20$69.00/sh−2,079,449$143,481,981→ 3,486,706 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−151,699$10,467,231→ 254,361 total(indirect: See Footnotes)
Sale
Common Stock
2019-05-20$69.00/sh−268,852$18,550,788→ 450,798 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnote)
489,217
Common Stock
(indirect: See Footnotes)
75,000

Footnotes (7)

[F1]Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC.
[F2]Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
[F3]Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
[F4]Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
[F5]Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family.
[F6]Reflects shares held by trusts for the benefit of members of Mr. Stuart's family.
[F7]Reflects shares held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

Documents

2 files

Issuer

AVALARA, INC.

CIK 0001348036

→

Entity typeother

Related Parties

filerCIK 0001206780

Filing Metadata

Form type: 4
Filed: May 21, 8:00 PM ET
Accepted: May 22, 6:28 PM ET
Size: 50.2 KB

View on SEC.gov