4//SEC Filing
Novak E Rogers JR 4
Accession 0000950142-19-001279
CIK 0001580156other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 5:49 PM ET
Size
14.5 KB
Accession
0000950142-19-001279
Insider Transaction Report
Form 4
Novak E Rogers JR
Director
Transactions
- Exercise/Conversion
Common Stock
2019-05-31+4,942→ 22,989 total - Exercise/Conversion
Restricted Stock Units
2019-05-31−12,500→ 0 total→ Common Stock (12,500 underlying) - Exercise/Conversion
Phantom Stock
2019-05-31−4,942→ 0 total→ Common Stock (4,942 underlying) - Award
Restricted Stock Units
2019-05-31+15,071→ 15,071 total→ Common Stock (15,071 underlying) - Award
Phantom Stock
2019-05-31+12,500→ 12,500 total→ Common Stock (12,500 underlying)
Footnotes (4)
- [F1]Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
- [F2]The shares of phantom stock were settled in exchange for a like amount of shares of the Company's common stock.
- [F3]This grant of restricted stock units will vest on May 31, 2020, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
- [F4]Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2018, the reporting person deferred the receipt of 12,500 shares of common stock and received instead 12,500 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
Documents
Issuer
Houghton Mifflin Harcourt Co
CIK 0001580156
Entity typeother
Related Parties
1- filerCIK 0001292028
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 5:49 PM ET
- Size
- 14.5 KB